RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of December 22, 2017 No. 257

About introduction of amendments to the resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2013 No. 214 "About approval of Rules of forming of risk management system and internal control for the organizations performing broker and dealer activities in the security market, activities for management of investment portfolio"

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of August 27, 2013 No. 214 "About approval of Rules of forming of risk management system and internal control for the organizations performing broker and dealer activities in the security market, activities for management of investment portfolio" (registered in the Register of state registration of regulatory legal acts at No. 8796, published on December 5, 2013 in the Yuridicheskaya Gazeta newspaper No. 183 (2558) the following changes:

change in state language is made to heading, the text in Russian does not change;

change in state language is made to Item 1, the text in Russian does not change;

in Rules of forming of risk management system and internal control for the organizations performing broker and dealer activities in the security market, activities for management of investment portfolio, approved by the specified resolution:

change in state language is made to heading, the text in Russian does not change;

change in state language is made to part one of preamble, the text in Russian does not change;

change in state language is made to the text in the right upper corner of appendix 1, the text in Russian does not change;

state appendix 2 in edition according to appendix to this resolution;

changes in state language are made to the text in the right upper corner of appendices 3, 4 and 5, the text in Russian does not change.

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