It is registered
Ministry of Justice
Russian Federation
On August 17, 2016 No. 43288
of July 28, 2016 No. 4088-U
About modification of the Instruction of the Bank of Russia of December 15, 2014 No. 3484-U "About procedure for submission by not credit financial credit institutions to authorized body of the data provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing"
1. Bring in the Instruction of the Bank of Russia of December 15, 2014 No. 3484-U "About procedure for submission by not credit financial credit institutions to authorized body of the data provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing", registered by the Ministry of Justice of the Russian Federation on February 2, 2015 No. 35833 ("the Bulletin of the Bank of Russia" of February 18, 2015 No. 14), the following changes.
1.1. To state the paragraph of the sixth preamble in the following edition:
"about refusal cases in accomplishment of the order of the client about making of transaction on the bases specified in Item 11 of article 7 of the Federal Law.".
1.2. State Item 7 in the following edition:
"7. Data on refusal case in accomplishment of the order of the client about making of transaction on the bases specified in Item 11 of article 7 of the Federal Law are represented to NFO to authorized body no later than the working day following behind day of making of the specified actions in time.".
1.3. In Item 17 of the word "on paper or" to exclude.
1.4. State Item 18 in the following edition:
"18. The list and structure of the indicators included in NFO in FES are given in appendix to this Instruction.".
1.5. State appendix in edition of appendix to this Instruction.
2. This Instruction becomes effective after 10 days after day of its official publication.
Chairman of the Central bank of the Russian Federation
E. S. Nabiullina
|
It is approved Director of Federal Service for Financial Monitoring |
Yu.A.Chikhanchin |
to the Instruction of the Bank of Russia of July 28, 2016 No. 4088-U "About modification of the Instruction of the Bank of Russia of December 15, 2014 No. 3484-U "About procedure for submission by not credit financial credit institutions to authorized body of the data provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing"
"Appendix
to the Instruction of the Bank of Russia of December 15, 2014 No. 3484-U "About procedure for submission by not credit financial credit institutions to authorized body of the data provided by the Federal Law "About Counteraction of Legalization (Washing) of Income Gained in the Criminal Way and to Terrorism Financing"
The list and structure of the indicators included in NFO in FES
FES consists of office and information parts.
Office part of FES is created of indicators of the table of 1 this appendix.
Information part of FES containing information on the transactions which are subject to mandatory control on transactions concerning which in case of implementation of rules of internal control there are suspicions about their implementation for the purpose of legalization (washing) of income gained in the criminal way and terrorism financing and also about the transactions suspended according to Item 10 of article 7 of the Federal Law is created of table indicators 2 presents of appendix.
Information part of FES containing information on the taken measures for freezing (blocking) of money or other property of the organizations and physical persons is created of table indicators 3 presents of appendix.
Information part of FES containing information on results of verification of presence among the clients of the organizations and physical persons to whom measures for freezing (blocking) of money or other property are applied or shall be applied is created of table indicators 4 presents of appendix.
Information part of FES containing information on refusal case in accomplishment of the order of the client about making of transaction on the bases specified in Item 11 of article 7 of the Federal Law is created of indicators of the table 5 of this appendix.
Table 1
Office part of FES
|
N |
Name of indicator |
Structure of indicator and additional information |
|
1 |
2 |
3 |
|
1 |
Version of format |
The version of format is specified. |
|
2 |
The version of the transferring program |
The version of the transferring program is specified. |
|
3 |
Information type |
Information type according to the FES formats posted on the official site of the Bank of Russia on the Internet is specified. |
|
4 |
Date of FES |
Date of transfer (sending) of FES is specified. |
|
5 |
Position of the authorized person |
The position of person to whom NFO (NFO branch) assigns job responsibilities in the FES direction in authorized body (further - the authorized person) is specified. |
|
6 |
Full name of the authorized person |
Surname, the name, middle name (the last - in the presence) the authorized person are entered. |
|
7 |
Phone of the authorized person |
The code of the city and phone number of the authorized person are specified. |
|
8 |
E-mail address |
The e-mail address for communication with authorized body is specified. |
Table 2
The list of the indicators included in NFO in FES about the transactions which are subject to mandatory control about transactions concerning which in case of implementation of rules of internal control there are suspicions about their implementation for the purpose of legalization (washing) of income gained in the criminal way and terrorism financing, and also about the transactions suspended according to Item 10 of article 7 of the Federal Law
|
N |
Name of indicator |
Structure of indicator and additional information |
|
1 |
2 |
3 |
|
Information on NFO (branch or other isolated structural division (further - branch) NFO), transferring (transferring) data to authorized body (the subsection is filled if NFO transferring data to authorized body is legal entity) | ||
|
1 |
The name NFO, transferring data |
The full trade name of NFO transferring data to authorized body including for the branch which is independently not transferring data is specified according to constituent documents. |
|
2 |
INN |
10-digit identification taxpayer number is specified (further - INN). |
|
3 |
CHECK POINT |
The reason code of registration in tax authority is specified (further - the check point) (for NFO branch the check point appropriated to NFO in the location of its branch is specified). |
|
4 |
RCBO |
The NFO code according to the All-Russian Classifier of Enterprises and Organizations (further - RCBO) for the legal entity is specified. |
|
5 |
RCEAP |
It is specified (are specified) in the presence code (codes) of types of economic activity according to the All-Russian Classifier of Economic Activities (ARCEA) (further - RCEAP). |
|
6 |
OKVED2 |
It is specified (are specified) in the presence code (codes) of types of economic activity according to the All-Russian Classifier of Economic Activities (OKVED2) (further - OKVED2). |
|
7 |
PSRN |
The primary state registration number is specified (further - PSRN). |
|
Information on NFO (NFO branch), representing (representing) data | ||
|
8 |
Code of type of NFO representing data |
NFO type code according to the FES formats posted on the official site of the Bank of Russia on the Internet is specified. |
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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