THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of February 24, 2021 No. 37

About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning regulation of the security market

According to the subitem 8) Item 2 of Article 3, Item 1 of Article 6, Item 1 of Article 36, Article 56, item 4 of Article 61, Item 1 of Article 78, Item 5 of article 80 of the Law of the Republic of Kazakhstan of July 2, 2003 "About the security market", Article 12, Item 3 of article 13-4 of the Law of the Republic of Kazakhstan on July 4, 2003 "About state regulation, control and supervision of the financial market and the financial organizations" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the List of regulatory legal acts of the Republic of Kazakhstan concerning regulation of the security market (further - the List) to which changes and additions, according to appendix to this resolution are made.

2. To provide to department of the security market in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

4. This resolution becomes effective after ten calendar days after day of its first official publication, except for paragraphs of the third, fourth, fifth, sixth, seventh, eighth, ninth, tenth, twelfth, thirteenth, fourteenth, fifteenth, sixteenth, seventeenth, eighteenth, nineteenth, twentieth, twenty first, twenty second, twenty third, twenty fourth, twenty fifth, twenty sixth, twenty seventh, forty eighth, forty ninth, fiftieth, fifty first, fifty second, sixty fifth, sixty sixth, sixty seventh, sixty eighth, sixty ninth, seventieth, seventy first, seventy second, seventy third, seventy fourth, seventy fifth Item 1, the seventh, the eighth, the ninth, the tenth, the eleventh, the twelfth, the thirteenth, the fourteenth, fifteenth, sixteenth, the seventeenth, eighteenth, nineteenth, twentieth, twenty first, twenty second, twenty third, twenty fourth, twenty fifth, twenty sixth, twenty seventh, twenty eighth, twenty ninth, thirtieth, thirty first, thirty second, thirty third, thirty fourth, thirty fifth, thirty sixth, thirty seventh, thirty eighth, thirty ninth, fortieth, forty first, forty second, sixty sixth, sixty seventh, sixty eighth, sixty ninth item 4 of the List which become effective since July 1, 2021.

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