RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of September 24, 2018 No. 217

About modification of some regulatory legal acts of the Republic of Kazakhstan concerning the security market

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the List of regulatory legal acts of the Republic of Kazakhstan concerning the security market to which changes are made (further - the List), according to appendix to this resolution.

2. To department of regulation of the non-bank financial organizations (Kosherbayeva A. M.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Sarsenov N. V.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days from the date of state registration of this resolution its direction in the Kazakh and Russian languages in the Republican state company on the right of economic maintaining "The republican center of legal information" for official publication and inclusion in Reference control bank of regulatory legal acts of the Republic of Kazakhstan;

3) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

4) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by subitems 2), 3) of this Item and Item 3 of this resolution.

3. To management on consumer protection of financial services and external communications (Terentyev A. L.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Kurmanov Zh. B.

5. This resolution becomes effective after day of its first official publication, except for Item 1 of the List which becomes effective since January 1, 2019.

Appendix

to the Resolution of Board of National Bank of the Republic of Kazakhstan of September 24, 2018 No. 217

The list of regulatory legal acts of the Republic of Kazakhstan concerning the security market to which changes are made

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of December 2, 2003 No. 409 "About approval of Rules of implementation of activities of the payment agent in the security market in the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 2632, it is published on January 23, 2004 in the Kazakhstanskaya Pravda newspaper No. 13 (24323) the following changes:

state heading in the following edition:

"About approval of Rules of implementation of activities of the payment agent";

state Item 1 in the following edition:

"1. Approve the enclosed Rules of implementation of activities of the payment agent.";

in the Rules of implementation of activities of the payment agent in the security market in the Republic of Kazakhstan approved by the specified resolution:

to state the text in the right upper corner in the following edition:

"Are approved by the resolution of Board of National Bank of the Republic of Kazakhstan of December 2, 2003 No. 409";

state heading in the following edition:

"Rules of implementation of activities of the payment agent";

state Item 1 in the following edition:

"1. These rules of implementation of activities of the payment agent determine conditions and procedure of activities of the payment agent in the security market in the Republic of Kazakhstan.";

state Item 3 in the following edition:

"3. The information about the payment agent contains in the prospectus of release of issued securities.";

4) of Item 5 to state the subitem in the following edition:

"4) international identification number (ISIN code);";

state Item 7 in the following edition:

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