DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of December 1, 2015 No. 2002

About modification of the Regulations on procedure for creation and submission of administrative data concerning activities of dealers in securities in the National commission on securities and the stock market

According to Item and Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" the National commission on securities and the stock market SOLVED 10 parts two of Article 7:

1. Bring in the Regulations on procedure for creation and submission of administrative data concerning activities of dealers in securities in the National commission on securities and the stock market approved by the decision of the National commission on securities and the stock market of September 25, 2012 No. 1283, registered in the Ministry of Justice of Ukraine on October 16, 2012 at No. 1737/22049, the following changes:

The Section II to state 1) in the following edition:

"II. Structure of data

1. Data which are constituted and move in the Commission:

monthly;

irregular.

2. Monthly Data consist from:

2.1. References on the dealer in securities (appendix 1 to this Provision).

2.2. Certificates of outstanding non-repeat orders and agreements with securities or other financial instruments the dealer in securities as of the last day of month under report (appendix 2 to this Provision).

2.3. Certificates of financial instruments which are in property of the dealer in securities as of the last day of month (except securities of own releases) (appendix 3 to this Provision).

2.4. Certificates of securities and/or money which is in management of the dealer in securities as of the last day of month under report (appendix 4 to this Provision).

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