THE DECISION OF STATE COMMISSION ON SECURITIES AND THE STOCK MARKET

of August 1, 2002 No. 216

About approval of the Regulations on procedure for creation and disclosure of information by the company on asset management on results of activities and calculation of net assets value of institutes of joint investment (share and corporate investment funds)

According to the Law of Ukraine "About institutes of joint investment (share and corporate investment funds)" and for the purpose of control of activities of institutes of joint investment State commission on securities and the stock market

SOLVED:

1. Approve Regulations on procedure for creation and disclosure of information by the company on asset management on results of activities and calculation of net assets value of institutes of joint investment (share and corporate investment funds) it (is applied).

2. To management of the reporting of members of the security market (Velichko O. G.) together with legal management (Volokhov L. A.) provide state registration of this decision in the Ministry of Justice of Ukraine.

3. To management of organizational support of the Commission (Piskun N. S.) to publish the decision according to the current legislation.

4. Control of execution of this decision to assign to the member of the commission - the vice-chairman Volkov M. F.

Approved by the decision of State commission on securities and the stock market of August 1, 2002 No. 216

Regulations on procedure for creation and disclosure of information by the company on asset management on results of activities and calculation of net assets value of institutes of joint investment (share and corporate investment funds)

I. General provisions

1. This Provision determines procedure, structure, terms and ways of disclosure of information by the company on asset management (daleekompaniye) on results of activities and calculation of net assets value of institutes of joint investment (share and corporate investment funds) (further - Information).

2. Action of this Provision extends to the Companies to which are issued by State commission on securities and the stock market or the National commission on securities and the stock market (further - the Commission) to the license for the right of implementation of professional activity in the stock market - activities for asset management of institution investors (activities for asset management) and which exercise asset management of mutual investment funds which according to the order of the authorized person of the Commission are acknowledged conforming to requirements of rather minimum amount of assets and/or corporate investment funds which are entered in the unified state register of institutes of joint investment.

3. From the date of the publication liquidation commission of information on decision making concerning the termination of activities of institutes of joint investment (share and corporate investment funds) (further - ISI) Information according to requirements of this Provision does not reveal.

4. Information is electronically constituted by filling in state language of the tables and forms provided by this Provision by means of software which provide forming of files in the format determined by the Commission.

The electronic form of Information is constituted according to Procedure for filling with the company on asset management of electronic forms of information which move State commission on the securities and the stock market approved by the decision of State commission on securities and the stock market of 14.06.2011 No. 721.

5 - 13. No. 721) are excluded according to the Decision of State commission on securities and the stock market of Ukraine of 14.06.2011

5. Obligation perform promulgation and/or submission to the Commission of irregular information on corporate investment fund (further TsKIF), provided by this Provision, it is assigned to the Company with which the agreement on asset management of KIF is signed.

Obligation perform promulgation and/or submission to the Commission of irregular information on KIF arises from the date of making of any actions provided by subitems 4.1-4.3 of item 4 of the Section III of this Provision.

The companies shall promulgate irregular information on KIF in the form of the message on emergence of irregular information on KIF (for promulgation in news feed) (appendix 11 to this Provision) (further - the Message). Concerning each type of irregular information the separate Message is constituted.

The companies shall promulgate irregular information in full according to requirements of this Provision.

II. Procedure and terms of submission of Information by the Company concerning results of activities of ISI

1. The company submits to central office of the Commission Information concerning results of activities of ISI:

daily;

quarterly;

annual.;

irregular.

2. Daily Information is Information of the Company concerning net assets value of ISI which is calculated for ISI of open type for the end of each working day closed and interval type - for every day which precedes day of adoption of requests for placement and/or the redemption of securities of ISI.

3. Quarterly Information is Information of the Company concerning results of activities of ISI in quarter.

4. Annual Information is Information of the Company concerning results of activities of ISI in year.

5. Irregular information is information about:

the facts of listing/delisting of shares KIF on the stock exchange;

decision of the supreme body of KIF on reduction of the authorized capital;

the decision of the supreme body of KIF on the termination of KIF by liquidation;

the judgment about the termination of KIF by liquidation;

the decision of the Commission on the termination of KIF by liquidation.

6. The company submits Information concerning results of activities of ISI to the Commission in terms:

daily - till 13 o'clock the next working day;

quarterly - not later than the last date which comes behind reporting quarter, for the fourth quarter - till February 20 of the next year for reporting;

annual - till April 30 of the year following for reporting.;

irregular - within ten working days after date of making of action.

7. Information moves in the Commission one of such methods:

7.1. By giving (posylaniye) in general department of central office of the Commission of Information in paper and/or in electronic forms.

7.2. By giving in central office of the Commission of Information electronically in the form of electronic documents with use of electronic document management system.

8. The method of submission of Information in the Commission is chosen by the Company.

9. Information according to method, certain subitem 7.1 of Item 7 of this Section, moves (is sent) thus:

9.1. Daily Information is sent to the Commission electronically.

9.2. Quarterly Information moves in the Commission in paper (except venture funds) and in electronic forms.

9.3. Quarterly Information concerning activities of venture funds is sent to the Commission electronically.

9.4. Annual Information moves in the Commission in paper and in electronic forms.

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