of October 20, 2022 No. 75
About approval of Rules and conditions of recognition by the organizations performing broker and (or) dealer activities in the security market, physical persons by skilled investors and also features of rendering by the organizations performing broker and (or) dealer activities in the security market, services to the physical persons which are not skilled investors
According to Item 1-1 of article 5-1 of the Law of the Republic of Kazakhstan "About the security market" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market
1. Approve Rules and conditions of recognition by the organizations performing broker and (or) dealer activities in the security market, physical persons by skilled investors and also features of rendering by the organizations performing broker and (or) dealer activities in the security market, services to the physical persons which are not skilled investors according to appendix 1 to this resolution.
2. Recognize invalid regulatory legal acts of the Republic of Kazakhstan, and also structural elements of regulatory legal acts of the Republic of Kazakhstan according to the list according to appendix 2 to this resolution.
3. To provide to department of the security market in the procedure established by the legislation of the Republic of Kazakhstan:
1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;
2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;
3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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