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RESOLUTION OF BOARD OF THE NATIONAL BANK OF UKRAINE

of December 8, 2023 No. 157

About approval of the Regulations on procedure of oversight of the subjects performing functions of Central Securities Depository, the central partner, trade repository and settlement system in securities in Ukraine

According to Articles 7, of 15, 56 Laws of Ukraine "About the National Bank of Ukraine", article 142-1 of the Law of Ukraine "About the capital markets and the organized goods markets", the subitem 1 of Item 30 of the Section VII of the Law of Ukraine "About financial services and finance companies", for the purpose of determination of procedure of oversight of the subjects performing functions of Central Securities Depository, the central partner, trade repository and settlement system in securities in Ukraine, the Board of the National Bank of Ukraine DECIDES:

1. Approve Regulations on procedure of oversight of the subjects performing functions of Central Securities Depository, the central partner, trade repository and settlement system in securities in Ukraine (further - the Provision) which are applied.

2. To provide to the subjects performing functions of Central Securities Depository, the central partner, trade repository and settlement system in securities in Ukraine observance of requirements of the Provision.

3. To impose control over the implementation of this resolution on the vice-chairman of the National Bank of Ukraine Alexey Shaban.

4. The resolution becomes effective since January 1, 2024.

Chairman

A. Magnificent

Approved by the Resolution of Board of the National Bank of Ukraine of December 8, 2023 No. 157

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