Name of the state service "Transition of the Right of Subsurface Use and (or) the Objects Connected with the Subsurface Use Right".

Name of subspecies of the state service:

1) Transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right;

2) Issue of permission to share issue and other securities which are the objects connected with the subsurface use right in the address in the organized market of securities.

1.

Name of the service provider

Department of Energy of the Republic of Kazakhstan.

2.

Methods of provision of the state service (channels of access)

The state service with all above-stated subspecies is performed through:

- web portal of "the electronic government" www.egov.kz

- office of the service provider.

3.

Term of rendering the state service

Within 20 (twenty) working days, and on large-scale deposits and strategic subsoil plots – within 60 (sixty) working days from the date of receipt of the statement and the documents attached to it.

4.

Form of rendering the state service

Electronic (partially automated).

5.

Result of rendering the state service

Issue of permission to transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right.

Issue of permission to share issue and other securities which are the objects connected with the subsurface use right in the address in the organized market of securities.

Motivated refusal in rendering the state service.

6.

The amount of the payment levied from uslugopoluchatel when rendering the state service and methods of its collection in cases, stipulated by the legislation the Republic of Kazakhstan

The state service is rendered to uslugopoluchatel free of charge.

7.

Working schedule

1) the service provider – Monday through Friday, according to the established working schedule from 9:00 till 18:30 o'clock, except for days off and holidays, according to the Labor code of the Republic of Kazakhstan of November 23, 2015 with lunch break from 13:00 to 14:30 o'clock.

2) the web portal of "the electronic government" – round the clock, except for technical breaks in connection with carrying out repair work (in case of the address of uslugopoluchatel after the termination of working hours, in days off and holidays according to the Labor code of the Republic of Kazakhstan, reception of applications and issue of results of rendering the state service is performed the next working afternoon).

8.

List of the documents and data necessary for rendering the state service

For receipt of the state service the uslugopoluchatel fills in the application form in the web portal of "the electronic government" with appendix of electronic copies of notarially attested documents confirming the data specified in the statement:

The statement on issue of permission to transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the right of subsurface use is filled in according to appendix 2 to these rules:

The following data and documents are enclosed to the application:

1) the information about person (organization) having (having) intention to acquire the subsurface use right (share in the subsurface use right) and (or) the objects connected with the subsurface use right:

for physical persons – surname, name and middle name (if it is specified in the identity document) the acquirer, the residence, nationality, data on identity documents);

for legal entities – the name of the acquirer, its location, specifying on its state accessory, data on state registration as the legal entity, the information about heads and their powers, the information about persons, the organizations and states having opportunity directly or indirectly to determine the decisions made by the applicant;

2) specifying on the acquired subsurface use right (share in the subsurface use right) and (or) objects connected with the subsurface use right;

3) the basis of transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right;

4) the data on financial and technical capabilities of person having intention to acquire the subsurface use right (share in the subsurface use right), for carrying out transactions on investigation and (or) hydrocarbon production, uranium production, confirming its compliance to the requirements of the Code of the Republic of Kazakhstan "About subsoil and subsurface use" (further – the Code) shown by provision of such right of subsurface use (are not required in case of transition of the objects connected with the subsurface use right);

5) confirmation of the applicant that all information about him specified in the statement and documents attached to it is reliable;

6) surname, name and middle name (if it is specified in the identity document) person who signed the application on behalf of the applicant, data on the document proving his identity.

In case of application of provisions of article 43 of the Code about the priority right of the state in addition to the data provided in subitems 1) – 6) the statement for issue of permission shall contain in addition data on transaction price on transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the right of subsurface use and about procedure for its payment.

The statement on issue of permission to share issue and other securities which are the objects connected with the subsurface use right in the address in the organized market of securities is filled in according to appendix 3 to these rules:

1) the full name of the organization issuer, whose shares or other securities which are the objects connected with the subsurface use right are subject to release into the stream of commerce in the organized market of securities;

2) specifying on the subsoil plot to which the related shares or other securities which are subject to release into the stream of commerce in the organized market of securities belong;

3) data on the size of the authorized capital of the organization issuer, whose shares or other securities which are the objects connected with the subsurface use right are subject to release into the stream of commerce in the organized market of securities;

4) data (type and total quantity) on securities, including derivative securities of the organization, their underlying assets or other forms of equity which are the objects connected with the subsurface use right and are subject to release into the stream of commerce in the organized market of securities;

5) the information about the underwriter (in case of its availability);

6) data on the organized market of securities on which listing will be performed;

7) data on the number of the shares or other securities which are the objects connected with the subsurface use right and the securities which are subject to release into the stream of commerce in the organized market;

8) the written confirmation of the applicant that all information about him specified in the statement and documents attached to it is reliable;

9) surname, name, middle name (in the presence), date, data on the document proving the identity of person who signed the application.

The statement for issue of permission to share issue or other securities which are the objects connected with the subsurface use right in the address in the organized market of securities in case of placement them within additional issue (release) moves the issuer.

In cases when release into the stream of commerce in the organized market of securities is made by the holder of these shares or other securities, the application is submitted by such holder.

9.

The bases for refusal in rendering the state service established by the laws of the Republic of Kazakhstan

According to Item 10 of article 45 of the Code, the service provider refuses issue of permission in cases:

1) if transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right entails non-compliance with requirements for ensuring national security of the country, including concentration of the rights of subsurface use; 2) if transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right entails concentration of the rights within the contract for subsurface use;

3) if the statement for issue of permission does not conform to requirements of the Code;

4) if transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right is prohibited by the Code;

5) if transition of the right of subsurface use (share in the subsurface use right) is performed on the subsoil plot on which the subsoil user is forbidden to perform operations on subsurface use or separate work types according to the imposed administrative punishment;

6) realization of the priority right by the state;

7) if transition of the right of subsurface use (share in the subsurface use right) and (or) the objects connected with the subsurface use right do not correspond to provisions of the international agreements signed by the Republic of Kazakhstan.

10.

Other requirements taking into account features of rendering the state service including rendered electronically and through the State corporation

Uslugopoluchatel has possibility of receipt of the state service electronically through the web portal of "the electronic government" on condition of EDS availability.

Information on procedure for rendering the state service the uslugopoluchatel has opportunity to receive in service desk of Single contact center concerning rendering the state services: 1414.

Name of the state service "The Conclusion (Signing) of Contracts for Subsurface Use on Hydrocarbons and Production of Uranium".

Name of subspecies of the state service:

1) receipt of the contract for exploration and production of hydrocarbons or the contract for exploration and production of hydrocarbons on the difficult project following the results of auction on subsurface use;

2) receipt of the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project following the results of auction on subsurface use;

3) receipt of the contract for exploration and production of hydrocarbons or the contract for exploration and production of hydrocarbons on the difficult project following the results of the protocol of direct negotiations;

4) receipt of the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project following the results of the protocol of direct negotiations;

5) receipt of the contract for production of uranium following the results of the protocol of direct negotiations in the field of uranium;

6) receipt of the contract for hydrocarbon production, subsoil users under the contracts for production signed before enforcement of the Code (current contract) on condition of transition to standard contracts to hydrocarbon production;

7) receipt of the contract for production of uranium when fixing the site of production and the period of trial production;

8) receipt of the contract for production of uranium when fixing the site of production and the period of trial production;

9) receipt of the contract for investigation of hydrocarbons according to international treaties.

1.

Name of the service provider

Department of Energy of the Republic of Kazakhstan.

2.

Methods of provision of the state service (channels of access)

The state service with all above-stated subspecies is performed through:

- web portal of "the electronic government" www.egov.kz

- office of the service provider.

3.

Term of rendering the state service

from the moment of registration of a statement by the service provider – 20 (twenty) working days;

4.

Form of rendering the state service

Electronic (partially automated)

5.

Result of rendering the state service

the contract for subsurface use or motivated refusal in rendering the state service sending on standard

6.

The amount of the payment levied from uslugopoluchatel when rendering the state service and methods of its collection in cases, stipulated by the legislation the Republic of Kazakhstan

The state service is rendered to uslugopoluchatel free of charge.

7.

Working schedule

1) the service provider – Monday through Friday from 9:00 till 18:30 o'clock with lunch break from 13:00 till 14:30 o'clock, except days off and holidays, according to the labor law of the Republic of Kazakhstan;

The schedule of reception of applications and issue of results of rendering the state service – from 9:00 till 17:30 o'clock with lunch break from 13:00 till 14:30 o'clock.

2) the portal – round the clock, except for technical breaks in connection with carrying out repair work (in case of the address of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan, reception of an application and issue of result of rendering the state service is performed the next working afternoon).

8.

List of the documents and data necessary for rendering the state service

1) for receipt of the contract for exploration and production of hydrocarbons or the contract for exploration and production of hydrocarbons on the difficult project following the results of auction on subsurface use:

the statement on the conclusion (signing) of the contract for exploration and production of hydrocarbons or the contract for exploration and production of hydrocarbons on the difficult project following the results of auction for form, according to appendix 3 to these rules;

the contract for exploration and production of hydrocarbons signed in return or the contract for exploration and production of hydrocarbons on the difficult project in 3 (three) copies drafted according to the standard contract on exploration and production of hydrocarbons or the standard contract on exploration and production of hydrocarbons on the difficult project approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the work program containing amounts, the description and terms of performance of works during investigation and conforming to the minimum requirements on amounts and work types on the subsoil plot during investigation, being integral part of the contract for subsurface use for exploration and production of hydrocarbons;

the appendix to the contract for the subsurface use which is its integral part, establishing according to article 110 of the Code of the Republic of Kazakhstan "About subsoil and subsurface use" (further – the Code) the subsoil plot on which the uslugopoluchatel has the right to perform operations on investigation and (or) hydrocarbon production (the electronic copy in case of giving through the web portal of "the electronic government");

the copy and the original of the payment order confirming payment of subscription bonus for reconciliation;

2) for receipt of the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project following the results of auction on subsurface use:

the statement on the conclusion (signing) of the contract for subsurface use for hydrocarbon production or the contract for hydrocarbon production on the difficult project following the results of auction for form, according to appendix 4 to these rules;

the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project in 3 (three) copies drafted according to the standard contract on hydrocarbon production or the standard contract for hydrocarbon production on the difficult project approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 signed in return (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the appendix to the contract for the subsurface use which is its integral part, establishing the subsoil plot on which the uslugopoluchatel has the right to perform operations to hydrocarbon production according to article 110 of the Code;

the original of the payment order confirming payment of subscription bonus;

3) for receipt of the contract for exploration and production of hydrocarbons or the contract for exploration and production of hydrocarbons on the difficult project following the results of the protocol of direct negotiations:

the contract for exploration and production of hydrocarbons signed in return or the contract for exploration and production of hydrocarbons on the difficult project in 3 (three) copies drafted according to the standard contract on exploration and production of hydrocarbons or the standard contract on exploration and production of hydrocarbons on the difficult project approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the work program containing amounts, the description and terms of performance of works during investigation and conforming to the minimum requirements on amounts and work types on the subsoil plot during investigation, being integral part of the contract for subsurface use for exploration and production of hydrocarbons;

the appendix to the contract for the subsurface use which is its integral part, establishing according to article 110 of the Code the subsoil plot on which the uslugopoluchatel has the right to perform operations on investigation and (or) hydrocarbon production;

the copy and the original of the payment order confirming payment of subscription bonus for reconciliation;

4) for receipt of the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project following the results of the protocol of direct negotiations:

the contract for hydrocarbon production or the contract for hydrocarbon production on the difficult project in 3 (three) copies drafted according to the standard contract on hydrocarbon production or the standard contract on hydrocarbon production on the difficult project approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 signed in return (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the appendix to the contract for the subsurface use which is its integral part, establishing the subsoil plot on which the uslugopoluchatel has the right to perform operations to hydrocarbon production according to article 110 of the Code;

the copy and the original of the payment order confirming payment of subscription bonus for reconciliation;

5) for receipt of the contract for production of uranium following the results of the protocol of direct negotiations in the field of uranium:

the contract for production of uranium signed in return in 3 (three) copies drafted according to the standard contract on uranium production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the copy and the original of the payment order confirming payment of subscription bonus for reconciliation;

6) for receipt of the contract for hydrocarbon production by subsoil users, the hydrocarbons performing or performing activities for investigation under the contracts for subsurface use signed before enforcement of the Code (initial contract) on condition of transition to the standard contract to hydrocarbon production, approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140):

the statement for receipt of the contract for hydrocarbon production according to appendix 5 to these rules;

the contract for subsurface use signed in return for hydrocarbon production in 3 (three) copies drafted according to the standard contract on hydrocarbon production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

the report on stock counting approved as the subsoil user and received the positive decision of state examination of subsoil;

7) for receipt of the contract for hydrocarbon production, subsoil users under the contracts for production signed before enforcement of the Code (current contract) on condition of transition to the standard contracts to hydrocarbon production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140):

the statement for receipt of the contract for hydrocarbon production according to appendix 6 to these rules;

the contract for subsurface use signed in return for hydrocarbon production in 3 (three) copies drafted according to the standard contract on hydrocarbon production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

approved as the subsoil user and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the project of mining;

8) for receipt of the contract for production of uranium when fixing the site of production and the period of trial production:

The statement for fixing of the site of production and the period of trial production according to appendix 7 to these rules;

the contract for production of uranium signed in return in 3 (three) copies drafted according to the standard contract on uranium production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140);

9) for receipt of the contract for investigation of hydrocarbons according to international treaties:

the statement for receipt of the contract for investigation of hydrocarbons in form, according to appendix 8 to these rules;

the contract for investigation of hydrocarbons signed in return in 3 (three) copies;

the work program containing amounts, the description and terms of performance of works during investigation, determined by results of direct negotiations, attached to the contract for investigation of hydrocarbons as its integral part;

the copy and the original of the payment order confirming payment of subscription bonus for reconciliation.

In case of the address through the web portal of "the electronic government" the uslugopoluchatel submits the electronic copies of documents certified by means of the digital signature.

Data on identity documents, state registration (re-registration) of the legal entity, the individual entrepreneur, the contractor of the service provider receives from the corresponding state information systems through the web portal of "the electronic government".

9.

The bases for refusal in rendering the state service established by the laws of the Republic of Kazakhstan

According to Item 2 of article 19-1 of the Law of the Republic of Kazakhstan "About the state services", the service provider refuses rendering the state services in the following bases:

1) establishment of unauthenticity of the documents submitted by uslugopoluchatel for receipt of the state service, and (or) these (data) containing in them;

2) discrepancy of uslugopoluchatel and (or) the provided materials, objects, supplied and the information necessary for rendering the state service, to the requirements established by the Code;

3) concerning uslugopoluchatel there is decision (sentence) of court on prohibition of activities or the separate types of activity requiring receipt of this state service which took legal effect;

4) concerning uslugopoluchatel there is judgment which took legal effect based on which the uslugopoluchatel is deprived of the special right connected with receipt of the state service.

10.

Other requirements taking into account features of rendering the state service including rendered electronically and through the State corporation

1) Uslugopoluchatel has possibility of receipt of the state service electronically through the web portal of "the electronic government" under condition availability of the digital signature;

2) addresses of places of rendering the state service are placed on: 010000, city of Astana, Prospekt Kabangbai of the batyr, 19, block "A", phone: 8 (7172) 78-68-01.

3) contact telephone numbers of service desks concerning rendering the state service are specified on the www.gov.kz Internet resource, in the Section "Department of Energy" in the subsection "Services". Single contact center concerning rendering the state services 1414, 8 800 080 7777.

Name of the state service:

"The conclusion (signing) of supplementary agreements to contracts for subsurface use on hydrocarbons and production of uranium".

Name of subspecies of the state service:

1) the Conclusion of the supplementary agreement to the contract upon transition of the right of subsurface use and share in the subsurface use right;

2) the Conclusion of the supplementary agreement to the contract in case of change of data on uslugopoluchatel or competent authority;

3) the Conclusion of the supplementary agreement to the contract when fixing the site (sites) of production and the preparatory period (the preparatory periods;

4) the Conclusion of the supplementary agreement to the contract when fixing the site (sites) and the period (periods) of production or the period (periods) of production;

5) the Conclusion of the supplementary agreement to the contract in case of prolongation of the period (periods) of investigation or production;

6) the Conclusion of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to evaluation stage;

7) the Conclusion of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to stage of test operation;

8) The conclusion of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to the production period;

9) the Conclusion of the supplementary agreement to the contract for exploration and production in connection with transition to conditions of the standard contract to exploration and production on the difficult project in cases, stipulated in Item the 7th Article 116 and Item 40 of article 278 of the Code;

10) the Conclusion of the supplementary agreement to the contract in case of increase or reduction of the site (sites) of subsoil;

11) the Conclusion of supplementary agreements to the contract for exploration and production or hydrocarbon production in connection with inclusion of investment obligations on the exhausted fields;

12) the Conclusion of the supplementary agreement to the contract in case of allocation of the site (sites) of subsoil.

1.

Name of the service provider

Department of Energy of the Republic of Kazakhstan.

2.

Methods of provision of the state service (channels of access)

The state service with all above-stated subspecies is performed through:

- web portal of "the electronic government" www.egov.kz

- office of the service provider.

3.

Term of rendering the state service

When signing the supplementary agreement to the contract in case of change of data on uslugopoluchatel or competent authority, when signing the supplementary agreement to the contract when fixing the site (sites) and the period (periods) of production or the period (periods) of production, when signing the supplementary agreement to the contract in case of prolongation of the period (periods) of investigation or production, when signing the supplementary agreement to the contract for exploration and production on the difficult project upon transition to the production period, when signing the supplementary agreement to the contract for exploration and production in connection with transition to conditions of the standard contract to exploration and production on the difficult project in cases, stipulated in Item the 7th Article 116 and Item 40 of article 278 of the Code, when signing the supplementary agreement to the contract in case of increase or reduction of the site (sites) of subsoil, when signing supplementary agreements to the contract for exploration and production or hydrocarbon production in connection with inclusion of investment obligations on the exhausted fields – 20 (twenty) working days.

when signing the supplementary agreement to the contract upon transition of the right of subsurface use and share in the subsurface use right – 15 (fifteen) working days.

when signing the supplementary agreement to the contract in case of allocation of the site (sites) of subsoil, when signing the supplementary agreement to the contract for exploration and production on the difficult project upon transition to evaluation stage – 10 (ten) working days.

4.

Form of rendering the state service

Electronically it (is partially automated)

5.

Result of rendering the state service

The supplementary agreement to the contract for subsurface use or motivated refusal in rendering the state service.

6.

The amount of the payment levied from uslugopoluchatel when rendering the state service and methods of its collection in cases, stipulated by the legislation the Republic of Kazakhstan

The state service is rendered to uslugopoluchatel free of charge.

7.

Working schedule

1) the service provider – Monday through Friday from 9:00 till 18:30 o'clock with lunch break from 13:00 till 14:30 o'clock, except days off and holidays, according to the labor law of the Republic of Kazakhstan;

The schedule of reception of applications from 9:00 till 17:00 o'clock with lunch break from 13:00 till 14:30 o'clock;

The schedule of issue of results of rendering the state service – from 9:00 till 18:30 o'clock;

2) the portal – round the clock, except for technical breaks in connection with carrying out repair work (in case of the address of uslugopoluchatel after the termination of working hours, in days off and holidays according to the labor law of the Republic of Kazakhstan, reception of an application and issue of result of rendering the state service is performed the next working afternoon).

8.

List of the documents and data necessary for rendering the state service

For receipt of the state service the uslugopoluchatel submits through the web portal of "the electronic government" or office of the service provider the following documents:

1) for receipt of the supplementary agreement to the contract upon transition of the right of subsurface use and share in the subsurface use right:

the statement for transition of the right of subsurface use (share in the subsurface use right) in form, according to appendix 3 to these rules;

the supplement to contract signed by uslugopoluchatel on subsurface use in 3 (three) copies;

the copy and the original document based on which the subsurface use right for reconciliation is acquired;

the copy and the original of the documents confirming the information about the acquirer of the right of subsurface use (share in the subsurface use right) for reconciliation:

the documents confirming compliance of the acquirer to requirements of the Code;

written consent of the pawnbroker if the subsurface use right (share in the subsurface use right) is encumbered it (is encumbered) with pledge;

written consent of all joint owners of the right of subsurface use;

the positive decision of the service provider issued based on recommendations of commission of experts concerning subsurface use, being advisory advisory body in case of the service provider for the purpose of the development of recommendations in case of consideration of the applications which is acting on the basis of the requirements of Article 45 and Item 14 of article 277 of the Code (further – commission of experts);

2) for receipt of the supplementary agreement to the contract in case of change of data on uslugopoluchatel or competent authority:

the statement on change of data on uslugopoluchatel in form, according to appendix 4 to these rules;

documents, confirming need of modification of data on uslugopoluchatel;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies providing modification of data on uslugopoluchatel;

the copies and originals of documents certifying powers of uslugopoluchatel on signing of the statement for reconciliation;

3) for receipt of the supplementary agreement to the contract when fixing the site (sites) of production and the preparatory period (the preparatory periods):

the statement for fixing of the site (sites) of production and the preparatory period (the preparatory periods) in form, according to appendix 5 to these rules;

the supplement to contract signed by uslugopoluchatel providing fixing of the site (sites) of production and the preparatory period (the preparatory periods) and containing the appendix to the contract establishing according to article 110 of the Code the site (sites) of production in 3 (three) copies;

the report on calculation of geological inventories approved by uslugopoluchatel and received the positive decision of state examination of subsoil;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

4) for receipt of the supplementary agreement to the contract when fixing the site (sites) and the period (periods) of production or the period (periods) of production:

the statement for fixing of the site (sites) and the period (periods) of production or the period (periods) of production in form, according to appendix 6 to these rules;

the supplement to contract signed by uslugopoluchatel providing fixing of the site (sites) and the period (periods) of production or the period (periods) of production, except as specified, stipulated in Item the 7th article 119 of the Code. At the same time for the purpose of fixing of the site (sites) of production the supplement to contract shall contain the appendix to the contract establishing according to article 110 of the Code the site (sites) of production in 3 (three) copies;

the report on calculation of geological inventories approved by uslugopoluchatel and received the positive decision of state examination of subsoil;

approved by uslugopoluchatel and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the project of mining;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

5) for receipt of the supplementary agreement to the contract in case of prolongation of the period (periods) of investigation:

the statement on introduction of amendments to the contract for subsurface use in connection with prolongation of the period (periods) of investigation in form, according to appendix 7 to these rules;

the signed program of extra works approved by uslugopoluchatel and containing amounts, the description and terms of accomplishment of extra works which the uslugopoluchatel shall execute on the respective subsoil plot in case of prolongation of the period of investigation;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies providing:

in the cases provided by Items 2 and 3 of article 117 of the Code – the appendix to the contract establishing according to article 110 of the Code the site (sites) of investigation consisting (consisting) of blocks within which expected contours of the found deposit (sets of deposits), including establishment of borders of the site (sites) of investigation on depth are located;

obligation of uslugopoluchatel on accomplishment of the program of extra works specified in the third paragraph of this subitem and attached to the contract as its integral part;

obligations on payment for benefit of the Republic of Kazakhstan of the amounts used on the purposes which are not provided by the program of extra works in case of prolongation of the period of investigation in compliance by Item 3-2 of article 117 of the Code;

in case, stipulated in Item 2 articles 117 of the Code, approved by uslugopoluchatel and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the amendment to the project of prospecting works providing assessment works of the found deposit (set of deposits);

in case, stipulated in Item 3 articles 117 of the Code, – approved by uslugopoluchatel and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the project of test operation;

in case, stipulated in Item 3-2 articles 117 of the Code, - approved as the subsoil user and received the positive decisions provided by this Code and other laws of the Republic of Kazakhstan of examinations amendment to the project of prospecting works, the statement from bank of the second level about availability of the corresponding money on the bank account of the subsoil user;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

6) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to evaluation stage:

the statement on introduction of amendments to the contract for exploration and production of hydrocarbons on the difficult project in connection with transition to evaluation stage in form, according to appendix 11 to these rules;

the supplement to contract signed by uslugopoluchatel on exploration and production on the difficult project providing establishment of borders of the site (sites) of investigation consisting (consisting) of blocks within which expected contours of the found deposit (sets of deposits) are located, including the establishment of borders of the site (sites) of investigation on depth and also containing the program of extra works approved as the subsoil user and containing amounts, the description and terms of accomplishment of extra works by years which the subsoil user shall execute on the respective subsoil plot at evaluation stage in 3 (three) copies;

the conclusion of authorized body on studying of subsoil about detection within the subsoil plot of deposit (set of deposits) of hydrocarbons issued according to Item 3 of article 121 of the Code with indication of expected contours of deposit (set of deposits) on which evaluating is planned;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

7) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to stage of test operation:

the statement on introduction of amendments to the contract for exploration and production of hydrocarbons on the difficult project in connection with transition to stage of test operation in form, according to appendix 12 to these rules;

the supplement to contract signed by uslugopoluchatel on exploration and production on the difficult project in 3 (three) copies containing the program of extra works approved by the subsoil user and containing amounts, the description and terms of accomplishment of extra works by years which the subsoil user shall execute on the respective subsoil plot at stage of test operation;

the report on operational calculation of geological inventories approved as the subsoil user and received the positive decision of state examination of subsoil;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

8) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to the production period:

the statement on introduction of amendments to the contract for exploration and production of hydrocarbons on the difficult project in connection with transition to the production period in form, according to appendix 13 to these rules;

the supplement to contract signed by uslugopoluchatel on exploration and production on the difficult project establishing borders of the site of production in 3 (three) copies. If the field does not belong to the category of large-scale deposits, the supplement to contract also shall provide establishment of the period of production lasting twenty five years. In cases, stipulated in Item 18-2 articles 119 of the Code, the supplement to contract the statement shall provide it in the new edition if concerning the subsoil plot confirmation about its compliance any of criteria of the difficult project was not received;

the copy of the report on calculation of geological inventories approved as the subsoil user and received the positive decision of state examination of subsoil on the site of production;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

9) for receipt of the supplementary agreement to the contract for exploration and production in connection with transition to conditions of the standard contract to exploration and production on the difficult project in cases, stipulated in Item the 7th Article 116 and Item 40 of article 278 of the Code:

the statement on introduction of amendments to the contract for subsurface use in connection with transition to conditions of the standard contract to exploration and production of hydrocarbons on the difficult project in form, according to appendix 14 to these rules;

the supplement to contract signed by uslugopoluchatel the providing contract statement in the new edition in accordance with the terms of the standard contract on exploration and production of hydrocarbons on the difficult project in 3 (three) copies;

one of the documents specified in Item 1-3 of article 36 of the Code, confirming availability on the subsoil plot, at least than one of criteria, stipulated in Item 1-2 articles 36 of the Code;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

10) for receipt of the supplementary agreement to the contract in case of prolongation of the period (periods) of production:

the statement on introduction of amendments to the contract for subsurface use in connection with prolongation of the period (periods) of production in form, according to appendix 8 to these rules;

the supplement to contract signed by uslugopoluchatel providing the prolongation of the period (periods) of production in 3 (three) copies containing:

Excluded

approved by uslugopoluchatel and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the project of mining providing mining during required renewal term of the period (periods) of production;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

11) for receipt of the supplementary agreement to the contract in case of prolongation of the period (periods) of production of uranium:

the statement on introduction of amendments to the contract for subsurface use in connection with prolongation of the period (periods) of production of uranium in form, according to appendix 8 to these rules;

approved as the subsoil user and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations the project of mining of uranium providing mining during required renewal term of the period (periods) of production;

If the contract for date of filing of application on prolongation of the period (periods) of production corresponds to the standard contract existing for date of filing of application on uranium production approved by the service provider in case of prolongation of the period (periods) of production between the subsoil user and the service provider within one month from the date of decision making about prolongation the supplement to contract on uranium production providing prolongation of the period (periods) of production consists.

If the contract for date of filing of application on prolongation of the period (periods) of production does not correspond to the standard contract existing for date of filing of application on uranium production approved by the service provider in case of prolongation of the period (periods) of production between the subsoil user and the service provider within two months from the date of decision making about prolongation the contract for uranium production in the new edition drafted according to the standard contract on uranium production approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 is signed (it is registered in the Register of state registration of regulatory legal acts No. 17140) in 3 (three) copies);

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

12) for receipt of the supplementary agreement to the contract in connection with increase in the site (sites) in subsoil:

the statement on introduction of amendments to the contract for subsurface use in connection with increase or reduction of the site (sites) of subsoil in form, according to appendix 9 to these rules;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies containing the appendix to the contract establishing according to article 110 of the Code the increased site (sites) of subsoil or obligation of uslugopoluchatel on accomplishment of the program of extra works specified in Item 3 of Article 113 and attached to the contract as its integral part;

in case of increase in the site (sites) in subsoil the program of extra works, approved by uslugopoluchatel and containing amounts, the description and terms of performance of works which the uslugopoluchatel shall execute on the required site (sites) of subsoil, in proportion conforming to the minimum requirements on amounts and work types on the site (sites) of subsoil during investigation which were established when obtaining by uslugopoluchatel of the right of subsurface use;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

13) for receipt of the supplementary agreement to the contract for production of uranium in connection with increase in the site (sites) in subsoil:

the statement on introduction of amendments to the contract for subsurface use in connection with increase in the site (sites) in subsoil in form, according to appendix 9 to these rules;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies providing increase in the site (sites) in subsoil;

the report of the competent person on inventories on the required site (sites);

the copy of the positive decision of the service provider, the issued basis of requirements of Article 45 and Item 14 of article 277 of the Code;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

14) for receipt of the supplementary agreement to the contract in connection with reduction of the site (sites) of subsoil:

the statement on introduction of amendments to the contract for subsurface use in connection with reduction of the site (sites) of subsoil in form, according to appendix 9 to these rules;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies containing the appendix to the contract establishing the reduced site (sites) of subsoil according to article 110 of the Code, and attached to the contract as its integral part specified in article 114 of the Code;

the copy of the act of mitigation of consequences of subsurface use on the returned site (sites) of subsoil;

the copy of the positive decision of the service provider, the issued basis of requirements of Article 45 and Item 14 of article 277 of the Code;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

15) for receipt of the supplementary agreement to the contract for production of uranium in connection with reduction of the site (sites) of subsoil:

the statement on introduction of amendments to the contract for subsurface use in connection with reduction of the site (sites) of subsoil in form, according to appendix 9 to these rules;

the copy of the act of mitigation of consequences of subsurface use on the returned site (sites) of subsoil;

the supplement to contract signed by the subsoil user providing reduction of the site (sites) of subsoil in 3 (three) copies;

the copy of the positive decision of the service provider, the issued basis of requirements of Article 45 and Item 14 of article 277 of the Code;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

16) for receipt of the supplementary agreement to the contract for exploration and production or hydrocarbon production in connection with inclusion of investment obligations on the exhausted fields:

the statement on introduction of amendments to the contract for subsurface use in connection with inclusion of investment obligations on the exhausted fields in form, according to appendix 15 to these rules;

approved by uslugopoluchatel and received the positive decisions provided by the Code and other laws of the Republic of Kazakhstan of examinations

the project of development or the analysis of development confirming field compliance to criteria, stipulated in Item 2 articles 153-1 of the Code;

the supplement to contract signed by the subsoil user providing investment obligations on the exhausted fields, stipulated in Item 3 articles 153-1 of the Code in 3 (three) copies if the exhausted field is not selected in the separate contract;

the supplement to contract signed by the subsoil user providing allocation of the subsoil plot including the exhausted field the contract for hydrocarbon production signed by the subsoil user concerning the allocated subsoil plot including the exhausted field and providing investment obligations on the exhausted fields, stipulated in Item 3 articles 153-1 of the Code in 3 (three) copies if the exhausted field is selected in the separate contract according to the subitem 6) of Item 1 of article 115 of the Code;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement;

17) for receipt of the supplementary agreement to the contract in case of allocation of the site (sites) of subsoil:

the statement on introduction of amendments to the contract for subsurface use in connection with allocation of the site (sites) and the period (periods) of production or the period (periods) of production in form, according to appendix 10 to these rules;

the supplement to contract signed by uslugopoluchatel in 3 (three) copies containing the appendix to the contract establishing the reduced main subsoil plot, and also the data specified in article 115 of the Code according to article 110 of the Code;

the contract for exploration and production or hydrocarbon production signed by uslugopoluchatel drafted according to the standard contract approved by the order of the Minister of Energy of the Republic of Kazakhstan of June 11, 2018 No. 233 (it is registered in the Register of state registration of regulatory legal acts No. 17140) in 3 (three) copies;

the copy of the positive decision of the service provider issued based on recommendations of commission of experts;

the originals or notarially attested copies of documents certifying powers of uslugopoluchatel on signing of the statement.

In case of the address through the web portal of "the electronic government" the uslugopoluchatel submits the electronic copies of documents certified by means of the digital signature.

Data on identity documents, state registration (re-registration) of the legal entity, the individual entrepreneur, the contractor of the service provider receives from the corresponding state information systems through lock of "the electronic government".

9.

The bases for refusal in rendering the state service established by the laws of the Republic of Kazakhstan

1) for the supplementary agreement to the contract upon transition of the right of subsurface use and share in the subsurface use right: discrepancy of the statement to requirements of Item 3 of article 40 of the Code; discrepancies of conditions of transition of the right of subsurface use to the issued permission if such transition is performed according to such permission; lack of permission to transition of the right of subsurface use when such permission was required according to the Code; if transition of the right of subsurface use (share in the subsurface use right) is performed on the subsoil plot on which the uslugopoluchatel is forbidden to perform operations on subsurface use or separate work types according to the imposed administrative punishment; if transition of the right of subsurface use (share in the subsurface use right) is prohibited by the Code; if transition of the right of subsurface use (share in the subsurface use right) entails violation of provisions of the international treaties signed by the Republic of Kazakhstan;

2) for receipt of the supplementary agreement to the contract in case of change of data on uslugopoluchatel:

if the statement does not conform to requirements the established Code;

3) for the supplementary agreement to the contract when fixing the site (sites) of production and the preparatory period (the preparatory periods):

availability of the violations of the contract obligations on subsurface use specified in the notification of the service provider which are not eliminated with uslugopoluchatel;

if the statement does not conform to requirements, stipulated in Clause 118 Codes;

4) for the supplementary agreement to the contract when fixing the site (sites) of production and the period (periods) of production:

availability of the violations of the contract obligations on subsurface use specified in the notification of the service provider which are not eliminated with uslugopoluchatel;

if the statement does not conform to requirements, stipulated in Clause 119 Codes;

5) for the supplementary agreement to the contract in case of prolongation of the period (periods) of investigation:

lack of the bases for prolongation of the period of investigation provided by Items 1-3-2 of article 117 of the Code;

availability of the violations of the contract obligations on subsurface use specified in the notification of the service provider which are not eliminated with uslugopoluchatel;

the investigation period was prolonged according to Item 3-2 of article 117 of the Code earlier if prolongation of the period of investigation is requested according to Item 3-2 of article 117 of the Code;

if the statement does not conform to the requirements established by the Code;

6) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to evaluation stage:

if the application is submitted after term, stipulated in Item 2 articles 116 of the Code;

documents, stipulated in Item 3 articles 116 of the Code are not submitted;

7) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to stage of test operation:

if the application is submitted after term, stipulated in Item 2 articles 116 of the Code;

documents, stipulated in Item 4 articles 116 of the Code are not submitted;

8) for receipt of the supplementary agreement to the contract for exploration and production on the difficult project upon transition to the production period:

if the application is submitted after term, stipulated in Item 18-1 article 119 of the Code;

in case of discrepancy of the statement to requirements, stipulated in Clause 118 Codes;

9) for receipt of the supplementary agreement to the contract for exploration and production in connection with transition to conditions of the standard contract to exploration and production on difficult projects in cases, stipulated in Item the 7th Article 116 and Item 40 of article 278 of the Code:

discrepancies of the statement to requirements of article 116 of the Code in case of the conclusion of the supplement to contract on the basis, stipulated in Item the 7th Article 116;

discrepancies of the statement to requirements of Item 40 of article 278 of the Code or not elimination by the applicant or refusal of the applicant of elimination of the notes of competent authority directed according to part seven of Item 40 of article 278 of the Code if the application is submitted according to the specified Item of article 278 of the Code;

10) for receipt of the supplementary agreement to the contract in case of prolongation of the period of production:

if the application is submitted after term, stipulated in Item 2 articles 120 of the Code;

if the project of mining provides development term less requested in the statement for prolongation of the period of production;

in the absence of intention of the service provider to prolong the production period, including in case of not reaching an agreement with uslugopoluchatel on adoption of the obligation by it on implementation of the industrial and innovative project providing production with high value added (more advanced processing and conversion), or other investment obligations, including stipulated in Item the 7th article 119 of the Code;

if the statement does not conform to requirements the established Code;

11) for receipt of the supplementary agreement to the contract in case of prolongation of the period of production of uranium:

if the application is submitted after term, stipulated in Item 2 articles 173 of the Code;

if the statement does not conform to the requirements established by the Code;

if the project of mining provides mining during term smaller, than is requested in the statement;

in the presence of the violations of the contract obligations on production of uranium specified in the notification of the service provider which are not eliminated with the subsoil user;

in the absence of intention of the service provider to prolong the uranium production period;

12) for the supplementary agreement to the contract in case of increase in the site (sites) in subsoil:

non-compliance with the conditions established in Item 1 of article 113 of the Code;

if the statement does not conform to the requirements established by the Code;

13) for receipt of the supplementary agreement to the contract for production of uranium in case of increase in the subsoil plot:

if the statement does not conform to the requirements established by the Code;

non-compliance with the conditions established in Item 1 of article 169 of the Code;

14) for receipt of the supplementary agreement to the contract in case of reduction of the subsoil plot:

if the statement does not conform to the requirements established by the Code;

non-compliance with the conditions established in Item 1 of article 114 of the Code;

15) for receipt of the supplementary agreement to the contract on production of uranium in case of reduction of the subsoil plot:

if the statement does not conform to the requirements established by the Code;

non-compliance with the conditions established in Item 1 of article 170 of the Code;

16) for receipt of the supplementary agreement to the contract for exploration and production or hydrocarbon production in connection with inclusion of investment obligations on the exhausted fields:

the field does not correspond to criterion of the exhausted fields, stipulated in Item 2 articles 153-1 of the Code;

17) for receipt of the supplementary agreement to the contract in case of allocation of the subsoil plot:

the conditions established in article 115 of the Code are not complied;

if the statement does not conform to the requirements established by the Code.

10.

Other requirements taking into account features of rendering the state service including rendered electronically and through the State corporation

1) Uslugopoluchatel has possibility of receipt of the state service electronically through the web portal of "the electronic government" under condition availability of the digital signature;

2) addresses of places of rendering the state service are placed on: 010000, city of Astana, Prospekt Kabangbai of the batyr, 19, block "A", phone: 8 (7172) 78-68-01.

3) contact telephone numbers of service desks concerning rendering the state service are specified on the www.gov.kz Internet resource, in the Section "Department of Energy" in the subsection "Services". Single contact center concerning rendering the state services 1414, 8 800 080 7777.