ORDER OF THE GOVERNMENT OF THE REPUBLIC OF TAJIKISTAN

of December 29, 2000 No. 502

About the Procedure of broker and dealer activities in the security market

According to articles 38 and 39 of the Law of the Republic of Tajikistan "About the security market" for the purpose of execution of the Presidential decree of the Republic of Tajikistan of December 1, 1999 No. 3 "About measures for further development and increase in efficiency of economic reforms" for the purpose of development in the Republic of Tajikistan of the Government of the Republic of Tajikistan security market decides:

Approve the Procedure of broker and dealer activities in the security market it (is applied).

Approved by the Order of the Government of the Republic of Tajikistan of December 29, 2000 No. 502

Procedure of broker and dealer activities in the security market

I. General provisions

1. This Procedure determines the conditions and procedure for the relation arising in the course of implementation of security transactions between the broker dealer and his client which are regulated by this Procedure, and also the current legislation of the Republic of Tajikistan, both prisoners between broker dealers and their clients of contracts for broker servicing.

2. Implementation by broker dealers of the activities are established by the rules determined by authorized state body before education of the special representative of body.

3. islyuchena

Control of implementation of broker and dealer activities is performed by the representative state organomit the self-regulatory organization, or the organizer of the biddings authorized by it.

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