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THE ORDER OF THE CHAIRMAN OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON FINANCIAL MONITORING

of December 29, 2022 No. 41

About modification of the order of the Chairman of the Agency of the Republic of Kazakhstan on financial monitoring of February 22, 2022 No. 13 "About approval of Rules of representation by subjects of financial monitoring of data and information on the transactions which are subject to financial monitoring and signs of determination of suspicious transaction"

I ORDER:

1. Bring in the order of the Chairman of the Agency of the Republic of Kazakhstan on financial monitoring of February 22, 2022 No. 13 "About approval of Rules of representation by subjects of financial monitoring of data and information on the transactions which are subject to financial monitoring and signs of determination of suspicious transaction" (it is registered in the Register of state registration of regulatory legal acts at No. 26924), the following change:

in Rules of representation by subjects of financial monitoring of data and information on the transactions which are subject to financial monitoring approved by the specified order:

To state form of data and information on the transaction which is subject to financial monitoring in edition according to appendix to this order.

2. To provide to department of the operational analysis of the Agency of the Republic of Kazakhstan on financial monitoring in the procedure established by the legislation:

1) state registration of this order in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this order on Internet resource of the Agency of the Republic of Kazakhstan on financial monitoring after its official publication.

3. To impose control of execution of this order on the First Deputy Chairman of the Agency of the Republic of Kazakhstan on financial monitoring.

4. This order becomes effective after ten calendar days after day of its first official publication.

The chairman of the Agency of the Republic of Kazakhstan on financial monitoring

Zh. Elimanov

It is approved

Ministry of Justice of the Republic of Kazakhstan

 

It is approved

Agency on protection and development of the competition of the Republic of Kazakhstan

 

 

It is approved

Ministry of Finance of the Republic of Kazakhstan

 

It is approved

Agency of the Republic of Kazakhstan on regulation and development of the financial market

 

It is approved

Ministry for Culture and Sports of the Republic of Kazakhstan

 

It is approved

National Bank of the Republic of Kazakhstan

 

It is approved

Ministry of digital development, innovations and aerospace industry of the Republic of Kazakhstan

 

 

Approved by the Order of the Chairman of the Agency of the Republic of Kazakhstan on financial monitoring of December 29, 2022 No. 41

Appendix 1

to Rules of provision by subjects of financial monitoring of data and information on the transactions which are subject to financial monitoring

Form of data and information on the transaction which is subject to financial monitoring of FM-1

Detail No.

Name

Content

1

2

3

1. Data on form of data and information on the transaction which is subject to financial monitoring (further - the FM-1) form

1.1

Number of the FM-1 form *

1. Number: 2. Communication with other FM-1 form (in the presence):

2.1. Number of the connected FM-1 form:

2.2. Date of the connected FM-1 form:

1.2

Date of the FM-1 form *

1.3

Document type (necessary to choose) *

1. New message

2. Adjustment of the unaccepted message (with indication of number of the adjusted message)

3. Request of replacement of the message (with indication of number of the message)

1.4

Transaction condition (necessary to choose)

1. It is made (transaction completion time)

2. It is not made – refusal in carrying out

3. It is not made – for decision making

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