DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of April 29, 2014 No. 577

About modification of the decision of the National commission on securities and the stock market of July 19, 2012 No. 996

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", articles 15-1 and 21 of the Law of Ukraine "About financial services and state regulation of the markets of financial services" the National commission on securities and the stock market SOLVED:

1. Bring in the decision of the National commission on securities and the stock market of July 19, 2012 No. 996 "About approval of the Regulations on features of the organization and carrying out internal audit (control) in professional participants of the stock market", registered in the Ministry of Justice of Ukraine on September 20, 2012 for No. 1628/21940, the following changes:

1) heading of the decision to state in the following edition:

"About approval of the Regulations on features of the organization and carrying out internal audit (control) in the financial institutions performing professional activity in the stock market";

Item 1 to state 2) in the following edition:

"1. Approve Regulations on features of the organization and carrying out internal audit (control) in the financial institutions performing professional activity in the stock market.".

2. Make changes to the Regulations on features of the organization and carrying out internal audit (control) in professional participants of the stock market approved by the decision of the National commission on securities and the stock market of July 19, 2012 No. 996, registered on September 20, 2012 for No. 1628/21940, having been reworded as follows it which is applied the Ministry of Justice of Ukraine.

Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info