of June 29, 2018 No. 138
About modification and amendments in the resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178 "About approval of the list, forms, terms of the reporting of the organizations performing separate types of banking activities and Rules of their representation"
According to the laws of the Republic of Kazakhstan of March 30, 1995 "About National Bank of the Republic of Kazakhstan", of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations", and of March 19, 2010 "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178 "About approval of the list, forms, terms of the reporting of the organizations performing separate types of banking activities and Rules of their representation" (it is registered in the Register of state registration of regulatory legal acts at No. 10117, it is published on March 19, 2015 in the Kazakhstanskaya Pravda newspaper No. 52 (27928)) the following changes and amendments:
in Item 1:
8) to state the subitem in the following edition:
"8) report form about transactions of repo, the return repo according to appendix 8 to this resolution;";
add with subitem 11-2) of the following content:
"11-2) report form about remaining balance on balance and off-balance sheet accounts of the mortgage organizations, according to appendix 11-2 to this resolution;";
state Item 2 in the following edition:
"2. The mortgage organizations and the affiliated organizations of national managing holding in the field of agro-industrial complex represent to National Bank of the Republic of Kazakhstan monthly in electronic format the reporting provided by subitems 2), 3), 4), 5), 6), 7), 8), 10), 11) and 11-2) Items 1 of this resolution no later than the tenth working day of the month following month under report.";
To add the list of the reporting of the organizations performing separate types of banking activities according to appendix 1 with the subitem 12) of the following content:
"12) the report on remaining balance on balance and off-balance sheet accounts of the mortgage organizations.";
to state the report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level in form according to appendix 2 in edition according to appendix 1 to this resolution;
to state the report on structure of securities portfolio on form according to appendix 3 in edition according to appendix 2 to this resolution;
to state the report on the granted loans on form according to appendix 4 in edition according to appendix 3 to this resolution;
on form according to appendix 5 to state the report on structure of assets and contingent obligations, and also reserves (provisions) created according to international accounting standards in edition according to appendix 4 to this resolution;
on form according to appendix 6 to state the report on loans including on which overdue debt on principal debt and (or) the added remuneration in details is had, and also on the size of reserves (provisions) created according to international accounting standards in edition according to appendix 5 to this resolution;
to state the report on structure of investments into the capital of legal entities on form according to appendix 7 in edition according to appendix 6 to this resolution;
the operations statement repo, the return in form according to appendix 8 to state to repo in edition according to appendix 7 to this resolution;
to state the report on deposits and the current, correspondent accounts on form according to appendix 9 in edition according to appendix 8 to this resolution;
to state the report on the main sources of the attracted money on form according to appendix 10 in edition according to appendix 9 to this resolution;
to state the report on transactions with the faces tied with the organization performing separate types of the banking activities by the special relations concluded during month under report, and also operating on reporting date in form according to appendix 11 in edition according to appendix 10 to this resolution;
the report on structure of assets, obligations and the capital, the income and expenses of the legal entity which exclusive type of activity is the organization of exchange transactions with cash foreign currency, on form according to appendix 11-1 to state in edition according to appendix 11 to this resolution;
add with appendix 11-2 in edition according to appendix 12 to this resolution;
Rules of submission of the reporting by the organizations performing separate types of banking activities according to appendix 12 to state in edition according to appendix 13 to this resolution.
2. To department of researches and statistics (Tutushkin V. A.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:
1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;
2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;
3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;
4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and Item 3 of this resolution.
3. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide the direction of this resolution on official publication in periodic printing editions within ten calendar days after its state registration in the Ministry of Justice of the Republic of Kazakhstan.
4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.
5. This resolution becomes effective after ten calendar days after day of its first official publication.
Chairman of National Bank
D. Akishev
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It is approved Chairman of Committee according to the statistics Ministries of national economy of the Republic of Kazakhstan September 12, 2018 |
___________ N. Aydapkelov |
to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 138
Appendix 2
to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178
The form intended for collection of administrative data
Accounting period: as of "___" "_________________" 20 __ years
Index: ФС_РВ
Frequency: monthly
Represents: the mortgage organization, the affiliated organization of national managing holding in the field of agro-industrial complex and the National operator of mail
Where the form is represented: National Bank of the Republic of Kazakhstan
Representation term:
the mortgage organizations and the affiliated organizations of national managing holding in the field of agro-industrial complex - monthly, no later than the tenth working day of the month following month under report;
The national operator of mail - monthly, no later than the twenty fifth following month under report.
Form
_____________________________________________________________________________
(full name of the organization performing separate types of banking activities)
(in thousands of tenges)
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№ |
The bank name in which the contribution is placed and (or) the correspondent and (or) current account is opened |
Country |
Amount |
The size of reserves (provisions) created according to international accounting standards |
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1 |
2 |
3 |
4 |
5 | |||||
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1 |
Correspondent accounts |
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1.1. |
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… |
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2 |
Current accounts |
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2.1. |
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… |
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3 |
On-demand deposits |
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3.1. |
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… |
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4 |
Term deposits |
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4.1. |
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… |
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5 |
Conditional deposits |
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5.1. |
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… |
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In total |
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The first head or person authorized by it on signing of the report
____________________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
The chief accountant or person authorized by it on signing of the report
____________________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
Contractor of ________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
phone number: _________________________
Signature date of the report "___" __________ 20 ___ years
Note: the explanation on filling of the form intended for collection of administrative data is given in appendix to this form.
Appendix
to the Form, the report on disaggregation of deposits, correspondent and current accounts placed in banks of the second level
The report on disaggregation of the deposits, correspondent and current accounts placed in banks of the second level
1. This explanation (further - the Explanation) determines single requirements for filling of the form intended for collection of the administrative data "The Report on Disaggregation of the Deposits, Correspondent and Current Accounts Placed in Banks of the Second Level" (further - the Form).
2. The form is developed according to the subitem 6) of Item 1 of article 9 of the Law of the Republic of Kazakhstan of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations".
3. The form is constituted by the mortgage organizations, the affiliated organizations of national managing holding in the field of agro-industrial complex and the National operator of mail monthly.
4. The form is constituted as of the end of the accounting period. Data in shape are filled in in thousands of tenges. The amount less than five hundred tenges is rounded to zero, and the amount equal of five hundred tenges and above, is rounded to one thousand tenges.
5. The form is signed by the first head, the chief accountant or persons authorized on signing of the report and the contractor.
6. In column 4 the amount of principal debt taking into account the added remuneration and discount/award is specified.
7. The amounts of reserves (provisions) are reflected in absolute value and with plus.
8. In case of lack of data the Form is represented with zero balances.
to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 138
Appendix 3
to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178
The form intended for collection of administrative data
Accounting period: as of "___" "_________________" 20 __ years
Index: ФС_ССЦБ
Frequency: monthly, quarterly
Represents: the mortgage organization, the affiliated organization of national managing holding in the field of agro-industrial complex and the National operator of mail
Where the form is represented: National Bank of the Republic of Kazakhstan
Representation term:
the mortgage organizations and the affiliated organizations of national managing holding in the field of agro-industrial complex - monthly, no later than the tenth working day of the month following month under report;
The national operator of mail - quarterly, no later than the twenty fifth following reporting quarter.
Form
________________________________________________________________________________
(full name of the organization performing separate types of banking activities)
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No./p |
Name of the issuer |
Name of the country issuer |
Name of security |
National identification number, international identification number |
Number of securities (pieces) |
Nominal cost / the purchase value of security (in thousands of tenges) |
Currency of nominal value | ||
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In total |
including the encumbered securities | ||||||||
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the encumbered securities, all |
including the securities transferred to repo | ||||||||
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1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
10 |
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1 |
Government securities of the Republic of Kazakhstan, including: |
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1.1. |
notes of National Bank of the Republic of Kazakhstan |
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1.2. |
securities of local executive bodies |
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1.3. |
securities of the Ministry of Finance of the Republic of Kazakhstan |
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1.4. |
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1.n. |
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2 |
Non-state issued securities of the organizations of the Republic of Kazakhstan |
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2.1. |
Banks of the second level |
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2.1.1. |
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2.1.n. |
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2.2. |
Legal entities, except for banks of the second level |
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2.2.1. |
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2.2.n. |
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2.3. |
Bonds of Development Bank of Kazakhstan joint-stock company |
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2.3.1. |
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2.3.n. |
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3 |
Securities of foreign states |
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3.1. |
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3.n. |
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4 |
Non-state securities of nonresident issuers of the Republic of Kazakhstan |
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4.1. |
Financial organizations of nonresident issuers of the Republic of Kazakhstan |
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4.1.1. |
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4.1.n. |
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4.2. |
Non-financial organizations of nonresident issuers of the Republic of Kazakhstan |
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4.2.1. |
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4.2.n. |
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5 |
Securities of international financial institutions |
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5.1. |
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5.n. |
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6 |
Islamic securities |
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6.1. |
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6.n. |
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Total securities portfolio |
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continuation of the table:
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The securities carried at fair value through other comprehensive income |
For information only: | ||||
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Book value (net), in thousands of tenges |
including the securities encumbered with repurchase agreements | ||||
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Acquisition value |
Discount, award |
The added remuneration |
Positive/negative adjustment | ||
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11 |
12 |
13 |
14 |
15 |
16 |
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continuation of the table:
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The securities carried at fair value through profit or loss | ||||
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Book value (net), in thousands of tenges |
including the securities encumbered with repurchase agreements | |||
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Acquisition value |
Discount, award |
The added remuneration |
Positive/negative adjustment | |
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17 |
18 |
19 |
20 |
21 |
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continuation of the table:
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The securities considered on depreciated cost |
Obligations on the encumbered securities, in thousands of tenges | |||||
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Book value (net), in thousands of tenges |
including the securities encumbered with repurchase agreements | |||||
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Acquisition value |
Discount, award |
The added remuneration |
The size of reserves (provisions) created according to international accounting standards |
In total |
including the securities encumbered with repurchase agreements | |
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22 |
23 |
24 |
25 |
26 |
27 |
28 |
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continuation of the table:
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Date of acquisition |
Repayment date |
Date of expected sale |
Category of the list of stock exchange |
Rating |
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The issuer on reporting date |
Security for date of acquisition |
Security on reporting date | ||||
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29 |
30 |
31 |
32 |
33 |
34 |
35 |
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The first head or person authorized by it on signing of the report
____________________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
The chief accountant or person authorized by it on signing of the report
____________________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
Contractor of ________________________________________________________ ___________
surname, name, middle name (in case of its availability) the signature
phone number: _________________________
Signature date of the report "___" __________ 20 ___ years
Note: the explanation on filling of the form intended for collection of administrative data is given in appendix to this form.
Appendix
to the Report form about structure of securities portfolio
Report on structure of securities portfolio
1. This explanation (further - the Explanation) determines single requirements for filling of the form intended for collection of the administrative data "Report on Structure of Securities Portfolio" (further - the Form).
2. The form is developed according to the subitem 6) of Item 1 of article 9 of the Law of the Republic of Kazakhstan of July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations".
3. The form is constituted:
1) monthly - the mortgage organizations and the affiliated organizations of national managing holding in the field of agro-industrial complex;
2) quarterly - National operator of mail.
4. The form is constituted as of the end of the accounting period. Data in shape are filled in in thousands of tenges. The amount less than five hundred tenges is rounded to zero, and the amount equal of five hundred tenges and above, is rounded to one thousand tenges.
5. The form is signed by the first head, the chief accountant or persons authorized on signing of the report and the contractor.
6. The form contains information on structure of securities portfolio by their categories:
1) the securities carried at fair value through other comprehensive income;
2) the securities carried at fair value through profit or loss;
3) the securities considered on depreciated cost.
7. In shape data on investments of the organization performing separate types of banking activities in debt and equity securities, except for investments in the share (shares in the authorized capital) affiliated and associated organizations, and also other participation in the authorized capital of the legal entities reflected in the Report on structure of investments into the capital of legal entities are specified.
8. In the column 9 nominal value is filled on bonds, purchase value is filled according to shares, column 10 according to shares is not filled in.
9. The size of reserves (provisions) is reflected in absolute value and with plus.
10. In column 11 acquisition value of securities, carried at fair value through other comprehensive income is specified:
according to equity valuable papers - acquisition value;
according to debt securities - the amount of principal debt
11. In column 15 the securities carried at fair value through other comprehensive income and encumbered with repurchase agreements are specified.
12. In column 16 remaining balance on the balance sheet account 3562 "Reserves (Provisions) on Covering of Losses on the Securities Carried at Fair Value through Other Comprehensive Income" is specified.
13. In column 17 acquisition value of the securities carried at fair value through profit or loss is specified.
according to equity securities - acquisition value;
according to debt securities - the amount of principal debt.
14. In column 21 the securities carried at fair value through profit or loss and encumbered with repurchase agreements are specified.
15. In column 22 acquisition value of securities, considered on depreciated cost is specified:
according to equity securities - acquisition value;
according to debt securities - the amount of principal debt.
16. In column 26 the securities considered on depreciated cost and encumbered with repurchase agreements are specified.
17. In column 32 the category of securities of issuers - residents of the Republic of Kazakhstan according to the official listing of stock exchange of the Republic of Kazakhstan is specified. This column is not filled in on securities of issuers - nonresidents of the Republic of Kazakhstan.
18. When filling columns 33, 34 and 35 security rating on bonds, the rating of the issuer according to shares, score of the country on government securities assigned to one of the rating agencies specified in Item 3 of the resolution of Board of National Bank of the Republic of Kazakhstan of December 24, 2012 to No. 385 "About establishment of the minimum rating for legal entities and the countries which need of availability is required according to the legislation of the Republic of Kazakhstan regulating activities of the financial organizations, the list of the rating agencies assigning this score" is reflected (it is registered in the Register of state registration of regulatory legal acts at No. 8318). With several ratings from 2 (two) and more rating agencies (Standard & Poor "s or other rating agency) the rating of the rating agency which assigned score to the last is specified.
19. In case of lack of data the Form is represented with zero balances.
to the Resolution of Board of National Bank of the Republic of Kazakhstan of June 29, 2018 No. 138
Appendix 4
to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2014 No. 178
The form intended for collection of administrative data
Accounting period: as of "___" "_________________" 20 __ years
Index: ФС_ПЗ
Frequency: monthly
Represents: the mortgage organization and the affiliated organization of national managing holding in the field of agro-industrial complex
Where the form is represented: National Bank of the Republic of Kazakhstan
Representation term: the mortgage organizations and the affiliated organizations of national managing holding in the field of agro-industrial complex - monthly, no later than the tenth working day of the month following month under report.
Form
________________________________________________________________________________
(full name of the organization performing separate types of banking activities)
Table 1. Loans as borrowers and to purpose:
(in thousands of tenges)
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№ |
Loans |
Remaining balance on reporting date |
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1 |
Loans to the banks and the organizations performing separate types of banking activities |
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2 |
Loans to legal entities, including: |
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2.1 |
On the agricultural purposes |
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2.2 |
On the production purposes |
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2.3 |
On construction |
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The document ceased to be valid since January 11, 2026 according to Item 2 of the Resolution of Board of National Bank of the Republic of Kazakhstan of December 24, 2025 No. 102