INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of November 17, 2016 No. 4206-U

About modification of the Provision of the Bank of Russia of August 29, 2012 No. 386-P "About reorganization of credit institutions in the form of merge and accession"

1. Bring in the Provision of the Bank of Russia of August 29, 2012 No. 386-P "About reorganization of credit institutions in the form of merge and accession", registered by the Ministry of Justice of the Russian Federation on October 9, 2012 No. 25633, on December 12, 2013 No. 30592 ("the Bulletin of the Bank of Russia" of October 17, 2012 No. 61, of January 20, 2014 No. 5 - 6), the following changes.

1.1. In Item 1.2 of the word "insolvencies (bankruptcy) provided by the Federal Law of February 25, 1999 No. 40-FZ "About insolvency (bankruptcy) of credit institutions" (The Russian Federation Code, 1999, No. 9, Art. 1097; 2001, No. 26, Art. 2590; 2002, No. 12, Art. 1093; 2004, No. 31, Art. 3220; No. 34, Art. 3536; 2006, No. 52, Art. 5497; 2007, No. 1, Art. 10; No. 49, Art. 6064; 2008, No. 30, Art. 3616; No. 52, Art. 6225; 2009, No. 18, Art. 2153; No. 29, Art. 3632; 2011, No. 7, Art. 905; No. 27, Art. 3873; No. 50, of the Art. 7351) "shall be replaced with words" the bankruptcies provided by the Federal Law of October 26, 2002 No. 127-FZ "About insolvency (bankruptcy)" (The Russian Federation Code, 2002, No. 43, Art. 4190; 2004, No. 35, Art. 3607; 2005, No. 1, Art. 18, Art. 46; No. 44, Art. 4471; 2006, No. 30, Art. 3292; No. 52, Art. 5497; 2007, No. 7, Art. 834; No. 18, Art. 2117; No. 30, Art. 3754; No. 41, Art. 4845; No. 49, Art. 6079; 2008, No. 30, Art. 3616; No. 49, Art. 5748; 2009, No. 1, Art. 4, Art. 14; No. 18, Art. 2153; No. 29, Art. 3632; No. 51, Art. 6160; No. 52, Art. 6450; 2010, No. 17, Art. 1988; No. 31, Art. 4188, Art. 4196; 2011, No. 1, Art. 41; No. 7, Art. 905; No. 19, Art. 2708; No. 27, Art. 3880; No. 29, Art. 4301; No. 30, Art. 4576; No. 48, Art. 6728; No. 49, Art. 7015, Art. 7024, Art. 7040, Art. 7061, Art. 7068; No. 50, Art. 7351, Art. 7357; 2012, No. 31, Art. 4333; No. 53, Art. 7607, Art. 7619; 2013, No. 23, Art. 2871; No. 26, Art. 3207; No. 27, Art. 3477, Art. 3481; No. 30, Art. 4084; No. 51, Art. 6699; No. 52, Art. 6975, Art. 6984; 2014, No. 11, Art. 1095, Art. 1098; No. 30, Art. 4217; No. 49, Art. 6914; No. 52, Art. 7543; 2015, No. 1, Art. 10, Art. 29, Art. 35; No. 27, Art. 3945, Art. 3958, Art. 3967, Art. 3977; No. 29, Art. 4350, Art. 4355, Art. 4362; 2016, No. 1, Art. 11, Art. 27, Art. 29; No. 23, Art. 3296; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4293)".

1.2. In Item 1.5 of the word" (Instruction of the Bank of Russia of February 7, 2005 No. 1548-U "About procedure for opening (closing) and the organization of work of the mobile unit of cash transactions of bank (branch)", the registered Ministry of Justice of the Russian Federation on March 28, 2005 No. 6438, on October 6, 2006 No. 8362, on May 26, 2008 No. 11750 ("the Bulletin of the Bank of Russia" of April 6, 2005 No. 18, of October 18, 2006 No. 56, of June 11, 2008 No. 32) "shall be replaced with words" (Instruction of the Bank of Russia of July 22, 2013 No. 3028-U "About procedure for opening (closing) and the organization of work of the mobile unit of cash transactions of bank (branch)", the registered Ministry of Justice of the Russian Federation on September 9, 2013 No. 29911, on August 7, 2014 No. 33469, on July 13, 2015 No. 37993 ("the Bulletin of the Bank of Russia" of September 25, 2013 No. 52, of September 9, 2014 No. 80, of July 29, 2015 No. 63)".

1.3. In Item 2.4 of the word "or additional liability companies" to exclude.

1.4. In Item 2.5:

in paragraph one of the word "all specified documents (drafts of all specified documents) or separate from the specified documents (drafts of the specified documents)" shall be replaced with words "drafts of the specified documents (as everything, and separate from them)";

the first offer of paragraph two to state in the following edition: "The Bank of Russia (Department of licensing of activities and financial improvement of credit institutions) sends to the reorganized credit institution from which draft documents, the written confirmation of their obtaining arrived.";

the first offer of the paragraph of third to state in the following edition: "The Bank of Russia (Department of licensing of activities and financial improvement of credit institutions) within 15 working days from the moment of submission of draft documents considers them and sends to the reorganized credit institution from which these draft documents, the conclusion about results of consideration arrived.".

1.5. State Items 2.6 and 2.7 in the following edition:

"2.6. Until submission to the Bank of Russia (Department of licensing of activities and financial improvement of credit institutions) of the documents provided by the Instruction of the Bank of Russia No. 135-I (including until holding general meetings of members of the reorganized credit institutions, in which agenda is included question of reorganization) reorganized by credit institution into territorial office of the Bank of Russia on the expected location of "Credit institution" (in case of reorganization in the form of merge) or in the territorial office of the Bank of Russia exercising supervision of activities of "Credit institution" (in case of reorganization in the form of accession), go:

concerning persons, before reorganization who were board members (supervisory board) of the attached credit institution (the credit institution reorganized in the form of merge) who after completion of reorganization will be board members (supervisory board) of "Credit institution" - the written confirmation of compliance to requirements to goodwill, stipulated in Item 1 part one of article 16 of the Federal law "About Banks and Banking Activity". The written confirmation is submitted separately on each board member (supervisory board). The requirement about representation of this confirmation does not extend to persons holding positions of board members (supervisory board) of the attaching credit institution;

concerning new candidates for positions of board members (supervisory board) of "Credit institution" - documents, stipulated in Item 3.2 Provisions of the Bank of Russia of October 25, 2013 No. 408-P "About evaluation procedure of compliance to qualification requirements and requirements to goodwill of persons specified in article 11.1 of the Federal law "About Banks and Banking Activity" and article 60 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", and procedure for the maintaining the database, the stipulated in Article 75 Federal Laws "About the Central Bank Russian Federation (Bank of Russia)" registered by the Ministry of Justice of the Russian Federation on December 26, 2013 No. 30851, on May 20, 2016 No. 42183 ("the Bulletin of the Bank of Russia" of January 20, 2014 No. 5 - 6, of June 8, 2016 No. 51) (further - the Provision of the Bank of Russia No. 408-P);

concerning persons holding positions of sole executive body, his deputies, members of collegiate executive body (further - the head), the chief accountant and deputy chief accountants of the reorganized credit institutions (except for persons holding positions of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of the non-bank credit institution having the right to implementation of money transfers without opening of bank accounts and the related other banking activities (further - payment NPO) whom after completion of reorganization it is supposed to appoint to similar or subordinate positions in "Credit institution", - data on change of biographical particulars (Item 2.4 and appendix of 1 Provision of the Bank of Russia No. 408-P) in which the changes which happened from the date of the previous submission of the questionnaire to the Bank of Russia shall be reflected and the changes connected with reorganization and also the written confirmation of compliance to the qualification requirements and requirements to goodwill imposed by Item of 1 part one of article 16 of the Federal law "About Banks and Banking Activity" to the corresponding officials of "Credit institution" shall contain. The requirement of this paragraph does not extend to heads, the chief accountant and deputy chief accountants of the attaching credit institution who after completion of reorganization will hold the same positions in "Credit institution";

concerning persons holding positions of heads, chief accountant and deputy chief accountants of the reorganized credit institutions (except for persons holding positions of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of payment NPO) whom after completion of reorganization it is supposed to appoint to higher positions in "Credit institution", - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P for review candidates with the Bank of Russia (at the same time submission of the documents which are earlier sent to the Bank of Russia is not required if the data containing in them did not undergo changes; in this case in case of the direction of documents in territorial office of the Bank of Russia details of the letter to which such documents went to the Bank of Russia shall be specified);

concerning persons holding positions of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of payment NPO whom after completion of reorganization it is supposed to appoint to positions of heads, the chief accountant or deputy chief accountants of "Credit institution" - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P, for review candidates with the Bank of Russia (at the same time submission of the documents which are earlier sent to the Bank of Russia is not required if the data containing in them did not undergo changes; in this case in case of the direction of documents in territorial office of the Bank of Russia details of the letter to which such documents went to the Bank of Russia shall be specified);

concerning new candidates for positions of heads, the chief accountant and deputy chief accountants of "Credit institution" - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P, for review candidates with the Bank of Russia;

concerning persons who are temporarily fulfilling job responsibilities of heads, chief accountant and deputy chief accountants of the reorganized credit institutions (except for persons who are temporarily fulfilling job responsibilities of the deputy of sole executive body, the member of collegiate executive body and deputy chief accountants of payment NPO), and also persons to whom separate obligations of heads, the chief accountant and the deputy chief accountants of the reorganized credit institutions providing the order right the money which is on the accounts of credit institution opened in the Bank of Russia by which the corresponding temporary execution of job responsibilities (the order the money which is on the accounts opened in the Bank of Russia) will be performed in "Credit institution" are assigned - data on change of biographical particulars (Item 2.4 and appendix of 1 Provision of the Bank of Russia No. 408-P) in which the changes which happened from the date of the previous submission of the questionnaire to the Bank of Russia and the changes connected with reorganization shall be reflected and also the written confirmation of compliance to the qualification requirements and requirements to goodwill imposed by Item of 1 part one of article 16 of the Federal law "About Banks and Banking Activity" shall contain;

concerning persons who are temporarily fulfilling job responsibilities of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of payment NPO by whom the corresponding temporary execution of job responsibilities will be performed in "Credit institution" and also persons which are earlier not approved with the Bank of Russia to whom separate obligations of heads will be assigned, the chief accountant and the deputy chief accountants of "Credit institution" providing the order right the money which is on the accounts of "Credit institution" opened in the Bank of Russia - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P, for review candidates with the Bank of Russia (submission of the documents which are earlier sent to the Bank of Russia is not required if the data containing in them did not undergo changes; in this case in case of the direction of documents in territorial office of the Bank of Russia details of the letter to which such documents went to the Bank of Russia shall be specified);

concerning persons holding positions of heads of service of risk management, service of internal control, service of internal audit of the attached credit institution (the credit institution reorganized in the form of merge) who after completion of reorganization will hold the specified positions in "Credit institution" - the document in writing in any form containing the data provided by appendix 1 to the Instruction of the Bank of Russia of April 1, 2014 No. 3223-U "About requirements to heads of service of risk management, service of internal control, service of internal audit of credit institution", to No. registered by the Ministry of Justice of the Russian Federation on April 23, 2014 32086, on August 8, 2016 No. 43152 ("the Bulletin of the Bank of Russia" of July 9, 2014 No. 63, of August 31, 2016 No. 77). The requirement about submission of the specified document does not extend to persons holding positions of heads of service of risk management, service of internal control, service of internal audit of the attaching credit institution;

regulations on the branches of "Credit institution" (in duplicate) opened on the basis of the reorganized credit institutions and their branches;

notifications on opening of the branches of "Credit institution" opened on the basis of the reorganized credit institutions and their branches (in duplicate) and also notifications on opening of their internal structural divisions (in duplicate).

Along with the direction of above-mentioned documents on the expected location of "Credit institution" go to territorial office of the Bank of Russia:

the commitment letter about submission of properly verified copies of the documents confirming the property right, leases, the sublease or free use on the building (room) in which "Credit institution" after state registration (will be located by reorganization in the form of merge) or state registration of the changes made to the charter (the charter in the new edition) "Credit institution" (by reorganization in the form of accession) (if "Credit institution" is not located in the building (room) on the location of one of the reorganized credit institutions);

the documents provided by the Instruction of the Bank of Russia No. 135-I for preparation of the conclusion about compliance of new premises of "Credit institution" for making of transactions with values to the requirements established by the paragraph the second Item 6.6 of the Instruction of the Bank of Russia No. 135-I.

The territorial office of the Bank of Russia sends to the reorganized credit institution from which documents, the written confirmation of their obtaining arrived. The written confirmation can be issued on receipt to the authorized person of credit institution.

The territorial office of the Bank of Russia within 30 calendar days from the moment of submission of documents considers them (taking into account requirements of the Provision of the Bank of Russia No. 408-P) and directs (according to the considered questions):

the reorganized credit institution from which documents arrived, - the conclusion concerning approval of candidates for positions of heads, the chief accountant and deputy chief accountants of "Credit institution", approval of persons which will perform temporary execution of job responsibilities of the corresponding officials of "Credit institution", and also persons to whom the separate obligations of the corresponding officials of "Credit institution" providing the order right the money which is on the accounts of "Credit institution" opened in the Bank of Russia, the conclusion concerning compliance of new premises of "Credit institution" for making of transactions with values to the requirements established by the paragraph the second Item 6.6 of the Instruction of the Bank of Russia No. 135-I will be assigned. The conclusions can be issued on receipt to the authorized person of credit institution;

in the Bank of Russia (Department of licensing of activities and financial improvement of credit institutions) - the conclusion about compliance (discrepancy) of persons listed in paragraphs the second - the fourth, eighth and tenth this Item, to the established requirements to goodwill (qualification requirements and requirements to goodwill), about approval (nonagreement) of candidates for positions of heads, the chief accountant and deputy chief accountants of "Credit institution", faces which will perform temporary execution of job responsibilities of the corresponding officials of "Credit institution", and also persons to whom the separate obligations of the corresponding officials of "Credit institution" providing the order right the money which is on the accounts of "Credit institution" opened in the Bank of Russia about submission of the commitment letter will be assigned this Item provided by the paragraph the fourteenth, about compliance of new premises of "Credit institution" for making of transactions with values to the requirements established by the paragraph the second Item 6.6 of the Instruction of the Bank of Russia No. 135-I.

In case of reorganization of credit institution, supervision of which activities is exercised by Department of supervision of systemically significant credit institutions (further - authorized structural division of central office of the Bank of Russia), the documents provided by paragraphs the second, - the tenth this Item, go to authorized structural division of central office of the Bank of Russia. In this case the actions provided by paragraphs the sixteenth - the nineteenth this Item, are performed by authorized structural division of central office of the Bank of Russia.

2.7. Until submission to the Bank of Russia (Department of licensing of activities and financial improvement of credit institutions) of the documents provided by the Instruction of the Bank of Russia No. 135-I (including until holding general meetings of members of the reorganized credit institutions which agenda includes question of reorganization), in territorial office of the Bank of Russia on the expected location of the branch of "Credit institution" opened on the basis of (attached) credit institution (its branch) reorganized in the form of merge, go:

concerning persons who before reorganization held positions of heads, the chief accountant, deputy chief accountants of the reorganized credit institution (except for persons holding positions of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of payment NPO), the head, the chief accountant of branch of the reorganized credit institution who after completion of reorganization will hold positions of the head, the chief accountant of the branch of "Credit institution" opened on the basis of (attached) credit institution (its branch) reorganized in the form of merge, - data on change of biographical particulars (Item 2.4 and appendix 1 to the Provision of the Bank of Russia No. 408-P) in which the changes which happened from the date of the previous submission of the questionnaire to the Bank of Russia and the changes connected with reorganization shall be reflected and also the written confirmation of compliance to the qualification requirements and requirements to goodwill imposed by Item of 1 part one of article 16 of the Federal law "About Banks and Banking Activity" shall contain;

concerning persons who before reorganization held positions of deputies of sole executive body, members of collegiate executive body and deputy chief accountants of payment NPO who after completion of reorganization will hold positions of the head, the chief accountant of the branch of "Credit institution" opened on the basis of (attached) credit institution (its branch) reorganized in the form of merge, - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P, for review candidates with the Bank of Russia (at the same time submission of the documents which are earlier sent to the Bank of Russia is not required if the data containing in them did not undergo changes; in this case in case of the direction of documents in territorial office of the Bank of Russia details of the letter to which such documents went to the Bank of Russia shall be specified);

concerning new candidates for positions of the head, the chief accountant of branch of "Credit institution" - documents, stipulated in Item 2.3 Provisions of the Bank of Russia No. 408-P, for review candidates with the Bank of Russia.

The territorial office of the Bank of Russia on the expected location of the branch of "Credit institution" opened on the basis of (attached) credit institution (its branch) reorganized in the form of merge, sends to the reorganized credit institution from which documents, the written confirmation of their obtaining arrived. The written confirmation can be issued on receipt to the authorized person of credit institution.

The territorial office of the Bank of Russia on the expected location of the branch of "Credit institution" opened on the basis of (attached) credit institution (its branch) reorganized in the form of merge, within 30 calendar days from the moment of submission of documents considers them (taking into account requirements of the Provision of the Bank of Russia No. 408-P) and sends to the reorganized credit institution from which documents, the conclusion concerning approval of candidates for positions of the head, the chief accountant of branch of "Credit institution" arrived. The conclusion can be issued on receipt to the authorized person of credit institution.".

1.6. In Item 2.8 of the word "The instruction of the Bank of Russia of March 10, 2006 No. 128-I "About rules of release and registration of securities by credit institutions in the territory of the Russian Federation", registered by the Ministry of Justice of the Russian Federation on April 13, 2006 No. 7687, on February 20, 2007 No. 8964, on April 23, 2007 No. 9309, on February 12, 2010 No. 16391, on July 6, 2010 No. 17725 ("the Bulletin of the Bank of Russia" of April 27, 2006 No. 25, of March 1, 2007 No. 11, of May 3, 2007 No. 24, of February 17, 2010 No. 7, of July 14, 2010 No. 40) "shall be replaced with words" the instruction of the Bank of Russia of December 27, 2013 No. 148-I "About procedure of the procedure of issue of securities of credit institutions in the territory of the Russian Federation", registered by the Ministry of Justice of the Russian Federation on February 28, 2014 No. 31458, on December 10, 2014 No. 35118, on March 2, 2015 No. 36322, on July 28, 2015 No. 38242 ("the Bulletin of the Bank of Russia" of March 28, 2014 No. 32 - 33, of December 22, 2014 No. 112, of March 18, 2015 No. 22, of August 12, 2015 No. 66)".

1.7. In the paragraph the second Item 3.1 of the word "or additional liability companies" to exclude.

1.8. In Item 3.2:

in paragraph one of the word "no more than one month from the date of their registration" shall be replaced with words ", estimated from registration date of the arrived documents in the Bank of Russia before date of the expiration of three months after entering into the Unified State Register of Legal Entities of record about the beginning of the procedure of reorganization";

in subitem 3.2.2:

the paragraph one to state in the following edition:

"3.2.2. In the absence of the bases for refusal the Bank of Russia after the term provided by paragraph one of this Item within five working days makes the decision on state registration of "Credit institution".;

word in paragraph four "Instruction of the Bank of Russia of January 16, 2004 No. 1379-U "About assessment of financial stability of bank for the purpose of recognition its sufficient for participation in deposit insurance system", the registered Ministry of Justice of the Russian Federation on January 23, 2004 No. 5485, on March 21, 2005 No. 6414, on March 31, 2006 No. 7648, on October 25, 2006 No. 8399, on July 23, 2007 No. 9874, on June 23, 2009 No. 14120, on December 11, 2009 No. 15547, on April 6, 2012 No. 23748, on April 20, 2012 No. 23917 ("the Bulletin of the Bank of Russia" of January 27, 2004 No. 5, of April 13, 2005 No. 19, of April 12, 2006 No. 22, of November 9, 2006 No. 60, of August 2, 2007 No. 44, of July 1, 2009 No. 39, of December 18, 2009 No. 73, of April 18, 2012 No. 20, of May 12, 2012 No. 23) (further - the Instruction of the Bank of Russia No. 1379-U) "shall be replaced with words" provision of the Bank of Russia of October 27, 2009 No. 345-P "About procedure for disclosure by banks of information on persons, under control or considerable influence of which there are participating banks of system of obligatory

deposit insurance in banks of the Russian Federation", the registered Ministry of Justice of the Russian Federation on December 11, 2009 No. 15561, on June 14, 2012 No. 24576, on December 16, 2013 No. 30597, on July 22, 2014 No. 33198, on February 19, 2015 No. 36112 ("the Bulletin of the Bank of Russia" of December 18, 2009 No. 73, of June 28, 2012 No. 34, of December 25, 2013 No. 78, of August 6, 2014 No. 71, of March 4, 2015 No. 17) (further - the Provision of the Bank of Russia No. 345-P)";

in paragraph five of the word "Department of Regulation of Calculations and Department of Providing and Control of Transactions in the Financial Markets" shall be replaced with words "Department of national payment service provider and Operations department".

1.9. To state paragraph two of Item 3.3 in the following edition:

"the message on data acquisition of documents - in Department of licensing of activities and financial improvement of credit institutions, in territorial office of the Bank of Russia which will exercise supervision of activities of "Credit institution" in territorial offices of the Bank of Russia on the location of the reorganized credit institutions (their branches), in authorized structural division of central office of the Bank of Russia (if supervision of activities by the reorganized credit institution was exercised by authorized structural division of central office of the Bank of Russia), in "Credit institution" and in the reorganized credit institutions. The message sent to Department of licensing of activities and financial improvement of credit institutions in addition joins information on representation by all reorganized credit institutions of the written confirmation specified in paragraph four of subitem 3.2.2 of Item 3.2 of this provision (if from the date of state registration of the reorganized credit institutions there passed less than two years and the petition for state registration of "Credit institution" and issue of the license for banking operations to it assumes provision of the license for attraction in deposits of money of physical persons in rubles or the license for attraction in deposits of money of physical persons in rubles and foreign currency). The message goes to Department of licensing of activities and financial improvement of credit institutions by means of the communication providing operational receipt of information (with the simultaneous direction of the original of the message by means of mail service);".

1.10. In Item 3.4:

word in paragraph one of "three working days" shall be replaced with words "five working days", to add with words ", makes the decision on issue to "Credit institution" of the license for banking operations and performs the following actions";

in paragraph four of the word "Department of Regulation, Management and Monitoring of Payment System of the Bank of Russia, Department of Regulation of Calculations, Department of Banking Supervision, Department of Information Systems, Summary Economic Department, Department of Providing and Control of Transactions in the Financial Markets and the Center of Information Technologies of the Bank of Russia" shall be replaced with words "Department of national payment service provider, Department of banking supervision, Department of information technologies, Summary economic department, Operations department", to add with the offer of the following content: "In case of reorganization of credit institution, supervision of which activities is exercised by authorized structural division of central office of the Bank of Russia, this message goes also to its address".

1.11. In Item 3.6:

word in paragraph one "The instruction of the Bank of Russia of September 14, 2006 No. 28-I "About opening and closing of bank accounts, accounts on deposits (deposits)", registered by the Ministry of Justice of the Russian Federation on October 18, 2006 No. 8388, on May 30, 2008 No. 11786, on December 14, 2009 No. 15591 ("the Bulletin of the Bank of Russia" of October 25, 2006 No. 57, of June 11, 2008 No. 32, of December 23, 2009 No. 74), (further - the Instruction of the Bank of Russia No. 28-I) "shall be replaced with words" the instruction of the Bank of Russia of May 30, 2014 No. 153-I "About opening and closing of bank accounts, accounts on deposits (deposits), deposit accounts", registered by the Ministry of Justice of the Russian Federation on June 19, 2014 No. 32813 ("the Bulletin of the Bank of Russia" of June 26, 2014 No. 60) (further - the Instruction of the Bank of Russia No. 153-I),";

in the paragraph the second "The reference book of bank identification codes of participants of the calculations making payments through settlement couples of the Central bank of the Russian Federation (Bank of Russia)" shall be replaced with words words "The reference book of bank identification codes of participants of the calculations transferring money within payment system of the Bank of Russia, and divisions of the Bank of Russia not being participants of calculations";

word in paragraph five "Provision of the Bank of Russia of May 6, 2003 No. 225-P "About the Reference book of bank identification codes of participants of the calculations making payments through settlement network of the Central bank of the Russian Federation (Bank of Russia)" the registered Ministry of Justice of the Russian Federation on June 10, 2003 No. 4669, on December 28, 2005 No. 7322, on August 23, 2006 No. 8160, on March 30, 2007 No. 9197, on May 22, 2007 No. 9507, on July 6, 2009 No. 14229, on December 2, 2009 No. 15354, on July 6, 2010 No. 17710 ("the Bulletin of the Bank of Russia" of June 20, 2003 No. 34, of January 18, 2006 No. 1, of August 30, 2006 No. 48, of April 11, 2007 No. 19, of May 30, 2007 No. 32, of July 15, 2009 No. 42, of December 9, 2009 No. 70, of July 14, 2010 No. 40) (further - the Provision of the Bank of Russia No. 225-P) "shall be replaced with words" provision of the Bank of Russia of May 19, 2016 No. 544-P "About the Reference book of bank identification codes of participants of the calculations transferring money within payment system of the Bank of Russia, and divisions of the Bank of Russia not being participants of calculations", the registered Ministry of Justice of the Russian Federation on June 23, 2016 No. 42626 ("the Bulletin of the Bank of Russia" of July 18, 2016 No. 68) (further - the Provision of the Bank of Russia No. 544-P)";

to state the paragraph of the eighth in the following edition:

"Renewal of required reserves of the reorganized credit institutions on "Credit institution" is performed according to the Provision of the Bank of Russia of December 1, 2015 No. 507-P "About required reserves of credit institutions", the registered Ministry of Justice of the Russian Federation on December 25, 2015 No. 40275 ("the Bulletin of the Bank of Russia" of December 30, 2015 No. 121) (further - the Provision of the Bank of Russia No. 507-P).";

the ninth to add the paragraph with words ", and the agreements signed by the specified credit institutions with the Bank of Russia";

add with the paragraph of the following content:

"The appeal of "Credit institution" and acceptance by territorial office of the Bank of Russia of the decision on possibility of functioning of correspondent account of the reorganized credit institution (correspondent sub-account of its branch) in the limited mode is performed according to the procedure, No. 384-P established by the Provision of the Bank of Russia of June 29, 2012 "About payment system of the Bank of Russia", by the registered Ministry of Justice of the Russian Federation on July 4, 2012 No. 24797, on April 19, 2013 No. 28207, on November 20, 2013 No. 30408, on August 1, 2014 No. 33399, on December 9, 2015 No. 40044 ("the Bulletin of the Bank of Russia" of July 11, 2012 No. 36, of April 26, 2013 No. 25, of November 28, 2013 No. 68, of August 13, 2014 No. 73, of December 17, 2015 No. 116) (further - the Provision of the Bank of Russia No. 384-P)."; in paragraph six of subitem 3.6.1 of the word "Item 7.7 of the Provision of the Bank of Russia No. 225-P" shall be replaced with words "Item 7.6 of the Provision of the Bank of Russia No. 544-P";

subitems 3.6.1 - 3.6.4 to recognize invalid.

1.12. In Item 4.1:

the paragraph one after words of "the size of the authorized capital" to add with words of "credit institution in the form of joint-stock company";

in the paragraph the second to exclude the words "or additional liability companies";

third after words "the charter of "Credit institution" to add the paragraph with the words "in the form of joint-stock company".

1.13. In Item 4.2:

in subitem 4.2.1 of the word", and also to it" to exclude the decision on issue of the license for banking operations (if "Credit institution" petitions for issue to it of the new license for banking operations);

in subitem 4.2.2:

in the paragraph the second shall be replaced with words the words "on the location of the credit institution which directed the written notice of the beginning of the procedure of reorganization according to part five of article 23 of the Federal law "About Banks and Banking Activity"-documents" "on the location of "Credit institution", - documents";

word in paragraph three "the Instruction of the Bank of Russia No. 1379-U" shall be replaced with words "the Provision of the Bank of Russia No. 345-P";

in paragraph four of the word "Department of Regulation of Calculations and Department of Providing and Control of Transactions in the Financial Markets" shall be replaced with words "Department of national payment service provider and Operations department", "the paragraph third" shall be replaced with words words "the paragraph the second".

1.14. In Item 4.3:

word in paragraph one "the paragraph third" shall be replaced with words "the paragraph the second";

state paragraph two in the following edition:

"the message on data acquisition of documents - in Department of licensing of activities and financial improvement of credit institutions, in territorial office of the Bank of Russia which performs (will exercise) supervision of activities of "Credit institution", in territorial offices of the Bank of Russia on the location of the attached credit institutions (their branches), in authorized structural division of central office of the Bank of Russia (if supervision of activities by the reorganized credit institution was exercised by authorized structural division of central office of the Bank of Russia), in "Credit institution" and in the attached credit institutions. The message sent to Department of licensing of activities and financial improvement of credit institutions in addition joins information on representation by all reorganized credit institutions of the written confirmation specified in paragraph three of subitem 4.2.2 of Item 4.2 of this provision (if from the date of state registration of the reorganized credit institutions there passed less than two years and "Credit institution" petitions for issue of the license for attraction to it in deposits of money of physical persons in rubles or the license for attraction in deposits of money of physical persons in rubles and foreign currency). The message goes to Department of licensing of activities and financial improvement of credit institutions by means of the communication providing operational receipt of information (with the simultaneous direction of the original of the message by means of mail service);".

1.15. In Item 4.4:

word in paragraph one of "three working days" shall be replaced with words "five working days", to add with words ", makes the decision on issue to "Credit institution" of the license for banking operations (if "Credit institution" petitions for issue of the new license for banking operations) and performs the following actions";

in paragraph four of the word "Department of Regulation, Management and Monitoring of Payment System of the Bank of Russia, Department of Regulation of Calculations, Department of Banking Supervision, Department of Providing and Control of Transactions in the Financial Markets, Department of Information Systems and the Center of Information Technologies of the Bank of Russia" shall be replaced with words "Department of national payment service provider, Department of banking supervision, Operations department, Department of information technologies", to add with the offer of the following content: "In case of reorganization of credit institution, supervision of which activities is exercised by authorized structural division of central office of the Bank of Russia, this message goes also to its address".

1.16. In Item 4.6:

word in paragraph one "the Instruction of the Bank of Russia No. 28-I" shall be replaced with words "the Instruction of the Bank of Russia No. 153-I";

state paragraph two in the following edition:

"Renewal of required reserves of the attached credit institution on "Credit institution" is performed according to the Provision of the Bank of Russia No. 507-P.";

third to add the paragraph with words ", and the agreements signed by the specified credit institutions with the Bank of Russia";

to state the paragraph of the sixth in the following edition:

"The appeal of "Credit institution" and acceptance by territorial office of the Bank of Russia of the decision on possibility of functioning of correspondent account of the attached credit institution (correspondent sub-account of its branch) in the limited mode is performed according to the procedure, established by the Provision of the Bank of Russia No. 384-P.".

2. This Instruction according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of September 27, 2016 No. 27) become effective after 10 days after day of its official publication, except for paragraphs of the eighth, ninth and eleventh subitem 1.11 of Item of 1 this Instruction.

Paragraphs the eighth, ninth and eleventh subitem 1.11 of Item of 1 this Instruction become effective since January 1, 2017.

 

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