INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of November 25, 2016 No. 4217-U

About modification of the Provision of the Bank of Russia of December 1, 2015 No. 507-P "About required reserves of credit institutions

1. According to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of November 25, 2016 No. 32) to bring in the Provision of the Bank of Russia of December 1, 2015 No. 507-P "About required reserves of credit institutions", registered by the Ministry of Justice of the Russian Federation on December 25, 2015 No. 40275 ("the Bulletin of the Bank of Russia" of December 30, 2015 No. 121), the following changes.

1.1. In Item 1.4:

in paragraph one "chronological" to replace the word with the word "arithmetic";

in the paragraph the second the words "the period from the first of the month under report on the first following for reporting, inclusive" shall be replaced with words "calendar month".

1.2. In the paragraph the second Item 2.1 of figure "52001 - 52005" to replace with figures "520".

1.3. Add Item 2.2 with subitem 2.2.4 of the following content:

"2.2.4. As a part of the categories determined by subitems 2.2.1 and 2.2.3 of this Item long-term obligations to which obligations with attraction term at least three years considered on balance sheet accounts on accounting of the credits, deposits, the other raised funds of legal entities and individual entrepreneurs (residents and nonresidents) belong, on balance sheet accounts on accounting placed by credit institution - bond issuing institution with repayment period are allocated at least three years in separate subcategories.".

1.4. Add Item 2.3 with subitem 2.3.3 of the following content:

"2.3.3. Balance sheet accounts No. 31408, of 31608, of 42506, 44006 join:

in structure of obligations to legal entities - nonresidents (except for long-term) regarding remaining balance of separate personal accounts on accounting of obligations to legal entities - nonresidents with attraction term from one to three years (except obligations with attraction term three years) by designation codes 314081, 316081, 425061, 440061, specified in appendix 2 to this Provision;

in structure of long-term obligations before legal entities - nonresidents regarding remaining balance of separate personal accounts on accounting of obligations to legal entities - nonresidents with attraction term three years by designation codes 314082, 316082, 425062, 440062, specified in appendix 2 to this Provision.".

1.5. Add with Item 2.4.1 of the following content:

"2.4.1. Balance sheet accounts No. 41006, of 41106, of 41206, of 41306, of 41406, of 41506, of 41606, of 41706, of 41806, of 41906, of 42006, of 42106, of 42113, of 42206, of 42706, of 42806, of 42906, of 43006, of 43106, of 43206, of 43306, of 43406, of 43506, of 43606, of 43706, of 43806, of 43906, 52005 join:

in structure of other obligations (except for long-term) regarding remaining balance of separate personal accounts on accounting of other obligations with attraction term from one to three years (except obligations with attraction term three years) by designation codes 410061, 411061, 412061, 413061, 414061, 415061, 416061, 417061, 418061, 419061, 420061, 421061, 421131, 422061, 427061, 428061, 429061, 430061, 431061, 432061, 433061, 434061, 435061, 436061, 437061, 438061, 439061, 520051, specified in appendix 2 to this Provision;

in structure of long-term other obligations regarding remaining balance of separate personal accounts on accounting of other obligations with attraction term three years by designation codes 410062, 411062, 412062, 413062, 414062, 415062, 416062, 417062, 418062, 419062, 420062, 421062, 421132, 422062, 427062, 428062, 429062, 430062, 431062, 432062, 433062, 434062, 435062, 436062, 437062, 438062, 439062, 520052, specified in appendix 2 to this Provision.".

1.6. In Item 2.5:

state subitems 2.5.5 and 2.5.6 in the following edition:

"2.5.5. Remaining balance of separate personal accounts of the specified balance sheet accounts on accounting of the subordinated credits (the deposits, loans, bonded loans) meeting the conditions established by subitems 2.3.3 or 2.3.4 of Item 2, subitems 3.1.8.1 or 3.1.8.2 of Item 3 of the Provision of the Bank of Russia of December 28, 2012 No. 395-P "About technique of determination of size of own means (capital) of credit institutions ("Basel III")" are excluded from remaining balance of balance sheet accounts No. 31409, of 31609, of 41007, of 41107, of 41207, of 41307, of 41407, of 41507, of 41607, of 41707, of 41807, of 41907, of 42007, of 42107, of 42114, of 42207, of 42507, of 42707, of 42807, of 42907, of 43007, of 43107, of 43207, of 43307, of 43407, of 43507, of 43607, of 43707, of 43807, of 43907, of 44007, 52006, No. registered by the Ministry of Justice of the Russian Federation on February 22, 2013 27259, on November 29, 2013 No. 30499, on October 2, 2014 No. 34227, on December 11, 2014 No. 35134, on December 17, 2014 No. 35225, on March 24, 2015 No. 36548, on June 5, 2015 No. 37549, on October 5, 2015 No. 39152, on December 8, 2015 No. 40018, on December 17, 2015

No. 40151, on August 26, 2016 No. 43442 ("the Bulletin of the Bank of Russia" of February 27, 2013 No. 11, of November 30, 2013 No. 69, of October 8, 2014 No. 93, of December 22, 2014 No. 112, of December 26, 2014 No. 114, of March 30, 2015 No. 27, of June 16, 2015 No. 52, of October 12, 2015 No. 86, of December 16, 2015 No. 115, of December 24, 2015 No. 118, of September 8, 2016 No. 80), by designation codes 314440, 411520, specified in appendix 3 to this Provision.

2.5.6. From remaining balance of balance sheet accounts No. 42006, 42106, 43706, 43806 and 42007, 42107, 43707, 43807 (minus remaining balance of separate personal accounts on accounting of the subordinated credits (deposits, loans), and also balance sheet accounts No. 42506, 44006 and 42507, 44007 (minus remaining balance of separate personal accounts on accounting of the subordinated credits (deposits, loans) the credit institution has the right to exclude remaining balance of separate personal accounts of the specified balance sheet accounts according to the cash accounting attracted with credit institution for the term of at least three years from legal entities - residents and nonresidents within placement by the specified legal entities of bonds for the benefit of credit institution according to agreements, not containing condition about early (before three years) agreement cancelation and (or) early (before three years) return of money at the initiative of the specified legal entities (including in connection with realization by bondholders of right to claim of early repayment of bonds) or credit institution, by codes of designation 420438 and 425440, specified in appendix 2 to this Provision.

In case of early (before three years) agreement cancelation and (or) early (before three years) return (partial return) of the money under the agreement excluded according to paragraph one of this subitem, balance under this agreement is subject to inclusion in Calculation since the accounting period in which there was event allowing to draw conclusion about early (before three years) agreement cancelation and (or) early (before three years) return (partial return) of money under the agreement.";

add with subitem 2.5.6.1 of the following content:

"2.5.6.1. 52005, 52006 (minus remaining balance of separate personal accounts on accounting of subordinated bonded loans) the credit institution has the right to exclude remaining balance of separate personal accounts on accounting from remaining balance of balance sheet accounts No. placed by credit institution - bond issuing institution with repayment period at least three years, the decision on which release does not contain conditions about early repayment (partial repayment) or acquisition (partial acquisition) of bonds by credit institution - the issuer within three years upon the demand of bondholders or at the initiative of credit institution - the issuer or provides early repayment of bonds by their converting in the share, by designation codes 520053, of 520061, specified in appendix 2 to this Provision.

In case of early (before three years) repayment (partial repayment) (except for early repayment of bonds by their converting in the share) or acquisition (partial acquisition) of the bonds excluded according to paragraph one of this subitem, the remaining balance of separate personal account on accounting of the placed bonds is subject to inclusion in Calculation since the accounting period in which there was event allowing to draw conclusion on early repayment (partial repayment) or acquisition (partial acquisition) of bonds of the corresponding release.";

in paragraph one of subitem 2.5.7 of the word "by designation code 520524, to specified" shall be replaced with words "by designation codes 520524, of 520056, specified".

1.7. In Item 3.3 of the word "as of" to replace with the word pro.

1.8. In subitem 3.4.2 of Item 3.4:

in paragraph one of the word "subject to exception of structure of reserve obligations according to subitem 2.5.5 of Item 2.5 of this provision and (or)" to exclude;

paragraphs two - the fifth to recognize invalid.

1.9. In Item 3.6 "chronological" to replace the word with the word "arithmetic".

1.10. In Item 3.7 of the word "Documents according to Appendices 3 and 6 to This Provision Are Constituted" shall be replaced with words "The document according to appendix 6 to this Provision is constituted", shall be replaced with words the words "the specified documents can be added" "the specified document can be added".

1.11. In the paragraph the second Item 3.8 of the word "The Documents Constituted according to Appendices 3 and 6 to This Provision Can" shall be replaced with words "The document constituted according to appendix 6 to this Provision can".

1.12. In Item 4.2:

in the first offer of subitem 4.2.1 of the word "on reporting dates" shall be replaced with words "on reporting date";

in paragraph four of subitem 4.2.2 of the word "in Item 2" shall be replaced with words "in Item 1".

1.13. Add Item 4.3 with paragraphs of the following content:

"In case of approach of the event specified in the paragraph the second subitem 2.5.6 and (or) in the paragraph the second subitem 2.5.6.1 of Item 2.5 of this provision, the credit institution notifies on it authorized institution of the Bank of Russia and represents the corrected Calculations constituted for the accounting periods since the accounting period including date of attraction of money complete with the documents constituted according to appendices 2 - 6 to this Provision (if necessary), with inclusion of remaining balance in them of separate personal account of the balance sheet account on accounting of the specified money. In coordination with authorized institution of the Bank of Russia the corrected Calculations can be provided before the regulation period.

The corrected Calculations are followed by the explanations containing data on obligation size, date of attraction of money and repayment date of the obligation according to the agreement or conditions of bond issue, the size of ahead of schedule extinguished (partially extinguished) obligation, date of early repayment (the partial termination) of the obligation, and also this analytics of the obligation. If necessary source and other documents characterizing the corresponding obligation as on own initiative credit institution, and at the request of authorized institution of the Bank of Russia are submitted.

In case of receipt from credit institution of documents according to paragraphs second and third this Item the authorized institution of the Bank of Russia carries out work on confirmation or refining of these corrected Calculations, establishes недовзнос, the amount of failure to carry out of averaging of required reserves for the purpose of application of measures according to Chapter 6 of this provision.".

1.14. The fourth Item 4.5 after words "the nedovznos established by results of check" to add the paragraph with words ", the nedovznos established in the case provided by the paragraph the fourth Item 4.3 of this provision" after the words "established by results of check", to add with the words "недовзнос, established in the case provided by the paragraph the fourth Item 4.3 of this provision".

1.15. The paragraph one of Item 6.5 to state in the following edition:

"6.5. The amount of penalty is calculated by authorized institution of the Bank of Russia one-timely in the whole rubles proceeding from the size of nedovznos and (or) the amount of failure to carry out of averaging of required reserves using the refunding rate of the Bank of Russia operating for settlement date of penalty according to Item 2 of appendix 9 to this Provision.".

1.16. Add Item 7.11 with the offer of the following content: "In case of functioning of correspondent account of the reorganized credit institution (by reorganization in the form of merge, separation) or the attached credit institution (by reorganization in the form of accession) in the limited mode during regulation money in repayment of nedovznos is transferred by credit institution - the legal successor.".

1.17. In Item 8.4:

in paragraph one of the word "on the first of current month" shall be replaced with words "for the last calendar day of the last month";

in the paragraph the second the words "on 5, 10, 15, 20, 25 and 30" shall be replaced with words "on 4, 9, 14, 19, the 24 and 29";

in paragraph three of the word "on the first, following reporting" shall be replaced with words "on the last number of month under report";

in paragraph four of the word "till the 10th working day" shall be replaced with words "on the date preceding the 10th working day".

1.18. In Item 8.5:

in paragraph five of the word "according to" shall be replaced with words "according to the procedure, established";

in the second offer of the paragraph of the sixth word "according to" shall be replaced with words "according to the procedure and the terms established".

1.19. State appendix 1 in edition of appendix 1 to this Instruction.

1.20. State appendix 2 in edition of appendix 2 to this Instruction.

1.21. State appendix 3 in edition of appendix 3 to this Instruction.

1.22. State appendix 4 in edition of appendix 4 to this Instruction.

1.23. In appendix 5:

to state the name of columns of the table in the following edition:

"

Line number

Name of indicator, number of the balance sheet account

for 01 <1> ____

for ____ (date)

for ____ (last date of the accounting period) <1>

";

in the column 2 of line 3 to replace the word "chronological" with the word "arithmetic";

in the column 2 of line 4 of the word "line 2.4" shall be replaced with words "line 2.6";

after the words "L. S." to add with words "(in the presence)".

1.24. In appendix 6:

to state the name of columns of the table in the following edition:

"

Line number	Name of indicator, number of the balance sheet account of the second procedure	Remaining balance on separate personal account for each calendar date of the accounting period
		for 01 <1> ____		for ____ (date)		for ____ (last date of the accounting period) <1>
		in rubles	in foreign currency in ruble equivalent	in rubles	in foreign currency in ruble equivalent	in rubles	in foreign currency in ruble equivalent

";

after the words "L. S." to add with words "(in the presence)".

1.25. To state the name of columns of the table in annex 7 in the following edition:

"

Line number	Name of indicator	Remaining balance for each calendar date of the period of averaging
		for ___ <3>	for ____ (date)	for ____ <4>

"

1.26. State appendix 8 in edition of appendix 5 to this Instruction.

1.27. State appendix 9 in edition of appendix 6 to this Instruction.

2. This Instruction is subject to official publication and becomes effective since January 1, 2017.

This Instruction is applied since calculation of the size of required reserves of credit institution constituted for January, 2017.

Appendix 1

to the Instruction of the Bank of Russia of November 25, 2016 No. 4217-U "About modification of the Provision of the Bank of Russia of December 1, 2015 No. 507-P "About required reserves of credit institutions"

"Appendix 1

to the Provision of the Bank of Russia of December 1, 2015 No. 507-P "About required reserves of credit institutions"

Territory code under RCATU	Code of credit institution
	under RCBO	registration number

 

                  CALCULATION OF THE SIZE OF REQUIRED RESERVES,

                 SUBJECT TO DEPOSITION IN THE BANK OF RUSSIA

                      for ________________ ____ years

                           (accounting period)

The complete or reduced trade name of credit institution: _____.

Postal address: __________________________________________________________.

                                                                Monthly

                                                               thousand rubles

Line number	Name of indicator	Amount
1	2	3
1	Size of reserve obligations, all (line 1.1 + line 1.2 + line 1.3 + line 1.4 + line 1.5 + line 1.6 + line 1.7 + line 1.8 + line 1.9 + line 1.10), including
1.1	Obligations to legal entities - nonresidents (except for long-term) in currency of the Russian Federation (line 1.1.2 appendices 2) <1>
1.2	Long-term obligations before legal entities - nonresidents in currency of the Russian Federation (line 1.2.5 of appendix 2) <1>
1.3	Obligations to physical persons in currency of the Russian Federation (line 2.2 appendices 2) <1>
1.4	Other obligations (except for long-term) in currency of the Russian Federation (line 3.1.5 of appendix 2) <1>
1.5	Long-term other obligations in currency of the Russian Federation (line 3.2.5 of appendix 2) <1>
1.6	Obligations to legal entities - nonresidents (except for long-term) in foreign currency (line 1.1.3 appendices 2) <1>
1.7	Long-term obligations before legal entities - nonresidents in foreign currency (line 1.2.6 of appendix 2) <1>
1.8	Obligations to physical persons in foreign currency (line 2.3 appendices 2) <1>
1.9	Other obligations (except for long-term) in foreign currency (line 3.1.6 of appendix 2) <1>
1.10	Long-term other obligations in foreign currency (line 3.2.6 of appendix 2) <1>
2	Normative size of required reserves, all (line 2.8 + line 2.14)
2.1	According to obligations to legal entities - nonresidents (except for long-term) in currency of the Russian Federation (line 1.1 x standard rate of required reserves)
2.2	On long-term obligations before legal entities - nonresidents in currency of the Russian Federation (line 1.2 x standard rate of required reserves)
2.3	According to obligations to physical persons in currency of the Russian Federation (line 1.3 x standard rate of required reserves)
2.4	According to other obligations (except for long-term) in currency of the Russian Federation (line 1.4 x standard rate of required reserves)
2.5	According to long-term other obligations in currency of the Russian Federation (line 1.5 x standard rate of required reserves)
2.6	Total according to obligations in currency of the Russian Federation (line 2.1 + line 2.2 + line 2.3 + line 2.4 + line 2.5)
2.7	The size of excludable cash in currency of the Russian Federation in cash desk of credit institution, designation 202025 code
2.8	In total according to obligations in currency of the Russian Federation (line 2.6 - line 2.7)

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