of December 30, 2022 No. 518-HK, 30 of December, 2022 No. 142
About modification and amendments in some joint orders
WE ORDER:
1. Approve the enclosed list of some joint orders to which changes and additions are made.
2. To provide to committee of technical regulation and metrology of the Ministry of Trade and integration of the Republic of Kazakhstan in the procedure established by the legislation:
1) state registration of this joint order in the Ministry of Justice of the Republic of Kazakhstan;
2) placement of this joint order on Internet resource of the Ministry of Trade and integration of the Republic of Kazakhstan.
3. To impose control of execution of this joint order on the supervising vice-Minister of Trade and integration of the Republic of Kazakhstan.
4. This joint order becomes effective since January 1, 2023 and is subject to official publication.
|
Minister of national economy of the Republic of Kazakhstan
|
__________ A. Kuantyrov |
|
Acting minister of trade and integration of the Republic of Kazakhstan
|
__________ A. Shakkaliyev |
|
It is approved Committee on legal statistics and special accounting of the Prosecutor General's Office of the Republic of Kazakhstan |
|
Approved by the joint Order of the deputy. The Minister of Trade and integration of the Republic of Kazakhstan and the Minister of national economy of the Republic of Kazakhstan of December 30, 2022 No. 518-HK, 30 of December, 2022 No. 142
1. In the joint order of the acting minister on investments and development of the Republic of Kazakhstan of December 14, 2015 No. 1199 and the Minister of national economy of the Republic of Kazakhstan of December 29, 2015 No. 826 "About approval of criteria for evaluation of risk degree and checking sheets in the field of technical regulation" (it is registered in the Register of state registration of regulatory legal acts at No. 12735):
state preamble in the following edition:
"According to Items 5 and 6 of Article 141 and Item 1 of article 143 of the Entrepreneurial code of the Republic of Kazakhstan and the subitem 16) of Item 1 of article 7 of the Law of the Republic of Kazakhstan "About technical regulation" we ORDER:";
in Item 1:
add with subitem 2-1) of the following content:
"2-1) checking leaf in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan according to appendix 2-1 to this joint order;";
add with subitems 6) and 7) of the following content:
"6) checking leaf in the field of technical regulation concerning body for confirmation of conformity and test laboratory (center) according to appendix 6 to this joint order;
7) right rationing arrangements of rapid response according to appendix 7 to this joint order.";
1, of 2, of 3, 4 and 5 to the specified joint order to be reworded as follows appendices according to appendices 1, of 2, of 3, 4 and 5 to this joint order;
add with appendices 2-1, 6 and 7 according to appendices 6, 7 and 8 to this joint order.
2. In the joint order of the Deputy prime minister - the Minister of Trade and integration of the Republic of Kazakhstan of March 14, 2022 No. 139-HK and the Minister of national economy of the Republic of Kazakhstan of March 15, 2022 No. 24 "About approval of criteria for evaluation of risk degree and checking sheets in the field of ensuring unity of measurements" (it is registered in the Register of state registration of regulatory legal acts for No. 27172):
to state preamble of the joint order in the following edition:
"According to Items 5 and 6 of Article 141, Item 1 of article 143 of the Entrepreneurial code of the Republic of Kazakhstan we ORDER:";
to be reworded as follows appendix 1 to the specified joint order according to appendix 9 to this joint order;
in appendix 2 to criteria for evaluation of risk degree for selection of subjects (objects) of control in the field of ensuring unity of measurements:
8, to exclude line, sequence number;
10, to exclude line, sequence number;
lines, sequence numbers 24 and 25, to exclude;
27, to exclude line, sequence number;
lines, sequence numbers 32 and 33, to exclude;
lines, sequence numbers 40 and 41, to exclude;
52, to exclude line, sequence number;
53, to state line, sequence number in the following edition:
"
|
53. |
Availability of primary checking on the measuring instruments which passed tests for the purposes of approval of type and on compliance to the approved type, and entered in the register of state system for ensuring the uniformity of measurements, and also issued from production and after repair |
rough |
";
to exclude lines, sequence numbers 62 and 63;
82, to state line, sequence number in the following edition:
"
|
82. |
Registration availability in the register of state system for ensuring the uniformity of measurements of the verificator who underwent certification (recertification) with indication of number of registration on the certificate on certification (recertification) |
considerable |
";
87, to exclude line, sequence number;
96, to exclude line, sequence number;
100, to exclude line, sequence number;
110, to exclude line, sequence number;
111, to state line, sequence number in the following edition:
"
|
111. |
Compliance of quantity of the packed-up and packaged products to product quantity specified on packaging and (or) in commodity and accompanying documents, documents the confirming fact of acquisition of products |
rough |
";
lines, sequence numbers 113 and 114, to state in the following edition:
"
|
113. |
Compliance of weight, amount, expense or other sizes characterizing quantity of the alienable products to product quantity specified on packaging and (or) in commodity and accompanying documents, including documents the confirming fact of acquisition of products |
rough |
|
114. |
Use of operational measuring instruments which error does not exceed admissible error of these measuring instruments, when making trading activities of packaged products in case of its realization and products alienable |
rough |
";
in Appendix 6 to criteria for evaluation of risk degree for selection of subjects (objects) of control in the field of ensuring unity of measurements:
1, to state line, sequence number in the following edition:
"
|
1. |
Availability of data on violations in the field of metrology behind compliance with law of the Republic of Kazakhstan about ensuring unity of measurements |
rough |
";
to be reworded as follows appendix 2 to the specified joint order according to appendix 10 to this joint order.
3. In the joint order of the Deputy prime minister - the Minister of Trade and integration of the Republic of Kazakhstan of March 14, 2022 No. 140-HK and the Minister of national economy of the Republic of Kazakhstan of March 15, 2022 No. 23 "About approval of criteria for evaluation of risk degree and checking sheets behind compliance with law of the Republic of Kazakhstan about accreditation in the field of assessment of conformity" (it is registered in the Register of state registration of regulatory legal acts for No. 27176):
to state preamble of the joint order in the following edition:
"According to Items 5 and 6 of Article 141, Item 1 of article 143 of the Entrepreneurial code of the Republic of Kazakhstan we ORDER:";
to be reworded as follows appendix 1 to the specified joint order according to appendix 11 to this joint order;
in Appendix 2 to criteria for evaluation of risk degree behind compliance with law of the Republic of Kazakhstan about accreditation in the field of assessment of conformity:
in the Section Behind compliance with law of the Republic of Kazakhstan on accreditation in the field of assessment of conformity concerning accreditation body (severity is established in case of non-compliance with following requirements):
18, to exclude line, sequence number;
in the Section concerning testing laboratory (center) (severity is established in case of non-compliance with following requirements):
9, to state line, sequence number in the following edition:
"
|
99. |
observance of requirements for ensuring traceability of measurements by receipt of the sizes of units of sizes from the state standards of units of sizes, in case of their absence - from national standards of units of sizes of other countries |
rough |
";
in the Section concerning body for confirmation of conformity and test laboratory (center) (severity is established in case of non-compliance with following requirements):
9, to state line, sequence number in the following edition:
"
|
99. |
observance of requirements for ensuring traceability of measurements by receipt of the sizes of units of sizes from the state standards of units of sizes, in case of their absence - from national standards of units of sizes of other countries |
rough |
";
2, of 3, 4 and 5 to the specified joint order to be reworded as follows appendices according to appendices 12, of 13, 14 and 15 to this joint order.
Appendix 1
to the joint Order of the deputy. The Minister of Trade and integration of the Republic of Kazakhstan and the Minister of national economy of the Republic of Kazakhstan of December 30, 2022 No. 518-HK, 30 of December, 2022 No. 142
Appendix 1
to the joint Order of the acting minister on investments and development of the Republic of Kazakhstan and the Minister of national economy of the Republic of Kazakhstan of December 14, 2015 No. 1199, on December 29, 2015 No. 826
1. These Criteria for evaluation of risk degree in the field of technical regulation (further - Criteria) are developed for selection of subjects (objects) of control and supervision according to Items 5 and 6 of Article 141 and Item 1 of article 143 of the Entrepreneurial code of the Republic of Kazakhstan (further – the Code) and Rules of forming by the regulatory state agencies of system of assessment and risk management approved by the order of the acting minister of national economy of the Republic of Kazakhstan of June 22, 2022 No. 48 (it is registered in the Register of state registration of regulatory legal acts at No. 28577).
2. In these Criteria the following concepts are used:
1) considerable violations – the violations of requirements of the legislation of the Republic of Kazakhstan in the field of technical regulation creating premises on damnification of life, to health of the person, the environment, including plant and animal life and the infringing legitimate interests of physical persons and legal entities, the states;
2) insignificant violations – the violations of requirements of the legislation of the Republic of Kazakhstan in the field of technical regulation which are not relating to considerable and gross violations;
3) gross violations – the violations of requirements of the legislation of the Republic of Kazakhstan in the field of technical regulation attracting direct damnification of life, to health of the person, the environment, including plant and animal life and the infringing legitimate interests of physical persons and legal entities, the states;
4) system of assessment and risk management – process of acceptance of the management decisions directed to decrease in probability of approach of adverse factors by distribution of subjects (objects) of control and supervision on risk degrees for the subsequent implementation of preventive control with visit of subject (object) of control and supervision and (or) checks on compliance to qualification requirements (further – checks on compliance to requirements) for the purpose of minimum possible extent of restriction of freedom of enterprise, providing at the same time admissible risk level in the corresponding fields of activity, and also directed to change of risk level for specific subject (object) of control and supervision and (or) release of such subject (object) of control and supervision from preventive control with visit of subject (object) of control and supervision and (or) checks on compliance to requirements;
5) criteria for evaluation of risk degree – set of the quantitative and qualitative indexes connected with direct activities of the subject of control and the supervision, the features of industry development and factors influencing this development, allowing to carry subjects (objects) of control to different risk degrees;
6) objective criteria for evaluation of risk degree (further - objective criteria) - the criteria for evaluation of risk degree used for selection of subjects (objects) of control and supervision depending on risk degree in certain field of activity and which are not depending directly on separate subject (object) of control and supervision;
7) subjective criteria for evaluation of risk degree (further – subjective criteria) – the criteria for evaluation of risk degree used for selection of subjects (objects) of control and supervision depending on results of activities of specific subject (object) of control and supervision;
8) subjects (objects) of control and supervision in the field of technical regulation - body (organizations), the representative (representatives) on issue of the certificate of origin and certificate of origin for the internal address, about determination of the status of goods of the Eurasian Economic Union or foreign goods, manufacturers of National Flag and State Emblem of the Republic of Kazakhstan, bodies for confirmation of conformity, laboratory and applicants to which action of the technical regulation, the training centers, subjects of private entrepreneurship enabling the realization, release into the stream of commerce of products conforming to the requirements established by technical regulations extends;
9) risk in the field of technical regulation - probability of damnification as a result of activities of the subject of control and supervision of life or to health of the person, legitimate interests of physical persons and legal entities, valuable interests of the state taking into account severity of its effects;
10) the checking sheet – the list of requirements imposed to activities of subjects (objects) of control and supervision which non-compliance involves threat of life and to health of the person, the environment, legitimate interests of physical persons and legal entities, the states.
3. Criteria for evaluation of risk degree in the field of technical regulation for preventive control with visit of subject (object) of control and supervision are created by means of objective and subjective criteria.
4. Determination of objective criteria is performed by means of risk identification.
5. Risk identification is performed depending on specifics of the sphere in which the state control and supervision taking into account one of the following criteria is exercised:
1) level of danger (complexity) of object;
2) scales of weight of possible negative effects, harm on the regulated sphere (area);
3) possibilities of approach of adverse incident for legitimate interests of physical persons and legal entities, states.
6. After carrying out the analysis of all possible risks subjects (objects) of control and supervision are distributed on three risk degrees (high, average and low).
In the field of technical regulation the following subjects treat high risk by objective criteria:
1) on production of the state symbols of the Republic of Kazakhstan;
2) body (organizations), the representative (representatives) on issue of the certificate of origin and certificate of origin for the internal address, about determination of the status of the Eurasian Economic Union or foreign goods;
3) the subjects of private entrepreneurship enabling the realization, release into the stream of commerce of products concerning which technical regulations are enacted.
To average risk degree:
1) expert organization and experts-auditors in determination of the country of goods' origin, status of goods of the Eurasian Economic Union or foreign goods;
2) confirmation of conformity, accreditation experts-auditors.
To low risk degree – training centers.
7. For subjects (objects) of control and supervision carried to high risk, frequency rate of conducting check on compliance to requirements is determined by criteria for evaluation of risk degree, but is not more often than once a year.
For subjects (objects) of control and supervision carried to average risk degree, frequency rate of conducting checks on compliance to requirements is determined by criteria for evaluation of risk degree, but is not more often than once in two years.
For subjects (objects) of control and supervision carried to low risk degree, frequency rate of conducting checks on compliance to requirements is determined by criteria for evaluation of risk degree, but is not more often than once in three years.
8. Concerning subjects (objects) of control and supervision carried to high or average risk degree are carried out preventive control with visit of subject (object) of control and supervision, preventive control without visit of subject (object) of control and supervision, check on compliance to requirements and unscheduled inspection.
Concerning subjects (objects) of control and supervision carried to low risk degree are carried out preventive control without visit of subject (object) of control and supervision, check on compliance to requirements and unscheduled inspection.
9. Determination of subjective criteria is performed using the following stages:
1) forming of the database and information collection;
2) information analysis and risks assessment.
10. For assessment of risk degree and preventive control with visit the following sources of information are used:
1) results of preventive control without visit of subject (object) of control and supervision (the resulting documents issued following the results of preventive control without visit of subject (object) of control and supervision);
2) results of the previous checks and preventive control with visit of subjects (objects) of control and supervision;
3) analysis of official Internet resources of state bodies, mass media;
4) analysis results of the data represented by state bodies and the organizations;
5) results of monitoring of the reporting and the data represented by the subject of control and supervision;
6) availability and the number of the confirmed claims and addresses.
For conducting check on compliance to requirements the following sources of information are used:
1) results of preventive control without visit of subject (object) of control and supervision (the resulting documents issued following the results of preventive control without visit of subject (object) of control and supervision);
2) results of the previous checks;
3) analysis of official Internet resources of state bodies, mass media;
4) analysis results of the data represented by state bodies and the organizations;
5) availability and the number of the confirmed claims and addresses.
Based on the available information sources, the state control body and supervision in the field of technical regulation creates the subjective criteria which are subject to assessment.
The analysis and assessment of subjective criteria allows to concentrate conducting check on compliance to requirements and preventive control of subject (object) of control and supervision concerning subject (object) of control and supervision with the greatest potential risk.
At the same time in the analysis and assessment the data of subjective criteria which are earlier considered and used concerning specific subject (object) of control and supervision or data according to which the term of limitation period according to the legislation of the Republic of Kazakhstan expired are not applied.
Concerning the subjects of control and supervision which eliminated in full the issued violations following the results of the carried-out previous preventive control with visit and (or) checks on compliance to requirements their inclusion when forming schedules and lists for the next period of the state control is not allowed.
11. Subjective criteria are developed based on requirements of checking sheets which non-compliance according to subjective criteria for evaluation of degree of risks of subjects in the field of technical regulation correspond to certain extent of violation. Concerning each requirement from checking sheets extent of violation – rough, considerable and insignificant is determined.
Subjective criteria are determined for subjects in the field of technical regulation according to appendix to these Criteria.
12. Proceeding from priority of the applied information sources according to procedure of payments of general exponent of risk by subjective criteria the general exponent of risk by subjective criteria on scale from 0 to 100 is calculated.
On risk exponents the subject (object) of control and supervision belongs:
1) to high risk – in case of exponent of risk from 71 to 100 inclusive;
2) to average risk degree – in case of exponent of risk from 31 to 70 inclusive;
3) to low risk degree – in case of exponent of risk from 0 to 30 inclusive.
13. In case of identification of one gross violation to the subject of control and supervision the exponent of risk 100 is equated and concerning it it is performed on compliance to requirements or preventive control with visit of subject (object) of control and supervision.
In case of not identification of gross violations of measure definition of risk degree is calculated total indicator on violations of considerable and insignificant degree.
In case of measure definition of considerable violations the coefficient of 0,7 is applied and this indicator is calculated by the following formula:
SRZ = (SP2 x 100/SP1) x 0,7,
where:
SRZ – indicator of considerable violations;
SP1 – the required number of considerable violations;
SP2 – the number of the revealed considerable violations;
In case of measure definition of insignificant violations the coefficient of 0,3 is applied and this indicator is calculated by the following formula:
SRN = (SP2 x 100/SP1) x 0,3,
where:
SRN – indicator of insignificant violations;
SP1 – the required number of insignificant violations;
SP2 – the number of the revealed insignificant violations;
The general exponent of risk (SP) is calculated on scale from 0 to 100 and is determined by summing of indicators of considerable and insignificant violations by the following formula:
SP = SRZ + SRN,
where:
SP – general exponent of risk;
SRZ – indicator of considerable violations;
SRN – indicator of insignificant violations.
14. For the purpose of realization of the principle of encouragement of fair subjects of control and supervision and concentration of control on violators subjects (objects) of control and supervision are exempted from carrying out preventive control with visit of subject (object) of control and supervision (or) check on compliance to requirements of the period determined by criteria for evaluation of risk degree of state control body and supervision in the field of technical regulation by means of use of subjective criteria.
15. Subjects (objects) of control and supervision are transferred using information system from high risk in average risk degree or from average risk degree in low risk degree in the field of technical regulation in cases:
1) if such subjects signed insurance contracts of civil responsibility to the third parties in the cases and procedure established by the laws of the Republic of Kazakhstan;
2) if in the laws of the Republic of Kazakhstan and criteria for evaluation of risk degree of state control body and supervision in the field of technical regulation cases of release from preventive control with visit of subject (object) of control and supervision or conducting checks on compliance to requirements are determined;
3) if subjects are members of the self-regulatory organization based on voluntary membership (participation) according to the Law of the Republic of Kazakhstan "About self-regulation" with which the agreement on recognition of results of activities of self-regulatory organization is signed.
16. The system of assessment and risk management by state bodies is conducted with use of the information systems carrying subjects (objects) of control and supervision to specific risk degrees and creating schedules or lists of holding control actions and also is based on the state statistics, results of departmental statistical observation, and also information tools.
In the absence of information system of assessment and risk management minimum admissible threshold of amount of subjects (objects) of control and supervision concerning which are performed preventive control with visit of subject (object) of control and supervision and (or) check on compliance to requirements shall not exceed five percent from total quantity of such subjects of control and supervision in the field of technical regulation.
to Criteria for evaluation of risk degree for selection of subjects (objects) of control and supervision in the field of technical regulation
Subjective criteria of preventive control in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan
|
№ |
Subjective criteria |
Extent of violation |
|
Results of preventive control without visit of subject (object) of control (the resulting documents issued following the results of preventive control without visit of subject (object) of control) | ||
|
1. |
Non-execution of the recommendations issued by results of preventive control without visit of subject (object) of control |
rough |
|
Results of preventive control with visit of subjects (objects) of control | ||
|
2. |
compliance of National Flag to the national PK 988 ST standard "National Flag of the Republic of Kazakhstan. General specifications" |
rough |
|
3. |
compliance of the State Emblem to the national PK 989 ST standard "State Emblem of the Republic of Kazakhstan. Specifications" |
rough |
|
Availability and the number of the confirmed claims and addresses | ||
|
4. |
Availability of one confirmed claim or address in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
considerable |
|
5. |
Availability of two or more confirmed claims or addresses in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
rough |
|
Analysis of official Internet resources of state bodies, mass media | ||
|
6. |
Availability of official reports on Internet resources of state bodies, in mass media about violations in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
considerable |
|
7. |
Entering into the register of unfair suppliers because of production by the licensee of National Flag and the State Emblem of the Republic of Kazakhstan with violations (in case of not deprivation of the license by court) by results of monitoring of the portal of public procurements |
rough |
|
Analysis results of the data represented by state bodies and the organizations | ||
|
8. |
Availability of the confirmed data on violations in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
rough |
to Criteria for evaluation of risk degree for selection of subjects (objects) of control and supervision in the field of technical regulation
Subjective criteria of check on compliance to qualification requirements in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan
|
№ |
Subjective criteria |
Extent of violation |
|
Results of preventive control without visit of subject (object) of control (the resulting documents issued following the results of preventive control without visit of subject (object) of control) | ||
|
1. |
Non-execution of the recommendations issued by results of preventive control without visit of subject (object) of control |
rough |
|
Results of the previous checks on compliance to requirements | ||
|
2. |
availability of the license for production of National Flag and State Emblem of the Republic of Kazakhstan |
rough |
|
3. |
availability of production technical base (processing equipment, measuring instruments and control, including the atlas of the flowers providing observance of engineering procedure and quality of the made state symbols) |
rough |
|
4. |
availability the master of model of each made standard size of the State Emblem of the Republic of Kazakhstan with appendix of positive result of testing |
rough |
|
5. |
availability of production reference sample of each made standard size of the State Emblem of the Republic of Kazakhstan with appendix of positive result of testing |
rough |
|
6. |
availability of the certificate of origin of the CT-KZ form on products "National Flag of the Republic of Kazakhstan" and "the State Emblem of the Republic of Kazakhstan" |
rough |
|
Availability and the number of the confirmed claims and addresses | ||
|
7. |
Availability of one confirmed claim or address in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
considerable |
|
8. |
Availability of two or more confirmed claims or addresses in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
rough |
|
Analysis of official Internet resources of state bodies, mass media | ||
|
9. |
Availability of official reports on the Internet resources of state bodies, in mass media about violations in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
considerable |
|
10. |
Entering into the register of unfair suppliers because of production by the licensee of National Flag and the State Emblem of the Republic of Kazakhstan with violations (in case of not deprivation of the license by court) by results of monitoring of the portal of public procurements |
rough |
|
Analysis results of the data represented by state bodies and the organizations | ||
|
11. |
Availability of the confirmed data on violations in the field of technical regulation concerning the manufacturer of the state symbols of the Republic of Kazakhstan |
rough |
to Criteria for evaluation of risk degree for selection of subjects (objects) of control and supervision in the field of technical regulation
Subjective criteria in the field of technical regulation concerning training centers
|
№ |
Subjective criteria |
Extent of violation |
|
Results of preventive control without visit of subject (object) of control (the resulting documents issued following the results of preventive control without visit of subject (object) of control) | ||
|
1. |
Non-execution of the recommendations issued by results of preventive control without visit of subject (object) of control |
rough |
|
Results of the previous checks and preventive control with visit of subjects (objects) of control | ||
|
2. |
carrying out preparation and advanced training of experts-auditors in confirmation of conformity, determination of the country of goods' origin, the status of goods of the Eurasian Economic Union or foreign goods is performed in the form of qualification rates |
considerable |
|
3. |
availability officially the published regulating, reference and educational and methodical documents included in curricula |
rough |
|
4. |
availability of curricula on each qualification rate, including lecture, the practical training (if necessary) intended to obligatory assimilation of knowledge in the field of technical regulation |
considerable |
|
5. |
availability of the teachers performing preparation and advanced training of listeners according to the curriculum depending on area of training |
considerable |
|
6. |
notification availability training center of authorized body about the made changes, in case of change in curricula |
rough |
|
7. |
notification availability training center of authorized body, in case of the termination of the activities within 10 (ten) calendar days |
considerable |
|
Availability and the number of the confirmed claims and addresses | ||
|
8. |
Availability of one confirmed claim or address in the field of technical regulation concerning training centers |
considerable |
|
9. |
Availability of two or more confirmed claims or addresses in the field of technical regulation concerning training centers |
rough |
|
Analysis of official Internet resources of state bodies, mass media | ||
|
10. |
Availability of official reports on the Internet resources of state bodies, in mass media about violations in the field of technical regulation concerning training centers |
considerable |
|
Analysis results of the data represented by state bodies and the organizations | ||
|
11. |
Availability of the confirmed data on violations in the field of technical regulation concerning training centers |
rough |
to Criteria for evaluation of risk degree for selection of subjects (objects) of control and supervision in the field of technical regulation
Subjective criteria in the field of technical regulation concerning the body (organization) authorized (authorized) on issue of the certificate of origin and certificate of origin for the internal address about determination of the status of goods of the Eurasian Economic Union or foreign goods
|
№ |
Subjective criteria |
Extent of violation |
|
Results of preventive control without visit of subject (object) of control (the resulting documents issued following the results of preventive control without visit of subject (object) of control) | ||
|
1. |
Non-execution of the recommendations issued by results of preventive control without visit of subject (object) of control |
rough |
|
Results of the previous checks and preventive control with visit of subjects (objects) of control | ||
|
2. |
availability of the conclusion about execution of the certificate of origin in any form, before execution of the certificate of origin of the CT-KZ form constituted by the authorized person |
rough |
|
3. |
issue of the certificate of origin exported, re-exported from the Republic of Kazakhstan no later than 1 (one) working day, except for, when issue is performed no later than 3 (three) working days following behind day of registration |
rough |
|
4. |
the issue of the certificate of origin of the CT-KZ form or the written motivated decision on refusal in its issue no later than 3 (three) working days electronically by means of information system of authorized organization by means of information system of authorized organization given the right of registration, the certificate and issue of the certificate of origin (further – authorized organization) |
considerable |
|
5. |
availability of the request of physical person or legal entity for receipt of the certificate of origin exported, re-exported from the Republic of Kazakhstan about determination of the status of goods of the Eurasian Economic Union or foreign goods |
rough |
|
6. |
availability of supporting documents about the manufacturer of goods (the name with indication of the republic of the Union of Soviet Socialist Republics and the postal address) and years of production of goods |
rough |
|
7. |
availability of the copy of transport documents, in case of export of goods to the countries of state members of the Eurasian Economic Union |
rough |
|
8. |
availability of the following documents when conducting examination of goods origin together with the request for conducting examination of goods origin for the internal address: 1) the documents confirming legal position of the applicant (for legal entities - the certificate of state registration (re-registration) of the legal entity, the certificate of accounting registration of branch or representation of the legal entity, regulations on branch or representation of the legal entity, for individual entrepreneurs – the supporting document statement of physical person on registration accounting as person who is engaged in private practice) are provided 1 (one) time a year; 2) the documents confirming purchase of goods (when the applicant is not producer of the declared goods) - the contract with the producer of goods or for purchase of goods, delivery notes, invoices; documents for determination of criterion of sufficient conversion of goods (for the confirmation of cost of raw materials and (or) components used in production of goods, delivery agreements of raw materials and (or) the invoice and (or) delivery notes, documentation with the description of technological transactions with appendix of the list of regulating technical documents according to which the goods, the list of the equipment for production of the declared goods, documents for the production room, the list of workers with indication of positions and (or) professions, calculation of cost of finished goods on the terms of the price "ex-works" taking into account the cost of the used raw materials or component of foreign origin are made); 3) the certificate of origin for the internal address (further - the certificate of origin of the CT-KZ form) and (or) the documents confirming origin of raw materials, materials and (or) components, except for allowing documents for export; 4) the warehouse certificate of availability and goods quantity in warehouse with indication of the address of warehouse or the certificate of the planned annual amount of release of goods of serial production; 5) the power of attorney on representation of interests of the applicant (when the application is submitted not by the head); 6) for crop production products: the certificate confirmation of local executive body of the corresponding administrative and territorial unit of the Republic of Kazakhstan of cultivation of the declared lot of products in the specified territory; 7) the declaration on the individual income tax and the social tax for the last quarter (form 200.00), the simplified declaration for small business entities for the last half-year (form 910.00), the declaration for payers of the single land tax (form 920.00) and (or) employment contracts, documents on payment of obligatory payments from the income of workers for the last three months |
rough |
|
9. |
carrying out identification of goods on external signs, marking (the name, type, packaging, class, manufacturer), implementation of photographing of goods and the place of its production with departure on the location of production |
rough |
|
10. |
conducting examination of engineering procedure in case of production of goods for the purpose of establishment of criterion of sufficient conversion of goods |
rough |
|
11. |
carrying out calculation of share of local content |
rough |
|
12. |
conducting check of compliance of the declared goods according to the Commodity Nomenclature of Foreign Economic Activity and PK 04 Oil Company "Products qualifier by types of economic activity" |
rough |
|
13. |
availability of the copy of documents for purchase of goods (the agreement, the invoice) in case of confirmations of origin for the goods re-exported from the Republic of Kazakhstan |
considerable |
|
14. |
availability of the copy of the documents confirming the commodity importation fact on the territory of the Republic of Kazakhstan (the declaration on goods (if the goods are imported from the territory of state members of the Eurasian Economic Union, the declaration on goods is not provided), documents on transportation of goods (if the goods are transported by road transport from the territory of state members of the Eurasian Economic Union, the coupon of passing of the state control in addition is submitted) for the goods re-exported from the Republic of Kazakhstan |
considerable |
|
15. |
availability of the copy of the documents confirming goods origin (the certificate of origin or the declaration on goods origin) for the goods re-exported from the Republic of Kazakhstan |
considerable |
|
16. |
conducting verification of the appraisal certificate regarding determination of the country of goods' origin for the internal address |
rough |
|
17. |
the change of commodity code on the Commodity nomenclature of foreign economic activity at the level of any of the first four signs which resulted from conversion of goods for respect for criteria of sufficient conversion of goods of the Kazakhstan origin for the internal address |
rough |
|
18. |
application of rules of ad valorem share, calculation of ad valorem share in production of goods: 1) for the imported goods - on customs value of these goods in case of their import to the country where production of end products or when the origin of the imported goods is unknown - at documentary confirmed price of their first sale of territories of the country where production of end products is performed is performed; 2) for end products - at the price of the plant (warehouse) of the seller which is not including loading expenses, customs declaring and commodity exportation from the country of export (the price on conditions "ex-works") |
rough |
|
19. |
execution of the certificate of origin on the forms having degrees of protection: the first copy original, the second and third copy – copies, accounting of use, storage and issue of forms of the certificate of origin by authorized organization |
considerable |
|
20. |
issue to the applicant of the drawn-up certificate under list in the magazine of registration of the issued certificates of origin |
considerable |
|
21. |
carrying out the analysis of documents and checking of data in them, and the creation of the conclusion in any form of execution of the certificate of origin or of refusal in execution of the certificate of origin by person which is on the staff of authorized organization, given the right of registration, the certificate and issue of the certificate of origin (further - the authorized person) |
considerable |
|
22. |
implementation of departure on the location of production of the declared goods for check of production site of batch production when at the time of application for receipt of the certificate of origin of batch production the applicant had no certificate of origin of the ST-1 or CT-KZ form concerning the required goods issued for the last 2 (two) years |
rough |
|
23. |
implementation of examination of goods origin by the expert-auditor in time no more than five working days from the moment of representation and registration of the request with complete document package |
rough |
|
24. |
conducting examination by determination of the country of goods' origin for the internal address on contractual basis based on the request for conducting examination of goods origin for the internal address in the approved form |
rough |
|
25. |
availability of the documents allowing to identify the raw materials used in case of production, materials, components and (or) documents certifying their origin when carrying out additional researches and impossibility of identification of goods on external signs |
considerable |
|
26. |
availability of test reports, issued by accredited test laboratories (centers), in case of impossibility of identification of goods without laboratory testing (measurements) when carrying out additional researches and impossibility of identification of goods on external signs |
considerable |
|
27. |
the certificate and issue of the appraisal certificate of goods origin for the internal address in the approved form, the legal entity having in staff of the expert-auditor in determination of the country of goods' origin, the status of goods of the Eurasian Economic Union or foreign goods which is carrying out works on conducting examination of goods origin, the status of goods of the Eurasian Economic Union or foreign goods that the goods are: 1) completely Kazakhstan origin; 2) the Kazakhstan origin taking into account criterion of sufficient conversion of goods; 3) foreign origin |
considerable |
|
28. |
creation of the appraisal certificate about goods origin for the internal address on batch effective period twelve months |
considerable |
|
29. |
provision of data on earlier received certificates of origin of the CT-KZ form and documents proving the acquisition facts at least one purchase of raw materials, the materials and (or) components (delivery notes and (or) invoices) used during action of certificates of origin of the CT-KZ form of serial production |
considerable |
|
30. |
provision of data on earlier received certificates of origin of form "СТ-KZ" on batch within identical goods item of the Commodity Nomenclature of Foreign Economic Activity more than one year, except for producers of medicines and medical products which provide the registration certificate, and elevators, escalators, travelators, elevators for handicapped national groups |
considerable |
|
31. |
provision of data on annual receipt of certificates of origin of the CT-KZ form of serial production by it within the last three years or the certificate of origin of the CT-KZ form of serial production issued for thirty six months, the documents proving the acquisition facts at least one purchase of raw materials, materials and (or) components (delivery notes and (or) invoices) used during action of certificates of origin of the CT-KZ form of serial production, except for producers of medicines and medical products which provide the certificate of origin of the CT-KZ form of serial production |
considerable |
|
32. |
issue of the appraisal certificate about goods origin of serial production for thirty six months to the applicant who was earlier not receiving the certificate of origin of the CT-KZ form of serial production |
considerable |
|
33. |
reflection in the appraisal certificate about goods origin, in case of establishment of the goods origin made from goods (raw materials, materials, products) completely Kazakhstan origin: 1) engineering procedure of production of these goods (regulating document, technological instructions); 2) suppliers of raw materials, the materials and components used in case of production of goods; 3) accounts invoices and (or) delivery notes on supply of raw materials, materials and components |
rough |
|
Availability and the number of the confirmed claims and addresses | ||
|
34. |
Availability of one confirmed claim or address in the field of technical regulation concerning the body (organization) authorized (authorized) on issue of the certificate of origin and certificate of origin for the internal address about determination of the status of goods of the Eurasian Economic Union or foreign goods |
considerable |
|
35. |
Availability of two or more confirmed claims or addresses in the field of technical regulation concerning the body (organization) authorized (authorized) on issue of the certificate of origin and certificate of origin for the internal address about determination of the status of goods of the Eurasian Economic Union or foreign goods |
rough |
|
Analysis of official Internet resources of state bodies, mass media | ||
|
36. |
Availability of official reports on the Internet resources of state bodies, in mass media about violations in the field of technical regulation concerning the body (organization) authorized (authorized) on issue of the certificate of origin and certificate of origin for the internal address about determination of the status of goods of the Eurasian Economic Union or foreign goods |
considerable |
|
Analysis results of the data represented by state bodies and the organizations | ||
|
37. |
Availability of the confirmed data on violations in the field of technical regulation concerning the body (organization) authorized (authorized) on issue of the certificate of origin and certificate of origin for the internal address about determination of the status of goods of the Eurasian Economic Union or foreign goods |
rough |
to Criteria for evaluation of risk degree for selection of subjects (objects) of control and supervision in the field of technical regulation
Subjective criteria in the field of technical regulation concerning subjects of technical regulation entering into structure of the state system of technical regulation, and also the physical persons and legal entities having concerning objects of technical regulation right of possession, uses and (or) orders according to the civil legislation of the Republic of Kazakhstan
|
№ |
Subjective criteria |
Extent of violation |
|
Results of preventive control without visit of subject (object) of control and supervision (the resulting documents issued following the results of preventive control without visit of subject (object) of control and supervision) | ||
|
1. |
Non-execution of the recommendations issued by results of preventive control without visit of subject (object) of control and supervision |
rough |
|
Results of the previous checks and preventive control with visit of subjects (objects) of control and supervision | ||
|
2. |
observance of the requirement to marking of products on providing with the manufacturer and (or) person authorized by the manufacturer and (or) importer in case of release into the stream of commerce of products the complete, necessary, unambiguously understood and reliable information about it, excluding input in delusion of consumers concerning structure, properties, appointments, the manufacturer and (or) person and (or) the importer, the storage condition, transportation, operation, utilization, method of production (production) and the use (application), date of production (production), energy consumption authorized by the manufacturer (for the energy-requiring equipment), origins, expiration date, weight, amount, quantity, and also data directly or indirectly characterizing quality and safety of products and providing possibility of their right choice |
rough |
|
3. |
observance of the requirement to marking of products on providing with manufacturers, authorized by manufacturers persons, importers, sellers information for the consumer and the text of marking in the state and Russian languages, taking into account regulations of spelling state and Russian |
considerable |
|
4. |
observance of the requirement to marking of products on providing with manufacturers, authorized by manufacturers persons, importers, sellers information availability for the consumer located on each unit of production in the place, convenient for reading (acquaintance), on packaging (container), the label, label, documents, instruction sheets (inserts, information sheets) |
considerable |
|
5. |
observance of the requirement to marking of products on providing with manufacturers, authorized by manufacturers persons, importers, sellers availability of information for the consumer by the placed method provided by documents on the standardization and provided in accurate and easily readable form |
considerable |
|
6. |
observance of the requirement to marking of products on providing with manufacturers, authorized by manufacturers persons, importers, sellers of non-admission of point of the name, misleading consumers concerning origin (nature) of products, specifying the name of other similar products |
considerable |
|
7. |
observance of the requirement to marking of products on providing with manufacturers, the including information on the distinctive properties of products, condition and special processing authorized by manufacturers persons, importers, sellers information availability for the consumer about products (in the presence) according to the existing documents on standardization on separate type of products |
considerable |
|
8. |
observance of the requirement to marking of products on ensuring availability of the relevant information in case of production (production) of products of the processed main ingredient |
considerable |
|
9. |
observance of the requirement to marking of products on providing with availability information on the name and the location (legal address) of the manufacturer and organization accepting claims on product quality (person authorized by the manufacturer and (or) the importer), the licensor (if products are made (is made) according to the license), registration number and registration date for products which are subject according to the legislation of the Republic of Kazakhstan of state registration |
considerable |
|
10. |
gross, of the main sizes and amounts of products specified in metric system died observance of the requirement to marking of products on providing with availability information on net weight (International System of Units) on packaging (container) |
considerable |
|
11. |
observance of the requirement to marking of products on providing information with availability in the presence of safety requirements in case of storage, transportation, use, utilizations (conversion), destruction of products allocated from other information for the consumer by other font, color or different ways |
considerable |
|
12. |
observance of the requirement to marking of products on providing the label with availability which is easily read through outside packaging, or availability of the similar label on outside packaging |
considerable |
|
13. |
observance of the requirement to marking of products on ensuring safety of information for the consumer on products applied in the conditions of active impact of the environment or in special conditions (high or low temperature, aggressive environment) providing in any manner, guaranteeing its safety |
considerable |
|
14. |
observance of the requirement of withdrawal of products by the manufacturer authorized by the manufacturer person, the importer or the seller in case of release into the stream of commerce of products which are not conforming to requirements of technical regulations with indication of identification of specific batch, amount, the unit of production which is subject to response |
considerable |
|
15. |
observance of the requirement for implementation of conversion, utilization, to destruction or the return export from the territory of the Republic of Kazakhstan of the withdrawn products from the date of identification unremovable discrepancy within 30 (thirty) calendar days |
rough |
|
16. |
observance of the requirement for informing by the manufacturer authorized by the manufacturer person, the importer or the seller about results of the taken measures for withdrawal of products with provision of data on produktion (the name, code of the commodity nomenclature of external economic activity, quantity (unit (in pieces), weight (in kilograms), I will eat around (in liters), the cost, batch No., date of production, data on the document on assessment of conformity) and specifying of the revealed discrepancies (Items, Articles) of requirements of the technical regulation |
rough |
|
17. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller according to the notification of acquirers in the Kazakh and (or) Russian languages by means of information and communication technologies with indication of the contact information for receipt of the detailed information about response conditions (by exchange, return, compensation), the location of collection points for such products and responsible persons with the obligatory warning of possibility of violation of the rights and legitimate interests of the acquirer, damnification of life and to health of the person and the environment as a result of use of such products |
rough |
|
18. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller according to the notification in the presence of contact information of the acquirer about withdrawal of products which are not conforming to requirements of technical regulations within 3 (three) calendar days from the moment of factual determination of release into the stream of commerce of products which are not conforming to requirements of technical regulations |
rough |
|
19. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller of holding procedure of obligatory confirmation of conformity to the requirements established by technical regulations for further use of the processed products or its market circulation |
rough |
|
20. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller on providing with the room for storage at the subject of supervision or the third party based on the agreement of storage signed with the subject of supervision according to the civil legislation of the Republic of Kazakhstan of the withdrawn products |
rough |
|
21. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller on storage of the withdrawn products according to requirements of regulating documents for standardization of the withdrawn products and the storage conditions specified in marking or in the shipping documents on products the subject of supervision or the third party performing storage of the withdrawn products |
rough |
|
22. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller on ensuring storage of the withdrawn products in the zone excluding its contact with other products |
rough |
|
23. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller on ensuring storage of the withdrawn products with text: "It is WITHDRAWN, PRODUCTS DO NOT CONFORM to REQUIREMENTS of the TECHNICAL REGULATION" and to drawing this text taking into account contrast between flowers of background and text with possibility of reading of information without use of optical devices |
rough |
|
24. |
observance of the requirement by the manufacturer authorized by the manufacturer person, the importer or the seller on ensuring storage of the withdrawn products before judgment entry into force |
rough |
|
25. |
observance of the requirement, on safety of railway rolling stock and its components in the way: 1) implementation of complex of research and development works when designing products; 2) applications of the approved technical solutions; 3) establishments of the appointed service life and (or) resources of products, and also carrying out maintenance and repairs with necessary frequency; 4) carrying out complex of the calculations based on the approved techniques; 5) the choice of the materials and substances applied during the designing and production depending on parameters and service conditions; 7) establishments of extreme criteria of conditions of products; 8) determinations of conditions and methods of utilization of products; 9) evaluating compliance of products |
rough |
|
26. |
compliance of railway rolling stock and its components to requirements for durability, stability and technical condition to safe train service with the largest speeds within admissible values |
rough |
|
27. |
providing with railway rolling stock and its components: 1) observance of dimension of railway rolling stock; 2) accomplishment of service conditions taking into account external climatic and mechanical impacts; 3) technical compatibility with infrastructure of rail transport and other railway rolling stock which is operated on this infrastructure; 4) stability from wheel descent from rail; 5) stability from capsizing in curvilinear sites of way; 6) prevention of spontaneous leaving from the parking lot; 7) coupling in trains for transfer of dynamic efforts on the modes of draft and braking; 8) the allowed brake way; 9) not exceeding of running loadings, maximum permissible forces on impact on the way, settlement axial loadings; 10) prevention of fall of components of railway rolling stock on railway track; 11) compliance to extreme allowed forces of draft, braking and acceleration sizes; 12) sanitary and epidemiologic and ecological safety; 13) electromagnetic compatibility of electric equipment regarding safety of operation of devices and the equipment; 14) electromagnetic compatibility of electric equipment with devices of railway automatic equipment and telemechanics, railway telecommunication of infrastructure of rail transport; o) fulfillment of requirements of fire safety; 15) durability in case of the admissible modes of loading and impacts; 16) lack of plastic deformations in case of appendix of longitudinal and vertical settlement dynamic loads; 17) fatigue resistance in case of the low-cyclic and multi-cycle modes of loading; 18) safety and reliability of operation of electric equipment in all range of the modes of operation (in case of the nominal and boundary modes of electric utility service); 19) safety of design of goods, mail and luggage cars when loading and unloading using means of mechanization; 20) coupling of cars in case of dissolution from hills and (or) pass on apparelny congress of the ferry boat; 21) lack of contacts of components of railway rolling stock among themselves and with elements of infrastructure of rail transport, not provided by design documentation; 22) coupling of railway rolling stock in curvilinear sites of railway track, traficability of cars in link also single cars on ways of uncommon use; 23) compliance to requirements of energy efficiency |
rough |
|
28. |
observance of the requirement for lack of decrease in case of modification of design of railway rolling stock and its components of the safety requirements established when designing |
rough |
|
29. |
observance of the requirement of carrying out obligatory confirmation of conformity in case of modification of design or manufacturing techniques of railway rolling stock and its components influencing safety and also in case of upgrade with prolongation of service life |
rough |
|
30. |
availability on railway rolling stock and its components of well distinguishable identification and warning signs and markings, with repeating and the explanation in the operation manual |
rough |
|
31. |
availability on railway rolling stock of the marking conforming to safety requirements |
rough |
|
32. |
availability on components of railway rolling stock of the marking conforming to safety requirements |
considerable |
|
33. |
availability on wheel vapors of railway rolling stock according to design documentation of sign of marking and branding |
considerable |
|
34. |
availability of the cast marking signs on frames and beams of carts of goods wagons according to design documentation containing: 1) conditional number of the manufacturer; 2) two last figures of year of production; 3) sequence number of frames and beams on numbering system of the manufacturer; 4) symbol of brand became; Frames and beams of carts of goods wagons according to design documentation to have signs of branding of the manufacturer, in case of correction of defect of frames and beams welding - and brand of the welder |
rough |
|
35. |
marking availability on glasses of cabin of the driver, cars and cars of motorvagonny railway vehicles according to design documentation containing: 1) market access mark of state members of the Eurasian Economic Union; 2) name of the manufacturer and his trademark; 3) designations of type of glass; 4) protection class; 5) data on certification |
rough |
|
36. |
observance of the requirement for accomplishment of marking and operational documents in state language of state member of the Eurasian Economic Union in which products, and in Russian are made |
rough |
|
37. |
observance of the requirement for availability of set of operational and repair documentation when commissioning railway rolling stock and its components. The made products which are subject to obligatory confirmation of conformity are released in the presence of the corresponding operation manuals, fulfillment of requirements and which provisions provides its safe operation |
considerable |
|
38. |
compliance of arrangement and installation of equipment of railway rolling stock of the service personnel ensuring safety in case of operation, survey, maintenance, repair. Availability on railway rolling stock of the special footboards, hand-rail or devices ensuring safety of service personnel in case of operation, survey, maintenance, repair |
rough |
|
39. |
observance of the requirement, on providing management system, control and safety of railway rolling stock with operating state in all provided operating modes and in case of all external impacts provided in the operation manual. Exception management systems and control of railway rolling stock of creations of dangerous situations in case of possible logical errors of service personnel. Availability in management systems, control and safety of means of the alarm system and informing, warning about violations of serviceable condition of railway rolling stock and its components which to lead to emergence of the situations menacing to safety |
rough |
|
40. |
providing the railway rolling stock with software which both are built in, and delivered on material carriers of the following: 1) working capacity after the resets caused by failures and (or) failures of technical means and integrity in case of own failures; 2) security from computer viruses, unauthorized access, effects of refusals, mistakes and failures in case of storage, input, processing and information output, possibility of random changes of information; 3) compliance to the properties and characteristics described in the accompanying documentation |
rough |
|
41. |
observance of the requirement, on non-admission by management system, control and safety of railway rolling stock in cases of operation of the traction drive and other equipment in case of defects of devices of electric, hydraulic and (or) pneumatic parts, failure of the software, changes of characteristics and operating modes which lead to violation of safe condition of railway rolling stock. Non-admission by failure of management system during the operational operation of onboard safety controls, stops of railway rolling stock and to violation of its project characteristics |
rough |
|
42. |
compliance of devices and devices for management of railway rolling stock to the following: 1) are supplied with texts and (or) symbols according to design documentation; 2) are designed and placed so that their involuntary inclusion, switching off or switching was excluded; 3) the sequences and frequencies of use are placed taking into account the importance of the carried-out functions, |
rough |
|
43. |
equipment of cargo locomotives and special self-propelled railway rolling stocks following devices: 1) train radio communication; 2) devices of control of speed of movement; 3) registrars of parameters of movement; 4) automatic locomotive alarm system; 5) control unit of density of the pneumatic brake highway. The cargo locomotives intended for operation on sites with heavy traffic and for driving of the connected trains are equipped with the following devices: 1) the automated control system providing control of speed of movement and opportunity to receive (to transfer) speech information in case of entrances to entrance and output traffic lights, railway crossings and stations; 2) automatic fire alarm. The cargo locomotives serviced by one driver are equipped with the following devices: 1) system of automatic control of braking of the train or complex locomotive safety control; 2) control system of wakefulness of the driver; 3) rear-view mirrors or similar devices; 4) blocking of brake; 5) fire extinguishing system |
rough |
|
44. |
equipment of shunting locomotives following devices: 1) remote uncoupling from cars; 2) the shunting radio communication compatible to the shunting radio communication used on sites of the address of shunting locomotives. The shunting locomotives serviced by one driver are equipped with the following devices: 1) second control panel; 2) rear-view mirrors or similar devices; 3) the devices providing automatic stop in case of sudden losses by the driver of capability to maintaining the locomotive |
rough |
|
45. |
equipment of passenger locomotives following devices: 1) train radio communication; 2) the automated control system providing control of speed of movement and opportunity to receive (to transfer) speech information in case of entrances to entrance and output traffic lights, railway crossings and stations; 3) automatic fire alarm; 4) registrars of parameters of movement; 5) automatic locomotive alarm system; 6) electric air brake. The passenger locomotives serviced by one driver are equipped with the following devices: 1) system of automatic control of braking of the train or complex locomotive safety control; 2) control system of wakefulness of the driver; 3) rear-view mirrors or similar devices; 4) blocking of brake; 5) fire extinguishing system |
rough |
|
46. |
equipment of motorvagonny railway vehicles following devices: 1) train radio communication; 2) the automated control system providing control of speed of movement and opportunity to receive (to transfer) speech information in case of entrances to entrance and output traffic lights, railway crossings and stations; 3) registrars of parameters of movement; 4) automatic locomotive alarm system; 5) electric air brake; 6) communication "passenger driver"; 7) alarm system of control of closing of doors; 8) automatic fire alarm |
rough |
|
47. |
equipment of the locomotives used for transportation of passengers, particular and dangerous goods, and head cars of motorvagonny railway vehicles, the equipment of the satellite navigation promoting movement safety |
rough |
|
48. |
amendment of the automatic locomotive alarm system on locomotives, motorvagonny railway vehicles and special self-propelled railway rolling stock the safety controls providing control of the established movement speeds, recurring inspection of vigilance of the driver, interfering spontaneous leaving of the train from the place of its parking. Providing automatic stop of the train, in cases of loss by the driver of capability of control of the locomotive, motorvagonny railway vehicles and special self-propelled railway rolling stock, and the driver of section car - section car |
rough |
|
49. |
providing design of cabin of the driver of the locomotive, motorvagonny railway vehicles and special self-propelled railway rolling stock with the following: 1) the free overview to the locomotive crew which is in provision "sitting" and "standing", transits, floor signals, the next ways, structures and contact network; 2) visibility in standing position of one of workers of locomotive crew in case of entrance to structure of cars and the working area of the personnel participating in maneuvers; 3) the free overview from the driver's cabin at all seasons of the year and days, under any weather conditions, at all speeds of movement. Compliance of windshields of cabin of the driver of the locomotive, motorvagonny railway vehicles and special self-propelled railway rolling stock to reliable fixing in windows and to consolidation Compliance of the layout of cabin of the driver of the locomotive, motorvagonny railway vehicles and special self-propelled railway rolling stock, configuration of workplace of locomotive crew, devices and control units, systems of display of information, design of chair of the driver to requirements of ergonomics and system engineering. Ensuring compliance when designing the control panel and workplace of the driver and his assistant to the requirement of ergonomics, providing convenience of management from provision "sitting" and "standing". Providing design and arrangements of devices and control units, measuring devices, light indicators on the control panel of visibility of indications of the specified devices and indicators in day and night time in the absence of patches of light from the direct or reflected light |
rough |
|
50. |
the equipment of locomotives, motorvagonny railway vehicles, cars, rail reefers with service and auxiliary premises and special railway rolling stock systems of general, local and emergency lighting. Providing emergency lighting system with the automatic switch on the autonomous power supply (rechargeable battery) in the absence of tension in the main source of food. With the provided possibility of manual inclusion of emergency lighting |
rough |
|
51. |
availability of emergency exit of cabin of the driver of the locomotive, motorvagonny railway vehicles and special self-propelled railway rolling stock through side windows with use of auxiliary devices. The equipment of motorvagonny railway vehicles, cars, rail reefers with service and auxiliary premises and special railway rolling stock emergency exits from each party of the car with availability in need of means of emergency evacuation of service personnel and passengers |
rough |
|
52. |
safety of glazing of the internal rooms of railway rolling stock intended for service personnel and passengers in case of shock impacts on railway rolling stock during its parking or along the line. Providing the internal parts of railway rolling stock requiring survey, setup and maintenance and in need of the outside working equipment additional lighting |
rough |
|
53. |
the equipment of railway rolling stock the automatic brakes providing when braking structure delay or stop within settlement brake way. The compliance of automatic brake of railway rolling stock of necessary functionality and reliability in different service conditions providing smoothness of braking, and also train stop in case of violation of integrity of the brake highway or in case of unauthorized unhooking of units of railway rolling stock |
rough |
|
54. |
ensuring application of the different modes of braking with automatic brakes of opportunity depending on loading of railway rolling stock, length of structure and profile of railway track. Availability in platforms of cars and motorvagonny railway vehicles, in cars of the sealed-up emergency brakes. Availability in service premises of rail reefers with service and auxiliary premises of the sealed-up emergency brakes |
rough |
|
55. |
equipment of railway rolling stock parking brakes. The equipment of part of goods wagons from total number issued, transitional platforms with emergency brake and the parking brake according to standards. Ensuring with parking brakes of railway rolling stock of settlement brake pressing and deduction of unit of railway rolling stock. Equipment of steering wheel of the hand parking brake the device excluding spontaneous rotation of steering wheel |
rough |
|
56. |
observance of the requirement, on availability of the safety devices maintaining the weight of the equipment protected by them on components of railway rolling stock, separation or break of which can cause their fall on railway track or exit from dimension of railway rolling stock |
rough |
|
57. |
availability of the main air reservoirs and rechargeable batteries of railway rolling stock established out of cabin of the driver, passenger salons and rooms for service personnel |
rough |
|
58. |
ensuring approval of action of electrodynamic brake of locomotives and motorvagonny railway vehicles (in the presence) with work of pneumatic and electric air brakes when implementing office or emergency brake application. Ensuring automatic substitution with pneumatic brake in case of refusal of electrodynamic brake |
rough |
|
59. |
ensuring operability of railway rolling stock and its components at air temperatures within admissible values and preserving working capacity in case of short-term temperature increase |
rough |
|
60. |
the equipment of railway rolling stock the coupling device excluding spontaneous separation of units of railway rolling stock and providing its evacuation in case of emergency. Inclusion in structure of the autocoupling device of railway rolling stock of the power absorbing device. Equipment of cars and motorvagonny railway vehicles, autocoupling device, buffer devices |
rough |
|
61. |
providing wheels, axes and bandages of wheel couples of railway rolling stock, side frames and nadressorny beams of carts of goods wagons with inventory of static durability and necessary coefficient of resistance of fatigue which provide resistance to education and development of defects (cracks) during the term of their complete survey or service life specified in design documentation. Providing with mechanical properties, shock viscosity and residual tension of wheels, axes and bandages, side frames and nadressorny beams of carts of goods wagons mechanical safety during the appointed service life |
rough |
|
62. |
compliance of the materials and substances applied during the designing and production of railway rolling stock and its components, to safety requirements to people and the environment |
rough |
|
63. |
compliance of characteristics (microclimate indicators, noise levels, vibrations, ultrasound, the electromagnetic radiation, lighting, structure of the air circle) life support systems (the air conditioning system - heating, ventilation, chilling, systems of lighting, shumo-and vibroprotection, aircleanings, protection against infrasound and ultrasound, electromagnetic radiations) cabins of drivers of locomotives, motorvagonny railway vehicles and special self-propelled railway rolling stock, internal rooms of cars and motorvagonny railway vehicles, service and household premises of special railway rolling stock, and also rail reefers with service and auxiliary premises to admissible values for workplaces. Ensuring not exceeding of level of external noise from railway rolling stock to admissible values |
rough |
|
64. |
observance of the requirement, on absence to emergence of dangerous impacts on life and health of the person, animals and plants, in case of use of liquids (acids, alkalis, the liquefied gases) and fuels and lubricants in production process, operation, maintenance and repair of railway rolling stock and its components |
rough |
|
65. |
availability of reliable fixing of footboards and hand-rail of railway rolling stock, with obstacle of sliding of surface of steps, platforms, footboards and floorings. Availability on the ladders conducting on roof of cars, special railway rolling stock of the signs warning about danger. Ensuring blocking of ladders for rise on roof of locomotives and motor cars of electric trains in the closed condition and opening by means of the special device |
rough |
|
66. |
availability in design of railway rolling stock of places for its rise by jacks, with obstacle of sliding of the surface intended for contact with heads of jacks. Ensuring raising of each unit of railway rolling stock in case of descent of wheel couples from rails by means of cranes and jacks, and also possibility of its transportation in case of the jammed wheel couple |
rough |
|
67. |
observance of the requirement for lack of sharp edges, edges and corners on speakers the details of design and the equipment of railway rolling stock and its components capable to injure service personnel and passengers |
rough |
|
68. |
exception of exceeding of admissible values of risk degree of origin and development of the fire and impact on people of dangerous factors of the fire in the materials and substances applied to finishing of internal surfaces of insides of cars, cars of motorvagonny railway vehicles, cabins of the driver of locomotives, motorvagonny railway vehicles, special railway rolling stock, service and auxiliary premises of rail reefers. The equipment of cars fire-retardant partition between compartment of conductors and passenger salon in the presence of compartment of conductors, and in compartment cars - and between compartment. With separation of nadpotolochny space in cars of not compartment type and over big (main) corridor of the car of compartment type on 3 zones at least by installation of fire-retardant transoms. Department of cabin of the driver of locomotives with body of car type, motorvagonny railway vehicles fire-retardant partition from other part of the locomotive with body of car type or motorvagonny railway vehicles |
rough |
|
69. |
availability in cars and motorvagonny railway vehicles of safe pass of the drying personnel and passengers from the car in the car on transitional platforms. With structure of transitional platforms of the closed type, and exception of possibility of accidental contact of service personnel and passengers with external elements of railway rolling stock, elements of infrastructure of rail transport, such as contact network, upper structure of way and also to minimize impact of possible adverse factors of the environment on service personnel and passengers during their stay on the transitional platform |
rough |
|
70. |
the equipment of the upper sleeping shelves the protecting belts or sides excluding fall of service personnel and passengers |
rough |
|
71. |
availability on chairs and sofas of cars and motorvagonny railway vehicles of the strong fixtures to floor and design excluding possibility of their capsizing including in case of emergency brake application. Ensuring accomplishment of locations and fixture of personal baggage of passengers and service personnel not to injure passengers and service personnel in case of emergency brake application and emergency evacuation. Compliance of the layout of cars, cars of motorvagonny railway vehicles and rail reefers with service and auxiliary premises, configurations of places for passengers and service personnel to requirements of ergonomics and system engineering |
rough |
|
72. |
the equipment of multisection locomotives transitional platforms of the closed type for ensuring safe transition of locomotive crew from one section in another |
rough |
|
73. |
availability on the rotating parts of diesel, electrical machines, fans, compressors and other equipment of railway rolling stock of the special devices excluding accidental contact of service personnel and passengers with moving parts of the equipment of railway rolling stock |
rough |
Disclaimer! This text was translated by AI translator and is not a valid juridical document. No warranty. No claim. More info
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