INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of September 22, 2022 No. 6253-U

About modification of the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding"

Based on part one of article 57 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" <1>, parts two of article 43 of the Federal Law of December 2, 1990 No. 395-I "About banks and banking activity" (in edition of the Federal Law of February 3, 1996 No. 17-FZ) <1> and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of September 20, 2022 No. PSD-57):

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<1> Russian Federation Code, 2002, No. 28, Art. 2790; 2014, No. 52, Art. 7543.

<1> Sheets of the Congress of People's Deputies of RSFSR and Supreme Council of RSFSR, 1990, No. 27, Art. 357; Russian Federation Code, 1996, No. 6, Art. 492; 2013, No. 27, Art. 3438.

1. Bring in the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding" <2> following changes:

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<2> It is registered by the Ministry of Justice of the Russian Federation on November 9, 2015, registration No. 39615, with the changes made by the Instruction of the Bank of Russia of April 9, 2018 No. 4772-U (it is registered by the Ministry of Justice of the Russian Federation on June 13, 2018, registration No. 51340).

1.1. State appendix 1 in edition of appendix to this Instruction.

1.2. According to the procedure of creation and submission of the reporting under form 0415002 "The report on the list of members of bank holding and investments in shares of investment funds" appendices 2:

state Item 2 in the following edition:

"2. In column 1 of the Section I of the Report unique sequence numbers of parent organization, managing company and members of bank holding are specified, at the same time parent organization of bank holding number "0" is assigned, to managing company of bank holding, in case of creation of managing company of bank holding and assignment of fulfillment of duties of parent organization of bank holding on it, number "1" is assigned, the subsequent sequence numbers are assigned to members of bank holding. In case of disposal of the member of bank holding from the list of members of bank holding the unique sequence number cannot be transferred to other member of bank holding.";

state Item 11 in the following edition:

"11. In column 10 of the Section I of the Report date of approach (date of the termination) of the basis owing to which the legal entity is member of bank holding is specified. Date is specified in the dd.mm.gggg format where "дд" - day, by "mm" - month, "гггг" - year. In case of disposal of the member of bank holding from structure of bank holding of column 6 - 9, the 11 and 12 Section I of the Report is not filled in. Column 10 of the Section I of the Report on lines 0 and 1 is not filled in.";

state Item 13 in the following edition:

"13. In column 12 of the Section I of the Report the code of main type of economic activity of parent organization of bank holding, managing company of bank holding, the member of bank holding according to the classes and subclasses determined in the All-Russian Classifier of Economic Activities (ARCEA) is specified. On members (parent organization, managing company) of bank holding - nonresidents column 12 of the Report is filled in with use of the RCEAP code corresponding (or the confidant on content) to the core activity of this nonresident specified in its constituent documents.";

state Item 22 in the following edition:

"22. In column 9 of the Section II of the Report dates of acquisition (sale) during the accounting period of shares of investment fund are specified. Dates are specified in the dd.mm.gggg format where "дд" - day, by "mm" - month, "гггг" - year. In case of sale of shares of investment fund in column 11 of the Section II of the Report "sale of shares" is specified.".

2. This Instruction is subject to official publication and becomes effective since October 1, 2023.

Appendix

to the Instruction of the Bank of Russia of September 22, 2022 No. 6253-U "About modification of the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding"

"Appendix 1

to the Instruction of the Bank of Russia of September 9, 2015 No. 3777-U "About creation and submission to the Bank of Russia of the reporting and other information on risks of bank holding"

Form

Information on risks of bank holding
on "__" ____________ ____.

Complete and (in the presence) the reduced trade name head

organizations of bank holding (managing company of bank

holding) _________________________________________________________________

Postal address ____________________________________________________________

Form code on OKUD 0415001

Semi-annual / On irregular basis

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