RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of March 2, 2021 No. 23

About approval of the list, forms, terms and Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan)

According to subitem 65-2) of part two of article 15 of the Law of the Republic of Kazakhstan "About National Bank of the Republic of Kazakhstan", Item 1 of article 54 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" and the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve:

1) the list of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) according to appendix 1 to this resolution;

2) report form about accomplishment of prudential standard rates according to appendix 2 to this resolution;

3) report form about disaggregation of the assets weighed taking into account credit risk according to appendix 3 to this resolution;

4) report form about disaggregation of the contingent and possible obligations weighed taking into account credit risk according to appendix 4 to this resolution;

5) report form about disaggregation of conditional and possible requirements and obligations for the derivative financial instruments weighed taking into account credit risk according to appendix 5 to this resolution;

6) report form about disaggregation of calculation of specific interest risk (by currencies) according to appendix 6 to this resolution;

7) report form about distribution of open line items on time frames (by currencies) according to appendix 7 to this resolution;

8) report form about disaggregation of calculation of general interest risk (by currencies) according to appendix 8 to this resolution;

9) report form about disaggregation of the maximum extent of risk on one borrower (by borrowers) according to appendix 9 to this resolution;

10) report form about disaggregation of coefficient of current liquidity of k4 according to appendix 10 to this resolution;

11) report form about disaggregation of coefficients of urgent liquidity of k4-1, k4-2, k4-3 according to appendix 11 to this resolution;

12) report form about disaggregation of coefficients of urgent currency liquidity of k4-4, k4-5, k4-6 according to appendix 12 to this resolution;

13) report form about foreign exchange positions on each foreign currency and currency net position for each working day of week (month) according to appendix 13 to this resolution;

14) report form about calculation of average monthly size of internal assets, internal and other obligations, coefficient of placement of part of means in internal assets according to appendix 14 to this resolution;

15) report form about disaggregation of capitalization ratio to obligations to nonresidents of the Republic of Kazakhstan according to appendix 15 to this resolution;

16) report form of branch of Islamic nonresident bank of the Republic of Kazakhstan about disaggregation of the assets weighed taking into account credit risk according to appendix 16 to this resolution;

17) report form of branch of Islamic nonresident bank of the Republic of Kazakhstan about disaggregation of the contingent and possible obligations weighed taking into account credit risk according to appendix 17 to this resolution;

18) report form about disaggregation of coverage ratio of liquidity according to appendix 18 to this resolution;

19) report form about disaggregation of coefficient net stable funding according to appendix 19 to this resolution;

20) Rules of submission of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) according to appendix 20 to this resolution.

2. Branches of nonresident banks of the Republic of Kazakhstan and branches of Islamic nonresident banks of the Republic of Kazakhstan represent to National Bank of the Republic of Kazakhstan in electronic format:

1) weekly – the reporting provided by the subitem 13) of Item 1 of this resolution, in time no later than the fifth working day following reporting week.

In case of the expiration of calendar month in reporting week the reporting provided by the subitem 13) of Item 1 of this resolution is submitted no later than the seventh working day of the month following for expired calendar month, separately for the calendar days of reporting week relating to the expired calendar month and for the calendar days of reporting week relating to the current calendar month;

2) monthly – the reporting provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16) and 17) of Item 1 of this resolution, in time no later than the seventh working day of the month following month under report;

3) monthly – the reporting provided by subitems 18) and 19) of Item 1 of this resolution, in time no later than the tenth working day of the month following month under report.

The reports for December taking into account final turnovers provided by subitems 2), 3), 4), 5), 6), 7), 8), 9), 10), 11), 12), 13), 14), 15), 16), 17), 18) and 19) Item 1 of this resolution are represented by banks of the second level (including in the absence of final turnovers) no later than January thirty first of the year following complete financial year.

3. To department of statistics of the financial market (Buranbayeva A. M.) in the procedure established by the legislation to provide:

1) together with Legal department (Kasenov A. S.) state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication.

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the actions provided by the subitem 2) of this Item and item 4 of this resolution.

4. To department of information and communications – the press service of National Bank of the Republic of Kazakhstan (Adambayeva A. R.) provide within ten calendar days after state registration of this resolution the direction it to the copy on official publication in periodic printing editions.

5. To impose control of execution of this resolution on the vice-chairman of National Bank of the Republic of Kazakhstan Baymagambetov A. M.

6. This resolution becomes effective after ten calendar days after day of its first official publication.

It is approved Agency of the Republic of Kazakhstan on regulation and development of the financial market

It is approved Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

 

Appendix 1

to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23

List of the reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan)

The reporting on accomplishment of prudential standard rates by branches of nonresident banks of the Republic of Kazakhstan (including branches of Islamic nonresident banks of the Republic of Kazakhstan) includes:

1) report on accomplishment of prudential standard rates;

2) the report on disaggregation of the assets weighed taking into account credit risk;

3) the report on disaggregation of the contingent and possible obligations weighed taking into account credit risk;

4) the report on disaggregation of conditional and possible requirements and obligations on the derivative financial instruments weighed taking into account credit risk;

5) the report on disaggregation of calculation of specific interest risk (by currencies);

6) the report on distribution of open line items on time frames (by currencies);

7) the report on disaggregation of calculation of general interest risk (by currencies);

8) the report on disaggregation of the maximum extent of risk on one borrower (by borrowers);

9) report on disaggregation of coefficient of current liquidity of k4;

10) report on disaggregation of coefficients of urgent liquidity of k4-1, k4-2, k4-3;

11) report on disaggregation of coefficients of urgent currency liquidity of k4-4, k4-5, k4-6;

12) the report on foreign exchange positions on each foreign currency and currency net position for each working day of week (month);

13) the report on calculation of average monthly size of internal assets, internal and other obligations, coefficient of placement of part of means in internal assets;

14) the report on disaggregation of capitalization ratio to obligations to nonresidents of the Republic of Kazakhstan;

15) the report of branch of Islamic nonresident bank of the Republic of Kazakhstan on disaggregation of the assets weighed taking into account credit risk;

16) the report of branch of Islamic nonresident bank of the Republic of Kazakhstan on disaggregation of the contingent and possible obligations weighed taking into account credit risk;

17) report on disaggregation of coverage ratio of liquidity;

18) report on disaggregation of coefficient net stable funding.

Appendix 2

to the Resolution of Board of National Bank of the Republic of Kazakhstan of March 2, 2021 No. 23

The form intended for collection of administrative data on a grant basis

It is represented: in National Bank of the Republic of Kazakhstan

The form intended for collection of administrative data on a grant basis is placed on Internet resource: www.nationalbank.kz

Name of administrative form:

Report on accomplishment of prudential standard rates

Index of the form intended for collection of administrative data on a grant basis: 1-BVU_Prud_norm

Frequency: monthly

Accounting period: on "____" __________ 20 ____ years

The group of people, representing the form intended for collection of administrative data on a grant basis: branches of nonresident banks of the Republic of Kazakhstan and branches of Islamic nonresident banks of the Republic of Kazakhstan

The term of representation of the form intended for collection of administrative data on a grant basis:

regarding data on prudential standard rates – monthly, no later than the seventh working day of the month following month under report

the report for December taking into account final turnovers (including in the absence of final turnovers) – no later than January thirty first of the year following complete financial year

BIN: _______________________

Collection method: in electronic form

(in thousands of tenges)

№	Name	Amount
1	2	3
1	The minimum size of the assets accepted as reserve
2	The assets accepted as reserve as the amount:
3	Accounts of head office
4	Results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) last years (net incomes)
5	Results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) current year (net incomes)
6	Revaluation reserves:
7	reserves of revaluation of fixed assets and reserves of revaluation of cost of the securities carried at fair value through other comprehensive income
8	reserves of revaluation of cost of the loans carried at fair value through other comprehensive income
9	The assets accepted as reserve behind minus:
9.1	intangible assets, including goodwill
9.2	results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) last years (net spendings)
9.3	results of activities of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) current year (net spendings)
9.4	deferred tax assets (except for parts of the deferred tax assets recognized concerning deductible temporary differences)
9.5	reserves on other revaluation
9.6	the income or losses from change of fair value of the financial liability, in connection with change of credit risk according to such obligation
9.7	the exceeding amount which is deductible from the assets accepted as reserve if investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in financial instruments of the financial organizations in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has less than 10 (ten) percent of placed shares (shares in the authorized capital) in total exceed 10 (ten) percent from the assets accepted as reserve of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9.5 and 9.6 these tables
9.8	the exceeding amount which is deductible from the assets accepted as reserve if investments of branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) in common shares of the financial organization in which the branch of nonresident bank of the Republic of Kazakhstan (including branch of Islamic nonresident bank of the Republic of Kazakhstan) has 10 (ten) and more percent from placed shares (shares in the authorized capital)) in total exceed 10 (ten) percent from the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9. 5, 9.6 and 9.7 these tables
9.9	the exceeding amount which is deductible from the assets accepted as reserve if the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) exceeds 10 (ten) percent from the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9. 3, 9. 4, 9. 5, 9.6 and 9.7 these tables
9.10	the exceeding amount which is deductible from the assets accepted as reserve if investments of branches of nonresident banks of the Republic of Kazakhstan into common shares of the financial organization in which the branch of nonresident bank of the Republic of Kazakhstan has 10 (ten) and more percent from placed shares (shares in the authorized capital) and the part of the deferred tax assets recognized concerning deductible temporary differences, reduced on pro rata basis by the amount of deferred tax liabilities (except for the deferred tax liabilities recognized concerning intangible assets including goodwill) in total exceed 17,65 (seventeen whole sixty five 100-th) percent of difference of the assets accepted as reserve after application of the regulatory adjustments specified in lines 9.1, 9. 2, 9.3, 9. 4, 9.5 both 9.6 these tables, and the amount which is deductible from the assets accepted as reserve, specified in lines 9.7, 9.8 and 9.9 of this table, reduced by the amounts which are deductible from the assets accepted as reserve, specified in lines 9.7, 9. 8, and 9.9 these tables

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