DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of December 23, 2014 No. 1776

About modification of the Regulations on procedure for creation and submission of administrative data on activities of dealers in securities of the National commission on securities and the stock market

According to Item and Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" the National commission on securities and the stock market SOLVED 10 parts two of Article 7:

1. Bring in the Regulations on procedure for creation and submission of administrative data on activities of dealers in securities to the National commission on securities and stock market approved by the decision of the National commission on securities and the stock market of September 25, 2012 No. 1283, registered in the Ministry of Justice of Ukraine on October 16, 2012 on No. 1737/22049 (with changes) (further - the Provision), the following changes:

Paragraph two of Item 8 of the Section I to state 1) in the following edition:

"If the paper form of Data contains more than one leaf, such paper form of Data shall be strung together, sheets are numbered and under seal (in the presence) the dealer in securities and the authorized signature of the dealer in securities. On reverse side of the last leaf such text becomes: "It is strung together, are numbered and under seal (in the presence) the dealer in securities and the authorized signature of the dealer in securities (number) of sheets".";

Appendices 10 and 12 to the Provision to be reworded as follows 2) which are applied.

2. To department of regulation of activities of dealers in securities and stock exchanges (Ustenko I. I.) provide:

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info