It is registered
Ministry of Justice
Russian Federation
On November 24, 2017 No. 49005
of October 26, 2017 No. 4586-U
About modification of the Instruction of the Bank of Russia of May 30, 2016 No. 4026-U "About the list obligatory for development by the self-regulatory organizations in the field of the financial market combining brokers, dealers, managing directors, depositaries, registrars, basic standards and requirements to their content, and also the list of transactions (content of the types of activity) in the financial market which are subject to standardization depending on type of activity of the financial organizations"
1. Based on part 2 of article 5 of the Federal Law of July 13, 2015 No. 223-FZ "About self-regulatory organizations in the field of the financial market" (The Russian Federation Code, 2015, No. 29, Art. 4349; 2016, No. 27, of the Art. 4225) to bring in the Instruction of the Bank of Russia of May 30, 2016 No. 4026-U "About the list obligatory for development by the self-regulatory organizations in the field of the financial market combining brokers, dealers, managing directors, depositaries, registrars, basic standards and requirements to their content, and also the list of transactions (content of the types of activity) in the financial market which are subject to standardization depending on type of activity of the financial organizations", registered by the Ministry of Justice of the Russian Federation on June 8, 2016 No. 42453, the following changes.
1.1. Add Item 1.1 with the paragraph of the following content:
"protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations combining brokers.".
1.2. Add Item 1.3 with the paragraph of the following content:
"protection of the rights and interests of physical persons and legal entities - receivers of the financial services rendered by members of the self-regulatory organizations combining managing directors.".
1.3. Add Item 1.4 with the paragraph of the following content:
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