RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of February 28, 2022 No. 20

About approval of Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for the legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency

According to the paragraph third "About counteraction of legalization (washing) of income gained in the criminal way to financing of terrorism and financing of distribution of weapons of mass destruction" the Board of National Bank of the Republic of Kazakhstan DECIDES: parts one of Item 3-2 of article 11 of the Law of the Republic of Kazakhstan

1. Approve the enclosed Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for the legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency.

2. To the legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency to bring internal documentation into accord with this resolution within three months from the date of enforcement of this resolution.

3. To department of cash circulation (Kazhmuratov Zh. T.) in the procedure established by the legislation of the Republic of Kazakhstan to provide:

1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

4. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Vagapov D. V.

5. This resolution becomes effective after ten calendar days after day of its first official publication.

Approved the Resolution of Board of National Bank of the Republic of Kazakhstan of December 2, 2025 No. 92

Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for the legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency

Chapter 1. General provisions

1. These Requirements to Rules of internal control for the purpose of counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction for the legal entities performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency (further – Requirements) parts one of Item 3-2 of article 11 of the Law of the Republic of Kazakhstan "About counteraction of legalization (washing) of the income received in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction" are developed according to the paragraph third (further – the Law on POD/FT/FROMU) and extend on legal entities, performing activities only through exchange points based on the license of National Bank of the Republic of Kazakhstan for exchange transactions with cash foreign currency (further – the organizations).

2. If Requirements do not provide other, then the concepts applied in Requirements are used in the values specified in the Law on POD/FT/FROMU.

For the purposes of Requirements the following basic concepts are used:

1) unusual transaction (transaction) – transaction (transaction) which is subject to obligatory studying according to item 4 of article 4 of the Law on POD/FT/FROMU taking into account the signs of suspicious transaction determined by the authorized body performing financial monitoring and taking other measures for counteraction of legalization (washing) of income gained in the criminal way, to terrorism financing, financing of distribution of weapons of mass destruction (further – authorized body on financial monitoring) according to Item 2 of article 10 of the Law on POD/FT/FROMU, and also developed by the organization independently;

2) the beneficial owner – physical person:

which directly or indirectly possesses more than twenty five percent of shares in the authorized capital or placed (less exclusive and redeemed by society) shares of the client – the legal entity or foreign structure without formation of legal entity;

exercising control over the client otherwise;

for the benefit of which the client makes transactions with money and (or) other property;

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