INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 1, 2019 No. 5110-U

About form and terms of provision in the Bank of Russia of the reporting of the operator of services of payment infrastructure, the operator of payment system on the incidents which arose (revealed) when rendering services of payment infrastructure to indicators of uninterruptedness of functioning of payment system and technique of its creation

1. Based on part 2 of article 32 of the Federal Law of June 27, 2011 No. 161-FZ "About national payment system" (The Russian Federation Code, 2011, No. 27, Art. 3872; 2012, No. 53, Art. 7592; 2013, No. 27, Art. 3477; No. 30, Art. 4084; No. 52, Art. 6968; 2014, No. 19, Art. 2315, Art. 2317; No. 43, Art. 5803; 2015, No. 1, Art. 8, Art. 14; 2016, No. 27, Art. 4221, Art. 4223; 2017, No. 15, Art. 2134; No. 18, Art. 2665; No. 30, Art. 4456; 2018, No. 27, Art. 3950, Art. 3952; No. 32, Art. 5115; No. 49, of the Art. 7524) (further - the Federal Law of June 27, 2011 No. 161-FZ) the Bank of Russia determines form and terms of provision in the Bank of Russia of the reporting of the operator of services of payment infrastructure (further - the operator of UPI), the operator of payment system (further in case of joint mentioning - the operator) by the incidents which arose (revealed) when rendering services of payment infrastructure to indicators of uninterruptedness of functioning of payment system and technique of its creation.

2. The form and technique of creation of the reporting under form 0403205 "Data on the incidents which arose (revealed) when rendering services of payment infrastructure and indicators of uninterruptedness of functioning of payment system" (further - the reporting) are given in appendix to this Instruction.

The terms and concepts used in this Instruction are applied in the values established by the Federal Law of June 27, 2011 No. 161-FZ.

3. The operator of UPI constitutes and provides the reporting in the Bank of Russia under the incidents which arose (revealed) when rendering operational services and (or) services of payment clearing, and (or) settlement services in payment systems which operators are included in the register of operators of payment systems posted on the official site of the Bank of Russia on the Internet (further - the register of operators of payment systems), and also in the National Payment Card System (further - the National Payment Card System).

The operator of payment system constitutes and provides in the Bank of Russia the reporting under the incidents which arose (revealed) at operator UPI being the foreign organization.

4. The reporting is provided in the Bank of Russia by the operator monthly no later than the tenth working day of the month following for reporting.

The accounting period is calendar month.

The first accounting period for which the reporting according to this Instruction shall be constituted and provided in the Bank of Russia is the second month following after month of entry into force of this Instruction.

The operator of UPI who began to perform the functions after entry into force of this Instruction constitutes and provides in the Bank of Russia the reporting since the accounting period following month of imprisonment of the service provision agreement of payment infrastructure with the operator of payment system, but not earlier than the period established in paragraph three of this Item.

The operator of payment system provides in the Bank of Russia the reporting since the accounting period following after month in which information about attracted with it for rendering services of payment infrastructure the operator of UPI which is the foreign organization is entered in the register of operators of payment systems, but not earlier than the period established in paragraph three of this Item.

5. In case of lack of data on all indicators the operator does not constitute the reporting and sends to the Bank of Russia the notification containing details of heading part of the reporting, in time provided for provision of the reporting.

6. In case of identification of the facts of provision of the incomplete and (or) doubtful reporting the operator constitutes the corrected reporting.

The corrected reporting is provided in the Bank of Russia by the operator for each accounting period for which in the reporting misstatements of reporting data were revealed, for the period, not exceeding two last years preceding the current accounting period.

The corrected reporting is provided in the Bank of Russia by the operator within ten working days after day of identification of the fact of incompleteness and (or) unauthenticity of the reporting and is followed by the explanations containing data on the performed corrections in the reporting.

7. Requirements of this Instruction do not extend to the Bank of Russia when implementing of functions of settlement center by it in payment systems based on the signed agreements.

8. This Instruction becomes effective after ten days after day of its official publication.

Appendix

to the Instruction of the Bank of Russia of April 1, 2019 No. 5110-U "About form and terms of provision in the Bank of Russia of the reporting of the operator of services of payment infrastructure, the operator of payment system on the incidents which arose (revealed) when rendering services of payment infrastructure to indicators of uninterruptedness of functioning of payment system and technique of its creation"

(Form)

 

	Territory code under RCATU	Organization code under RCBO	Registration number of the operator of payment system

 

Data on the incidents which arose (revealed) when rendering services of payment infrastructure and indicators of uninterruptedness of functioning of payment system

for _______ ____ years
(month)

 

Name of the operator of services of payment infrastructure (operator payment

systems): _________________________________________________________________

Address: _________________________________________________

 

Name of the operator of services of payment infrastructure: ____________________

 

                                                       Code on OKUD 0403205

 

                                                                  Monthly

 

Section 1. Data on the incidents which arose (revealed) in case of rendering services of payment infrastructure

 

Line number	Unique number of incident	Emergence (identification) of incident		Suspension of rendering services of payment infrastructure owing to incident		Recovery of rendering services of payment infrastructure after their suspension		Recovery of the rendering services of payment infrastructure conforming to requirements to rendering services		Cause of the incident
		Date	Time	Date	Time	Date	Time	Date	Time
1	2	3	4	5	6	7	8	9	10	11
Subsection 1. The incidents which arose (revealed) in the accounting period
1.1
...
Subsection 2. The incidents which arose (revealed) in the previous accounting periods
2.1
...

 

Section 2. Data on influence of the incidents which arose (revealed) in case of rendering services of payment infrastructure on uninterruptedness of functioning of payment systems

 

Line number	Unique number of incident	The name of payment system in which arose incident (is revealed)	Name of service of payment system	Influence of incident on uninterruptedness of functioning of payment systems				Level of criticality of incident				Expense amount, connected with compensation of damage from incident, thousand rubles.
				Violation of regulations of performing procedures	Period of time of recovery of rendering services of payment infrastructure after their suspension	Period of time of recovery of the rendering services of payment infrastructure conforming to requirements to rendering services	Period of time of continuous rendering services	The number of members of payment service provider on whose activities incident, piece exerted direct impact.	The number of operators of services of payment infrastructure on which activities incident, piece exerted direct impact.	Orders about money transfer of members of payment service provider (their clients) on whom services of payment infrastructure with violation of regulations of performing procedures were rendered
										Quantity, piece.	Amount, thousand rubles.
1	2	3	4	5	6	7	8	9	10	11	12	13
Subsection 1. Data on the incidents which arose (revealed) when rendering operational services
1.1
...
1.n
Subsection 2. Data on the incidents which arose (revealed) when rendering services of payment clearing
2.1
...
2.n
Subsection 3. Data on the incidents which arose (revealed) when rendering settlement services
3.1
...
3.n

 

Section 3. Data on measure values of uninterruptedness of functioning of payment systems

 

Line number	Name of indicator	Actual measure value of observance of regulations of performing procedures (П 3), as a percentage	Actual measure value of availability of the operational center of payment system (П 4), as a percentage	Actual measure value of change of frequency of incidents (П 5), as a percentage
1	2	3	4	5
1	Current accounting period
1.1	Name of payment system / Name of service of payment system
1.1.1	Operational services
1.1.2	Services of payment clearing		x
1.1.3	Settlement services		x
...
1.n	Name of payment system / Name of service of payment system
...	...
2	Previous accounting period
2.1	Name of payment system / Name of service of payment system
2.1.1	Operational services
2.1.2	Services of payment clearing		x
2.1.3	Settlement services		x
...
2.n	Name of payment system / Name of service of payment system
...	...
n	Previous accounting period
...	...

 

For information only:  Data on threshold levels of indicators of uninterruptedness

functioning  of payment systems and to period of time, during which

      rendering services of payment infrastructure shall be recovered,

conforming to requirements to rendering services

 

Line number	Name of indicator	Type of the rendered service of payment infrastructure	Threshold levels of indicators of uninterruptedness of functioning of payment systems					Period of time during which the rendering services of payment infrastructure conforming to requirements to rendering services shall be recovered
			Duration of recovery of rendering services of payment infrastructure (indicator P 1)	Continuity of rendering services of payment infrastructure (indicator P 2)	Observance of regulations (indicator P 3)	Availability of the operational center of payment system (indicator P 4)	Change of frequency of incidents (indicator P 5)
1	2	3	4	5	6	7	8	9
1	Name of payment system / Name of service of payment system
...
n	Name of payment system / Name of service of payment system

 

Head

(deputy manager)     of __________________ _______________________

                                                   (personal signature)     (initials, surname)

 

Contractor                    of __________________ _______________________

                                         (personal signature)      (initials, surname)

 

Phone number:

 

"__" ______________ ____.

 

Technique of creation of the reporting under form 0403205 "Data on the incidents which arose (revealed) when rendering services of payment infrastructure and indicators of uninterruptedness of functioning of payment system"

1. In heading part of the reporting are specified:

in the column "Territory Code under RCATU" - code of the territory of the operator providing the reporting in the Bank of Russia on the All-Russian qualifier of subjects to administrative-territorial division (RCATU) (the first five categories of code);

in the column "Organization Code under RCBO" - organization code, being the operator, under the All-Russian Classifier of Enterprises and Organizations (RCBO);

in the column "Registration Number of the Operator of Payment System" - registration number of the operator of payment system according to the register of operators of payment systems, in the reporting of the operator of the National Payment Card System - "9999". This column is filled in only if the reporting is constituted and provided in the Bank of Russia by the operator of payment system;

in the line "Name of the Operator of Services of Payment Infrastructure (Operator of Payment System)" - complete or reduced (in case of its availability) the name of the operator providing the reporting in the Bank of Russia according to the register of operators of payment systems. The name of the operator of UPI of the National Payment Card System in the reporting is specified according to the list of operators of UPI which according to Item 2 of part 5 of article 15 of the Federal Law of June 27, 2011 No. 161-FZ is kept by the operator of the National Payment Card System. The name of the operator of the National Payment Card System in the reporting is specified according to its constituent document;

in the line "Address" - the address of the operator providing the reporting in the Bank of Russia according to the register of operators of payment systems. In the reporting of the operator of the National Payment Card System the address is specified according to the data containing in the Unified State Register of Legal Entities (USRLE);

in the line "Name of the Operator of Services of Payment Infrastructure" - complete or reduced (in case of its availability) the name of the operator of UPI - the foreign organization according to the register of operators of payment systems. This line is filled only if the reporting is constituted and provided in the Bank of Russia by the operator of payment system.

2. The reporting consists of the following Sections:

Section 1 - "Data on the incidents which arose (revealed) in case of rendering services of payment infrastructure" which is filled according to Item 8 of this Technique;

Section 2 - "Data on influence of the incidents which arose (revealed) in case of rendering services of payment infrastructure on uninterruptedness of functioning of payment systems" which is filled according to Item 9 of this Technique;

Section 3 - "Data on measure values of uninterruptedness of functioning of payment systems" which is filled according to Item 10 of this Technique.

3. In the scope of information on the incidents specified in paragraph three of subitem 2.2.4 of Item 2.2 of the Provision of the Bank of Russia of October 3, 2017 to No. 607-P "About requirements to procedure for ensuring uninterruptedness of functioning of payment system, indicators of uninterruptedness of functioning of payment system and analysis techniques of risks in payment system including risk profiles", No. 49386 registered by the Ministry of Justice of the Russian Federation on December 22, 2017 (further - the Provision of the Bank of Russia of October 3, 2017 No. 607-P) which arose (revealed) when rendering services of payment infrastructure data on each arisen (revealed) event which led to violation of the rendering services of payment infrastructure conforming to requirements of the Federal Law of June 27, 2011 No. 161-FZ and regulations of the Bank of Russia adopted according to it and also provisions of rules of payment system are specified, service provision agreements of payment infrastructure, documents of operators, including to requirements to ensuring information security when implementing money transfers (further - requirements to rendering services).

In the scope of information on indicators of uninterruptedness of functioning of payment system (further - BFPS indicators) values of the following indicators of BFPS are specified: indicator of observance of regulations (PZ indicator), indicator of availability of the operational center of payment system (indicator P 4) and indicator of change of frequency of incidents (indicator P 5), provided by subitem 2.2.4 of Item 2.2 of the Provision of the Bank of Russia of October 3, 2017 No. 607-P.

4. Names of payment systems in the reporting are specified according to the register of operators of payment systems.

The name National Payment Card System in the reporting is specified according to rules National Payment Card Systems.

5. The accounting periods in the reporting are specified in the gggg.mm format where "гггг" - year, to "mm" - month.

Dates and time in the reporting are specified Moscow time.

Dates are specified in the gggg.mm.dd format where "гггг" - year, by "mm" - month, "дд" - day.

Time is specified in the format "hh:mm" where "чч" - hours, to "mm" - minutes with rounding of seconds about one minutes by mathematical method.

The period of time is specified in the ddd.chch:mm format with rounding of seconds about one minutes by mathematical method where "ддд" - the number of days, "чч" - number of hours, "mm" - the number of minutes.

6. The data reflected in the reporting in thousands of rubles are specified without decimal signs after comma with rounding by mathematical method.

Recalculation in rubles of the amounts of orders about money transfer in foreign currency, and also the expense amounts in foreign currency connected with compensation of damage from incident is performed on the official rate of the corresponding foreign currency in relation to the ruble established by the Bank of Russia according to Item 15 of article 4 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; 2003, No. 2, Art. 157; No. 52, Art. 5032; 2004, No. 27, Art. 2711; No. 31, Art. 3233; 2005, No. 25, Art. 2426; No. 30, Art. 3101; 2006, No. 19, Art. 2061; No. 25, Art. 2648; 2007, No. 1, Art. 9, Art. 10; No. 10, Art. 1151; No. 18, Art. 2117; 2008, No. 42, Art. 4696, Art. 4699; No. 44, Art. 4982; No. 52, Art. 6229, Art. 6231; 2009, No. 1, Art. 25; No. 29, Art. 3629; No. 48, Art. 5731; 2010, No. 45, Art. 5756; 2011, No. 7, Art. 907; No. 27, Art. 3873; No. 43, Art. 5973; No. 48, Art. 6728; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, Art. 4219; No. 40, Art. 5318; No. 45, Art. 6154; No. 52, Art. 7543; 2015, No. 1, Art. 4, Art. 37; No. 27, Art. 3958, Art. 4001; No. 29, Art. 4348, Art. 4357; No. 41, Art. 5639; No. 48, Art. 6699; 2016, No. 1, Art. 23, Art. 46, Art. 50; No. 26, Art. 3891; No. 27, Art. 4225, Art. 4273, Art. 4295; 2017, No. 1, Art. 46; No. 14, Art. 1997; No. 18, Art. 2661, Art. 2669; No. 27, Art. 3950; No. 30, Art. 4456; No. 31, Art. 4830; No. 50, Art. 7562; 2018, No. 1, Art. 66; No. 9, Art. 1286; No. 11, Art. 1584, Art. 1588; No. 18, Art. 2557; No. 24, Art. 3400; No. 27, Art. 3950; No. 31, Art. 4852; No. 32, Art. 5115; No. 49, Art. 7524; No. 53, the Art. 8411, the Art. 8440) on the last number of the accounting period.

7. In the reporting all lines and graphs provided for filling with data shall be filled. In case of lack of values of one or several indicators in the corresponding column (line) of the reporting are put down "0" (zero) for numerical indicators and "-" (crossed out section) for symbolical indicators if other is not provided by this Technique.

8. In Section 1 of the reporting data on the arisen (revealed) incidents when rendering services of payment infrastructure are specified.

In subsection 1 data on incidents which arose or were revealed in the current accounting period and which date of origin is not known are specified.

In subsection 2 data on incidents which are specified:

are revealed in the current accounting period, but at the same time date of emergence of incident which belongs to the previous accounting period is known;

arose (are revealed) in the previous accounting periods and on which in the current accounting period the additional circumstances which entailed need of modification in earlier provided in the Bank of Russia as a part of Section 1 of the reporting of data under these incidents are established. In the corresponding columns (lines) the staticized data, that is data on incidents to which changes were made, at the same time in columns (lines) in which data do not require updating are specified, data which were provided in Section 1 of the reporting for the corresponding previous accounting periods earlier are specified.

8.1. The column 2 of subsections 1 and 2 is filled in on the arisen (revealed) incidents as follows.

8.1.1. In the column 2 of subsection 1 unique number of the arisen (revealed) incident in the gg.mm.khkhkhkhkh format where is specified:

one or two the last figures of year in which at the operator of UPI arose reveal) incident;

"mm" - sequence number of month in year in which at the operator of UPI arose (is revealed) incident;

"xxxxx" - the sequence number of incident assigned by the operator of UPI within one calendar year of creation of the reporting.

In case of lack of opportunity to determine year and month of emergence of incident year and month of identification of incident are specified.

8.1.2. In the column 2 of subsection 2 unique number of incident is specified in the format established by subitem 8.1.1 of this Item taking into account the following:

in case, the provided in paragraph four of Item 8 of this Technique, as a part of unique number of incident two last figures of year and sequence number of month in year in which there was incident are specified;

in case, the provided in paragraph five of Item 8 of this Technique, unique number of incident which was specified in subsection 1 of Section 1 by provision in the Bank of Russia of the reporting earlier is specified.

8.2. Column 3 - 11 subsections 1 and 2 are filled as follows.

8.2.1. In columns 3 - 4 date and time of origin (identification) of incident are specified. In the absence of opportunity to determine date of emergence of incident date and time of identification of incident is specified.

If in the current accounting period incident which arose in one of the previous accounting periods is revealed, in columns 3 - 4 subsections 2 the actual date and time of emergence of incident, that is date and time of that accounting period in which there was this incident are specified.

8.2.2. In columns 5 - 6 date and time of suspension of rendering services of payment infrastructure at least to one member of payment service provider owing to incident are specified.

8.2.3. In columns 7 - 8 date and time of recovery of rendering services of payment infrastructure after their suspension are specified, but at the same time rendering services of payment infrastructure after their recovery does not conform to requirements to rendering services. If in the accounting period rendering services of payment infrastructure was not recovered, in columns 7 - 8 crossed out sections are put down.

8.2.4. In columns 9 - 10 date and time of recovery of the rendering services of payment infrastructure conforming to requirements to rendering services are specified or crossed out sections are put down if in the accounting period the rendering services of payment infrastructure conforming to requirements to rendering services was not recovered.

8.2.5. If rendering services of payment infrastructure after their suspension was recovered directly to the level conforming to requirements to rendering services, in columns 7 - 10 identical dates and time of their recovery are specified.

8.2.6. In column 11 the basic reason of the arisen (revealed) incident with use of one of the following codes is specified:

01 - violations of UPI of business processes by the operator in payment system, including owing to the inadequate organization of business processes, violation of accomplishment of business processes, internal regulations and procedures;

02 - violations in work of personnel and in labor organization of the operator of UPI, including owing to excess by employees of the powers, wrong and (or) illegal actions and (or) failure to act of personnel;

03 - violations in work of systems, the equipment and technologies of the operator of UPI which are not connected with information security violation including because of failure to carry out of the services by suppliers (providers) providing or supporting systems and the services necessary for rendering by the operator UPI of services of payment infrastructure, the obligations including not operability of systems and services of suppliers (providers) of services;

04 - the violations in work of systems, the equipment and technologies at the operator of UPI connected with information security violation including as a result of realization of the computer attacks;

05 - non-compliance by the operator with UPI of rules of payment system, agreements on rendering operational services and (or) payment clearing services, and (or) bank account agreements;

06 - violations in activities of the operator of UPI because of force majeure circumstances, in particular, natural disasters, technological catastrophic crashes; illegal actions of the third parties; introductions of rationing economic arrangements, including within the international sanctions;

07 - non-compliance by the operator of payment system of rules of payment system and (or) the agreements signed with the operator of UPI on rendering operational services and (or) payment clearing services if the conclusion of such agreements is provided by rules of payment system;

08 - non-compliance by the participant (members) of the same payment service provider of rules of payment system and (or) agreements on rendering operational services, and (or) payment clearing services, and (or) bank account agreements, not operability of systems and services of the participant (participants) of the same payment system;

09 - non-compliance by the operational center of the same payment system of rules of payment system and (or) agreements on rendering operational services if the conclusion of such agreements is provided by rules of payment system, not operability of systems and services of the operational center of the same payment system;

10 - non-compliance by payment clearing center of the same payment system of rules of payment system and (or) agreements on rendering payment clearing services if the conclusion of such agreements is provided by rules of payment system, not operability of systems and services of payment clearing center of the same payment system;

11 - non-compliance by settlement center and (or) the central payment clearing partner of the same payment system of rules of payment system and (or) the agreements signed with the operational center and (or) payment clearing center of the same payment system if the conclusion of such agreements is provided by rules of payment system, the bank account agreements signed with members of payment service provider, not operability of systems and services of settlement center and (or) the central payment clearing partner of the same payment system;

20 - other reasons of the arisen (revealed) incident which are not provided by codes 01 - 11.

9. Section 2 of the reporting contains data on influence of the incidents which arose (revealed) in case of rendering services of payment infrastructure on uninterruptedness of functioning of payment systems (further - BFPS) and about the level of criticality of incidents.

If rules of payment system provide availability of several services of payment system with different regulations of performing procedures which are carried out by the operator of UPI when rendering the operational services, services of payment clearing and settlement services provided by parts 3 and 4 of Article 17, part 4 of Article 19 and parts 1 and 8 of article 25 of the Federal Law of June 27, 2011 No. 161-FZ, and their structure (further - services of payment system), data on influence of incidents on BFPS and on the level of criticality of incidents are provided on the types of service of payment infrastructure rendered by the operator of UPI in services of payment system.

If the arisen (revealed) incident affected several types of service, UPI rendered by the operator in several payment systems (services of payment system, in case of their availability), data on this incident join in Section 2 separately by each type of the services of payment infrastructure rendered by the operator to UPI in each payment system (service of payment system, in case of its availability) which this incident influenced.

9.1. In subsection 1 data on the incidents which arose (revealed) when rendering operational services are specified.

In subsection 2 data on the incidents which arose (revealed) when rendering services of payment clearing are specified.

In subsection 3 data on the incidents which arose (revealed) when rendering settlement services are specified.

9.2. Data in the lines 1.1... 1.n, 2.1... 2.n, 3.1... 3.№заполняются by the arisen (revealed) incidents when rendering the corresponding services of payment infrastructure (operational services, services of payment clearing, settlement services) as follows.

9.2.1. In column 2 the unique number of incident assigned to it according to the procedure, determined in subitem 8.1 of Item 8 of this Technique is specified.

9.2.2. In column 3 the name of payment system in which arose is specified incident (is revealed).

9.2.3. In column 4 the name of service of payment system (is specified in case of its availability).

The name of service of payment system is specified according to its name provided by rules of payment system.

In the absence of service of payment system in column 4 the crossed out section is put down.

9.2.4. In column 5 information on violation of regulations of the performing procedures developed according to requirements of subitem 2.3.4 of Item 2.3 of the Provision of the Bank of Russia of October 3, 2017 No. 607-P with use of the following codes is specified:

00 - if incident did not lead to violation of UPI of regulations of performing procedures by the operator;

01 - if incident led to violation of UPI of regulations of performing procedures by the operator.

9.2.5. In column 6 the period of time during which rendering the corresponding service of payment infrastructure, since the moment of suspension of rendering this service owing to incident and until recovery of rendering this service was recovered is specified.

9.2.6. In column 7 the period of time during which rendering the corresponding service of payment infrastructure to the level conforming to requirements to rendering services since the moment of suspension of rendering this service owing to incident and until recovery of rendering this service to the level conforming to requirements to rendering services was recovered is specified.

9.2.7. In column 8 the period of time of continuous rendering services of payment infrastructure, since the moment of recovery of rendering this service to the level conforming to requirements to rendering services after its suspension owing to the previous incident and until suspension of rendering this service of payment infrastructure owing to this incident is specified.

9.2.8. In column 9 the number of members of payment service provider on whose activities incident exerted direct impact is specified.

9.2.9. In column 10 the number of operators of UPI is specified, including the reporting operator of UPI which owing to incident did not render service of payment infrastructure or services of payment infrastructure rendered by them did not conform to requirements to rendering services, including were rendered with violation of regulations of performing procedures.

9.2.10. In columns 11 and 12 the quantity and the amount unexecuted and (or) out of time performed (performed with violation of regulations of performing procedures) and (or) mistakenly performed orders about money transfer of members of payment service provider (their clients) owing to incident is specified.

9.2.11. In column 13 the expense amount of the operator of UPI connected with compensation of damage from incident, including the paid penalties, payments, expenses connected with recovery of the lost or damaged property of the resulted (revealed) incident is specified.

9.3. In case of identification in the current accounting period of the additional circumstances of incident which entailed need of modification in earlier provided in the Bank of Russia as a part of Section 2 of the reporting of data under this incident, in Section 2 all data on incident are specified. In the corresponding columns (lines) the staticized data, that is data on incidents to which changes were made, at the same time in columns (lines) in which data do not require updating are specified, data which were provided in Section 2 of the reporting for the corresponding previous accounting periods earlier are specified.

For example, if in the previous accounting period the expense amount, connected with compensation of damage from incident, constituted 100 thousand rubles, and in the current accounting period in connection with additional circumstances on incident the penalty in the amount of 50 thousand rubles is in addition paid, then in column 13 of the reporting for the current accounting period the total amount of the expenses connected with compensation of damage from incident, that is 150 thousand rubles is specified. At the same time if again revealed additional circumstances did not influence other data on incident provided by Section 2 of the reporting, then in columns 5 - 12 are specified earlier provided as a part of the reporting of the information on this incident.

10. Section 3 of the reporting contains data on BFPS measure values, on UPI established for the operator in payment system threshold levels of indicators of BFPS, about period of time during which the rendering services of payment infrastructure conforming to requirements to rendering services shall be recovered.

If rules of payment system provide availability of several services of payment system, the information on measure values of BFPS is provided on services of payment system in which the operator of UPI renders services of payment infrastructure.

Data on threshold levels of indicators of BFPS and on period of time during which the rendering services of payment infrastructure conforming to requirements to rendering services shall be recovered are provided in the subsection "For information only" as of the last working day of the accounting period.

10.1. In Section 3 data on BFPS measure values in the current accounting period are specified, and also in the previous accounting periods if in the current accounting period the incidents which arose in the previous accounting periods and (or) additional circumstances on earlier arisen (revealed) incidents which entailed need of recalculation of measure values of BFPS are revealed.

10.2. On line 1 the current accounting period for which calculation of measure values of BFPS is perfromed is specified.

10.2.1. In the lines 2...№указываются the previous accounting periods for which recalculation of measure values of BFPS taking into account the incidents revealed in the current accounting period which arose in the previous accounting periods and (or) additional circumstances on earlier arisen (revealed) incidents is performed.

10.2.2. In the lines 1.1... 1.n, 2.1... 2.№указываются names of payment systems in which the operator of UPI renders service (services) of payment infrastructure. In the presence of services of payment system through symbol "/" the name of service of payment system is specified.

10.3. In columns 3, 4 and 5 measure values P 3, are specified to P4 and P5 on types of service of payment infrastructure.

10.3.1. In column 3 on lines of the corresponding types of service of payment infrastructure measure values P 3, the appendices 1 to the Provision of the Bank of Russia calculated according to Item 3 of October 3, 2017 are specified to No. 607-P.

10.3.2. Column 4 is filled in with the operators of UPI rendering operational services. In column 4 in the lines "Operational Services" measure values P 4, the appendices 1 to the Provision of the Bank of Russia calculated according to item 4 of October 3, 2017 are specified to No. 607-P.

10.3.3. In column 5 on lines of the corresponding types of service of payment infrastructure measure values P 5, the appendices 1 to the Provision of the Bank of Russia calculated according to Item 5 of October 3, 2017 are specified to No. 607-P.

Information according to column 5 is provided in the Bank of Russia, starting with the reporting for January, 2020.

10.3.4. In case of identification in the current accounting period of the incidents which arose in the previous accounting periods and (or) additional circumstances of incidents, entailed need of modification of BFPS which are earlier provided of the Bank of Russia as a part of Section 3 of the reporting of data under indicators, for Section 3 for the corresponding columns (lines) the staticized data, that is data on incidents to which changes were made, at the same time in columns (lines) in which data do not require updating are specified, data which were provided in Section 3 of the reporting for the corresponding previous accounting periods earlier are specified.

10.4. The subsection "For information only" is filled as follows.

10.4.1. In column 2 in the lines 1...№указываются names of payment systems within which the operator of UPI renders service (services) of payment infrastructure. In the presence of services of payment system through symbol "/" the name of service of payment system is specified.

10.4.2. In column 3 the type of the rendered service (the rendered services) of payment infrastructure in this payment system (service of payment system is specified, in case of its availability) with use of the following codes:

OU - operational service;

The Code of Criminal Procedure - service of payment clearing;

RU - settlement service.

If the operator of UPI renders two and more types of service of payment infrastructure, in column 3 all codes of the types of service of payment infrastructure rendered by the operator of UPI in payment system (service of payment system are specified through comma, in case of its availability).

10.4.3. In columns 4, of 5, of 6, 7 and 8 the Provisions of the Bank of Russia established taking into account requirements of subitem 2.2.5 of Item 2.2 of October 3, 2017 are specified to No. 607-P of value of threshold levels of indicators of BFPS for the operator of UPI in payment system (service of payment system, in case of its availability). If the operator of UPI in payment system renders more than one type of service of payment infrastructure, in the specified graphs the values of threshold levels of the corresponding indicators of BFPS established for this operator of UPI concerning all types of the services rendered to them are specified.

Information according to column 8 is provided in the Bank of Russia starting with the reporting for January, 2020.

10.4.4. In column 9 the period of time established taking into account requirements of subitem 2.3.7 of Item 2.3 of the Provision of the Bank of Russia of October 3, 2017 No. 607-P during which the operator of UPI shall recover the rendering services of payment infrastructure conforming to requirements to rendering services in payment system (service of payment system is specified, in case of its availability).

11. Data on again revealed incidents which arose in the previous accounting periods, data on incidents which were provided in the Bank of Russia as a part of the reporting earlier, but on which the additional circumstances which entailed need of modification of earlier provided reporting are established, and also data on BFPS measure values calculated taking into account again revealed incidents and (or) additional circumstances of incidents are provided as a part of the reporting for that accounting period in which the above-stated incidents were revealed and (or) additional circumstances of incidents are established.

The period for which the operator provides the changed information on incident in the Bank of Russia constitutes no more than 12 calendar months, since month in which the information on this incident was provided by the operator in the Bank of Russia for the first time.

 

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