INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 24, 2017 No. 4359-U

About modification of separate regulations of the Bank of Russia regarding change of powers of the structural divisions of the Bank of Russia responsible for consideration of questions of state registration of credit institutions and issue of licenses for banking operations, issues by the Bank of Russia to credit institutions of the permissions giving opportunity to have the affiliated organizations, and also disclosures by banks of information on persons in the territory of foreign state under control or considerable influence of which are participating banks of system of compulsory deposit insurance of physical persons in banks of the Russian Federation, competitive selection of agent banks for implementation of payments of the Bank of Russia for household deposits, implementation of the specified payments of the Bank of Russia and about order of interaction of agent banks with the Bank of Russia

1. According to article 7 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 14, of the Art. 1997) to make the following changes to regulations of the Bank of Russia.

1.1. Ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 09.04.2019 No. 5121-U

1.2. Ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 09.04.2019 No. 5120-U

1.3. In paragraphs six and the seventh Item 3. 3, paragraphs the first, seventh and eighth Item 3. 4, paragraphs first and third Item 3.5 and Item 3.8 of the Provision of the Bank of Russia of July 4, 2006 No. 290-P "About procedure for issue by the Bank of Russia to credit institutions of the permissions giving opportunity to have in the territory of foreign state the affiliated organizations" for No. registered by the Ministry of Justice of the Russian Federation on August 11, 2006 8144, on June 24, 2008 No. 11869, on August 31, 2009 No. 14649, on February 6, 2013 No. 26847, on May 15, 2014 No. 32282, of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" in the corresponding case shall be replaced with words "Department of the admission and termination of activities of the financial organizations" in the corresponding case.

1.4. Ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 26.12.2017 No. 4665-U

1.5. In the Instruction of the Bank of Russia of April 2, 2010 No. 135-I "About procedure for adoption by the Bank of Russia of the decision on state registration of credit institutions and issue of licenses for banking operations", registered by the Ministry of Justice of the Russian Federation on April 22, 2010 No. 16965, on December 17, 2010 No. 19217, on June 15, 2011 No. 21033, on September 22, 2011 No. 21869, on December 16, 2011 No. 22645, on November 5, 2013 No. 30308, on December 25, 2013 No. 30818, on December 11, 2014 No. 35134, on June 15, 2015 No. 37658, on April 13, 2016 No. 41783:

third Item 1.2 to state the paragraph in the following edition:

"The license for banking operations is signed by the Chairman of the Bank of Russia or the first deputy (deputy) the Chairman of the Bank of Russia supervising questions of state registration of credit institutions and issue of licenses for banking operations or persons replacing them. The signature is sealed the Bank of Russia with the image of the State Emblem of the Russian Federation.";

add Chapter 1 with Item 1.6 of the following content:

"1.6. According to the decision of the Chairman of the Bank of Russia or the first deputy (deputy) Chairman of the Bank of Russia which is directly coordinating and controlling work of Department of the admission and the termination of activities of the financial organizations of bank of Russia, powers of territorial offices of the Bank of Russia on state registration of credit institutions and licensing of banking activity can be transmitted to central office of the Bank of Russia (with determination of Department of the admission and the termination of activities of the financial organizations of the Bank of Russia by the structural division of the Bank of Russia authorized for consideration of sets of the documents provided by Chapters 3, 6 - 8, 14 - 17, 20 and 26 - 28 these Instructions).";

in Items 6. 2, 6.9, paragraph one of Item 6. 13, paragraph the second Item 6. 20, paragraph one of Item 7. 5, subitem 11.1.6 of Item 11. 1, paragraph the second Item 11.1. 16, paragraph one of Item 14. 6, paragraph one of Item 14. 7, paragraph one of Item 14. 10, paragraph one of Item 14. 12, paragraph one of Item 14.1. 1, paragraph the second Item 14.1. 2, paragraph one of Item 14.1. 3, paragraph third Item 14.1. 4, Items 14.2.2 and 14.2. 3, paragraphs the eighth and ninth subitem 15.3. 3, paragraphs second and third subitem 15.3.4 of Item 15. 3, paragraphs the first and second Item 15. 9, paragraph the fourth Item 16. 4, paragraphs the second and tenth Item 17. 15, Item 19. 3, paragraph one of Item 19. 4, paragraph one of Item 19. 6, paragraph one of Item 19. 8, paragraph the fourth subitem 20.11.1 of Item 20. 11, paragraph one of subitem 20.12.1 of Item 20. 12, paragraph one of subitem 20.12.5 of Item 20. 12, paragraph one of Item 20. 14, paragraph one of Item 24. 2, paragraph one of Item 25. 1, paragraph one of Item 26. 2, paragraph one of Item 26. 6, paragraph one of Item 27. 2, paragraph one of Item 27. 4, paragraphs the first and seventh Item 27. 6, paragraph one of Item 28. 1, paragraphs the first and ninth Item 28. 4, appendices 5, of the 13 and 14 word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" shall be replaced with words "Department of the admission and termination of activities of the financial organizations";

in Item 6.14 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" shall be replaced with words "Department of the corporate relations and in Department of the admission and termination of activities of the financial organizations";

state Item 6.15 in the following edition:

"6.15. The Bank of Russia (Department of the corporate relations of the Bank of Russia) no later than the working day following behind day of receipt of the notification specified in Item 6.14 of this Instruction performs state registration of the first share issue of credit institution and sends by means of fax connection (other communication providing operational receipt of information) the notification on it to territorial office of the Bank of Russia in the place of its stay. The original of the specified notification goes to the same time in this territorial office of the Bank of Russia by means of mail service (if according to regulations of the Bank of Russia state registration of the first share issue of credit institution is performed by Department of the corporate relations of the Bank of Russia).

The Bank of Russia (Department of the admission and termination of activities of the financial organizations of the Bank of Russia) no later than three working days from the date of receipt of the notification specified in Item 6.14 of this Instruction enters data on state registration of credit institution in the Book of state registration of credit institutions and sends to territorial office of the Bank of Russia in the location of credit institution two copies of the certificate of the Bank of Russia on state registration of credit institution.";

third Item 7.6 to state the paragraph in the following edition:

"by means of fax connection (other communication providing operational receipt of information): the conclusion about payment of the authorized capital of credit institution on appendix form 5 to this Instruction - in Department of the corporate relations; the complete list of founders of credit institution in electronic form on appendix form 3 to this Instruction - in Department of the admission and termination of activities of the financial organizations. In the same time the original of the specified conclusion goes to the Bank of Russia (Department of the corporate relations of the Bank of Russia) by means of mail service (if the report on results of the first share issue of credit institution is registered Department of the corporate relations of the Bank of Russia).";

in Item 7.7:

in paragraph one of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" shall be replaced with words "Department of the admission and termination of activities of the financial organizations";

add with the paragraph of the following content:

"If the report on results of the first share issue of credit institution is registered Department of the corporate relations of the Bank of Russia, it no later than the working day following behind day of this registration sends to Department of the admission and termination of activities of the financial organizations the copy of the letter on registration of the specified report, the copy of the conclusion about payment of the authorized capital of credit institution on appendix form 5 to this Instruction.";

in Item 11.1.10:

word in paragraph one "The chairman of Committee of banking supervision of the Bank of Russia" shall be replaced with words "the first deputy (deputy) the Chairman of the Bank of Russia supervising questions of state registration of credit institutions and issue of licenses for banking operations";

in the paragraph the second "Department of licensing of activities and financial improvement of credit institutions" shall be replaced with words "Department of the admission and termination of activities of the financial organizations";

in Item 15.10 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" in the corresponding case shall be replaced with words "Department of the admission and termination of activities of the financial organizations" in the corresponding case;

in paragraph three of Item 17.2 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" shall be replaced with words "Department of the corporate relations";

in Item 17.10:

word in paragraph one "The instruction of the Bank of Russia of March 10, 2006 No. 128-I "About rules of release and registration of securities by credit institutions in the territory of the Russian Federation", registered by the Ministry of Justice of the Russian Federation on April 13, 2006 No. 7687, on February 20, 2007 No. 8964, on April 23, 2007 No. 9309, on February 12, 2010 No. 16391, on July 6, 2010 No. 17725, on April 18, 2013 No. 28201 ("the Bulletin of the Bank of Russia" of April 27, 2006 No. 25, of March 1, 2007 No. 11, of May 3, 2007 No. 24, of February 17, 2010 No. 7, of July 14, 2010 No. 40, of May 8, 2013 No. 26) "shall be replaced with words" the instruction of the Bank of Russia of December 27, 2013 No. 148-I "About procedure of the procedure of issue of securities of credit institutions in the territory of the Russian Federation", registered by the Ministry of Justice of the Russian Federation on February 28, 2014 No. 31458, on December 10, 2014 No. 35118, on March 2, 2015 No. 36322, on July 28, 2015 No. 38242";

the second offer of the paragraph of the seventeenth to state in the following edition: "At the same time if the report on release results (additional release) of shares of credit institution was registered Department of the corporate relations of the Bank of Russia, the complete list of shareholders of credit institution goes to Department of the admission and termination of activities of the financial organizations of the Bank of Russia.";

in the paragraph the second Item 25.2 of the word "Department of licensing of activities and financial improvement of credit institutions" shall be replaced with words "Department of the admission and termination of activities of the financial organizations";

in paragraphs one and the fifth Item 27.9 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" in the corresponding case shall be replaced with words "Department of the admission and termination of activities of the financial organizations" in the corresponding case;

in paragraphs one and the fourth Item 28.8 of the word "Department of Licensing of Activities and Financial Improvement of Credit Institutions" in the corresponding case shall be replaced with words "Department of the admission and termination of activities of the financial organizations" in the corresponding case;

in appendix 27:

the words "Department of Licensing of Activities and Financial Improvement of Credit Institutions" in the corresponding case shall be replaced with words "Department of the corporate relations" in the corresponding case;

the words "DL symbols in case" shall be replaced with words ", symbols of "recreation center" in case".

2. This Instruction becomes effective after 10 days after day of its official publication.

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