DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of January 31, 2017 No. 56

About modification of the Regulations on prudential standard rates of professional activity in the stock market and requirements to risk management system

According to part three of article 27 of the Law of Ukraine "About securities and the stock market", to part two Items 37-5, 38 of Article 7, to Items 2, of the 13th article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" the National commission on securities and the stock market SOLVED:

1. Bring in the Regulations on prudential standard rates of professional activity in the stock market and requirements to risk management system approved by the decision of the National commission on securities and the stock market of October 1, 2015 No. 1597, registered in the Ministry of Justice of Ukraine on October 28, 2015 for No. 1311/27756 (with changes), the following changes:

The paragraph the fifth Item 3 of Chapter 2 of the Section III to add 1) with words "(joins in the capital of the first level after confirmation of its size by the auditor (auditing firm); before such confirmation it is allowed to include in the capital of the first level the retained earnings for the beginning of previous year confirmed with the auditor (auditing firm) less profit which was shared in previous year, and losses of previous year)";

2) in the Section IV:

in Item 5 of Chapter to replace 3 figures of "0,5" with figure "1";

in Item 7 of Chapter to replace 4 figures of "0,5" with figure "1".

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