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Ministry of Justice of Ukraine

February 12, 2024

No. 210/41555

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of January 26, 2024 No. 105

About approval of Changes in the Procedure for issue, suspension of action and cancellation of the license for implementation of professional activity in the capital markets

According to Item 13 parts one of article 8 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", the Law of Ukraine "About ministerial procedure", the Law of Ukraine "About joint-stock companies", the Law of Ukraine "About financial services and finance companies" the National commission on securities and the stock market SOLVED:

1. Approve Changes in the Procedure for issue, suspension of the action and cancellation of the license for implementation of professional activity in the capital markets approved by the decision of the National commission on securities and the stock market of October 21, 2021 No. 982, registered in the Ministry of Justice of Ukraine on December 03, 2021 at No. 1563/37185, which are applied.

2. To department of methodology of regulation of professional participants of the security market (Kozlovskaya I.) provide:

submission of this decision for implementation of examination on compliance of the Convention on human rights protection and fundamental freedoms of 1950 and to protocols to it in the Secretariat of the representative for cases of the European Court of Human Rights of the Ministry of Justice of Ukraine;

submission of this decision on state registration in the Ministry of Justice of Ukraine;

promulgation of this decision on the official website of the National commission on securities and the stock market.

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