THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of September 24, 2021 No. 95

About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning regulation of the security market

According to the subitem 8) Item 2 of Article 3, Item 2 of Article 19, Item 3 of Article 20, Item 2 of Article 28, Article 35, Item 1 of Article 36, item 4 of Article 45, Article 49-1, Item 1 of Article 63, Item 1 of Article 78, Items 5 and 10 of article 80 of the Law of the Republic of Kazakhstan "About the security market", Item 1 of article 38 of the Law of the Republic of Kazakhstan "About investment and venture funds", the subitem 17) Item 2 of article 5 of the Law of the Republic of Kazakhstan "About provision of pensions in the Republic of Kazakhstan", article 12 of the Law of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the List of regulatory legal acts of the Republic of Kazakhstan concerning regulation of the security market (further - the List) to which changes and additions, according to appendix to this resolution are made.

2. To provide to department of the security market in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

4. This resolution becomes effective after ten calendar days after day of its first official publication, except for paragraphs of the eleventh, twelfth, thirteenth, fourteenth, fifteenth, sixteenth, seventeenth, eighteenth, nineteenth, twentieth, twenty first, twenty second, twenty third, twenty fourth, twenty fifth, twenty sixth, twenty seventh, twenty eighth, twenty ninth, thirtieth, thirty first, thirty second, thirty third, thirty fourth, thirty fifth, thirty sixth, thirty seventh, thirty eighth, thirty ninth, fortieth, forty first, forty second, forty third, forty fourth Item 6, of paragraphs of the eighteenth, the nineteenth, the twentieth, the twenty first, the twenty second, twenty third, the twenty fourth, the twenty fifth, the twenty sixth, twenty seventh, twenty eighth, the twenty ninth, thirtieth, thirty first, thirty second, thirty third, thirty fourth, thirty sixth, thirty seventh, thirty eighth, thirty ninth, fortieth, forty first, sixty third Item 8 of the List which become effective since January 1, 2022.

Appendix

to the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of September 24, 2021 No. 95

The list of regulatory legal acts of the Republic of Kazakhstan concerning regulation of the security market to which changes and additions are made

1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of August 21, 2004 No. 259 "About establishment of Rules, conditions and techniques of cost determination of assets of investment fund, net assets of investment fund, settlement cost of share of mutual investment fund and the price of share repurchase of joint-stock investment fund" (it is registered in the Register of state registration of regulatory legal acts at No. 3124) the following changes:

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