DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of May 31, 2016 No. 617

About determination of criteria by which the risk of the subject of primary financial monitoring of the professional participant of the stock market (security market) is estimated to be income gained in the criminal way, financing of terrorism and financing of distribution of weapons of mass destruction used for washing

According to article 14 of the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction", considering Item 2 of the Section II of the Procedure for control of observance by professional participants of the stock market (security market) of requirements of the legislation in the field of prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of the weapons of mass destruction approved by the decision of the National commission on securities and the stock market of July 17, 2015 No. 1038, registered in the Ministry of Justice of Ukraine on August 6, 2015 for No. 955/27400, for the purpose of determination of criteria, on which the risk of the subject of primary financial monitoring is estimated - the professional participant of the stock market (security market) the National commission on securities and the stock market DECIDED to be income gained in the criminal way used for washing of financing of terrorism and financing of distribution of weapons of mass destruction:

1. Determine the following criteria for evaluation of risk of the subject of primary financial monitoring - the professional participant of the stock market (security market) to be income gained in the criminal way, financings of terrorism and financing of distribution of weapons of mass destruction used for washing:

type of professional activity in the stock market (security market);

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