THE RESOLUTION OF BOARD OF CENTRAL BANK OF THE REPUBLIC OF UZBEKISTAN, DEPARTMENT ON FIGHT AGAINST ECONOMIC CRIMES UNDER THE PROSECUTOR GENERAL'S OFFICE OF THE REPUBLIC OF UZBEKISTAN

of November 24, 2022 No. 344-B-8, 21 of November, 2022 No. 31

About entering of amendments and changes into Rules of internal control on counteraction of legalization of income gained from criminal activities, to financing of terrorism and financing of distribution of weapons of mass destruction in non-bank credit institutions

According to the laws of the Republic of Uzbekistan "About the Central bank of the Republic of Uzbekistan" and "About counteraction of legalization of income gained from criminal activities to financing of terrorism and financing of distribution of weapons of mass destruction" the board of the Central bank of the Republic of Uzbekistan and Department on fight against economic crimes under the Prosecutor General's Office of the Republic of Uzbekistan decide:

1. Make additions and changes to Rules of internal control on counteraction of legalization of income gained from criminal activities, to financing of terrorism and financing of distribution of weapons of mass destruction in non-bank credit institutions, the boards of the Central bank of the Republic of Uzbekistan and Department approved by the resolution on fight against tax, currency offenses and legalization of the criminal income under the Prosecutor General's Office of the Republic of Uzbekistan from August 9, 2017 No. No. 344-B and 26 (рег. No. 2925 of September 4, 2017) (Collection of the legislation of the Republic of Uzbekistan, 2017, No. 36, the Art. 968), according to appendix.

2. This resolution becomes effective from the date of its official publication.

Appendix

to the Resolution of board of the Central bank of the Republic of Uzbekistan of November 24, 2022 No. 344-B-8 and Department on fight against economic crimes under the Prosecutor General's Office of the Republic of Uzbekistan of November 21, 2022 No. 31

Amendments and changes made to Rules of internal control on counteraction of legalization of income gained from criminal activities, to financing of terrorism and financing of distribution of weapons of mass destruction in non-bank credit institutions

1. Add with Item 6-1 of the following content:

"6-1. In case one or several organizations performing transactions with money or other property are under control or considerable influence of non-bank credit institution internal regulations shall be developed based on group approach and include:

rules and procedures of data exchange, the necessary for risk management, connected with legalization income gained from criminal activities, financing of terrorism and (or) financing of distribution of weapons of mass destruction, and proper check of clients;

providing at the level of group комплаенс control, audit and (or) functions on counteraction of legalization of income gained from criminal activities, to financing of terrorism and (or) financing of distribution of weapons of mass destruction, obtaining in the cases necessary for the purposes of counteraction of legalization of income gained from criminal activities, to financing of terrorism and (or) financing of distribution of weapons of mass destruction, data from branches and affiliated enterprises about their clients, accounts and transactions;

protection of confidentiality and use of data at the sufficient level.".

2. To exclude from paragraph two of Item 10 of the word "or chief accountant".

3. In Item 15 of the word "the cases provided" shall be replaced with words "the case provided".

4. In Item 17:

add with the paragraph the second the following content:

"The head of internal control is member of executive body or the deputy manager of non-bank credit institution.";

consider paragraph two the paragraph third.

5. In paragraph three of Item 39 of the word "on decrease" shall be replaced with words "on development and accomplishment of plans for minimization".

6. Item 40 to add with the subitem "z-1" the following content:

"z-1) nonresidents - physical persons of the Republic of Uzbekistan;".

7. The fifth Item 52 to state the paragraph in the following edition:

"to preparation of the message on suspicious transaction with indication of the amount of the refrigerated money or other property, and its sending to specially authorized state body;".

8. Item 71 after the words "Non-bank Credit Institutions" to add with the words "including executive body of the organization".

9. To state paragraph two of Item 74 in the following edition:

"Monitoring of efficiency of activities of the responsible or Service of internal control is performed by service of internal audit or external audit.".

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