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DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of October 16, 2024 No. 09/21/1269/K03

About approval of the Regulations on features of acquisition by foreign legal entities of the status of the professional participant of the capital markets and the organized goods markets

According to Item of 1 part one of article 7 of the Law of Ukraine "About state regulation of the capital markets and the organized goods markets", Article part one paragraph two 44, of the paragraph of the fourth of part one of Article 51, of Article part seven 58, of part of the twenty seventh article 71 of the Law of Ukraine "About the capital markets and the organized goods markets", for the purpose of settlement, the capital markets connected with acquisition by foreign legal entities of the status of the professional participant and the organized goods markets and receipt by foreign legal entities of licenses for implementation of certain type of professional activity in the capital markets and the organized goods markets, the National commission on securities and the stock market SOLVED:

1. Approve Regulations on features of acquisition by foreign legal entities of the status of the professional participant of the capital markets and the organized goods markets (further - the Provision) which are applied.

2. To provide to department of methodology of regulation of professional participants of the security market submission of this decision on state registration in the Ministry of Justice of Ukraine.

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