RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of February 20, 2025 No. 4

About introduction of amendments to some resolutions of Board of National Bank of the Republic of Kazakhstan

The board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the List of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes, according to appendix to this resolution are made.

2. To provide to department of paying balance of National Bank of the Republic of Kazakhstan in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department of National Bank of the Republic of Kazakhstan state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of National Bank of the Republic of Kazakhstan of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of National Bank of the Republic of Kazakhstan.

4. This resolution becomes effective after ten calendar days after day of its first official publication.

It is approved Bureau of national statistics of the Agency on strategic planning and reforms of the Republic of Kazakhstan

It is approved Ministry of Foreign Affairs of the Republic of Kazakhstan

It is approved Ministry of Finance of the Republic of Kazakhstan

Appendix

to the Resolution of the Chairman of National Bank of the Republic of Kazakhstan of February 20, 2025 No. 4

The list of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes are made

1. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of November 29, 2018 No. 294 "About approval of Rules of monitoring of sources of the demand and supply in the domestic foreign exchange market of the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 18214) the following changes:

in Rules of monitoring of the sources of the demand and supply in the domestic foreign exchange market of the Republic of Kazakhstan approved by the specified resolution:

state Item 8 in the following edition:

"8. Banks monthly submit in National Bank the reports provided by subitems 1), 2), 3), 4) and 6) of Item 6 of Rules till 10 (tenth) (inclusive) the month following the accounting period.

Professional participants monthly submit in National Bank the report provided by the subitem 5) of Item 6 of Rules till 10 (tenth) (inclusive) the month following the accounting period.";

1, of 2, of 3, of 4, 5 and 6 to state appendices in edition according to appendices 1, of 2, of 3, of 4, 5 and 6 to the List of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes are made (further – the List).

2. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of March 30, 2019 No. 40 "About approval of Rules of implementation of currency transactions in the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 18512) the following changes:

in Rules of implementation of the currency transactions in the Republic of Kazakhstan approved by the specified resolution:

state Item 8-1 in the following edition:

"8-1. The authorized bank monthly to 10 (tenth) (inclusive) the month following the accounting period submits in central office of National Bank the report on the performed currency transactions on form according to appendix 9 to Rules of monitoring of currency transactions.

The report on the performed currency transactions includes the currency transactions including which are carried out at the request of the client:

1) the amount of which is equal or exceeds fifty thousand US dollars in equivalent and transaction on non-cash purchase and (or) sale of foreign currency at the request of the client irrespective of the amount of such transaction (for legal entities);

2) the amount of which is equal or exceeds ten thousand US dollars in equivalent, and transaction on non-cash purchase and (or) sale of foreign currency at the request of the client which amount is equal or exceeds one thousand US dollars in equivalent (for physical persons).

For the purposes of reflection in the report on the performed currency transactions of information on currency transaction which currency of carrying out differs from US dollar the equivalent of the amount of such currency transaction is calculated with use of the market rate of currency exchange on the date of its carrying out.";

state Items 16-2, 16-3 and 16-4 in the following edition:

"16-2. Treat currency transactions which carrying out can be directed to evasion from fulfillment of requirements of the foreign exchange legislation of the Republic of Kazakhstan:

1) payments and (or) money transfers of one person for calendar month under two or more currency contracts signed with the same nonresident for the total amount exceeding threshold value over which such currency agreements are subject to assignment of accounting number;

2) transactions of the nonresident on purchase in one authorized bank in one working day of non-cash foreign currency for national currency on the amount exceeding fifty thousand US dollars in equivalent if the source of origin of money in national currency is not connected with receipt of money by the nonresident from sales of goods (performance of works, rendering services) to resident, sales of other financial assets for national currency, receipt of dividends in national currency from activities in the territory of the Republic of Kazakhstan, return by bodies of state revenues of the taxes which are earlier paid by the nonresident and other obligatory payments in the budget and other economically reasonable sources of origin of national currency.

16-3. When carrying out the currency transactions specified in Items 16-1 and 16 - 2 Rules, the resident represents to authorized bank permission to information transfer about this payment and (or) money transfer in bodies of currency exchange control and law enforcement agencies.

The client of authorized bank who is the resident or the nonresident, performing currency transactions upon the demand of authorized bank submits the documents and information necessary for authorized bank for carrying out monitoring and studying of transaction according to requirements of the Law of the Republic of Kazakhstan "About counteraction of legalization (washing) of income gained in the criminal way and to terrorism financing" (further – the Law on PODFT).

16-4. When carrying out the currency transactions specified in Items 16-1 and 16 - 2 Rules, the authorized bank carries out monitoring and studying of such transaction according to the program of monitoring and studying of transactions of clients provided by the rules of internal control developed and accepted according to article 11 of the Law on PODFT.".

3. Bring in the resolution of Board of National Bank of the Republic of Kazakhstan of April 10, 2019 No. 64 "About approval of Rules of monitoring of currency transactions in the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 18544) the following changes:

in Rules of monitoring of the currency transactions in the Republic of Kazakhstan approved by the specified resolution:

state Item 34 in the following edition:

"34. The authorized bank monthly to 10 (tenth) (inclusive) the month following the accounting period submits in central office of National Bank the report on the performed currency transactions, including at the request of the client, in form according to appendix 9 to Rules.

Threshold value concerning the amount of currency transaction for reflection in the report is determined by Item 8-1 of Rules of implementation of the currency transactions in the Republic of Kazakhstan approved by the resolution of Board of National Bank of the Republic of Kazakhstan of March 30, 2019 No. 40 "About approval of Rules of implementation of currency transactions in the Republic of Kazakhstan" (it is registered in the Register of state registration of regulatory legal acts at No. 18512).

For the purpose of refining of circumstances of making of currency transactions the authorized bank at the request of National Bank represents the copy of the currency agreement.";

state appendix 9 in edition according to appendix 7 to the List.

Appendix 1

to the List of some resolutions of Board of National Bank of the Republic of Kazakhstan to which changes are made

Appendix 1

to Rules of monitoring of sources of the demand and supply in the domestic foreign exchange market of the Republic of Kazakhstan

The form intended for collection of administrative data

It is represented: in National Bank of the Republic of Kazakhstan

The form intended for collection of administrative data on a grant basis is placed on Internet resource: www.nationalbank.kz

Name of administrative form: the summary report on movement of money in foreign currency according to bank accounts of clients and transfers without opening and (or) use of the bank account

Index of the form intended for collection of administrative data on a grant basis: 1-INV

Frequency: monthly

Accounting period: as of "____" __________ 20 ____ years

The group of people, representing the form intended for collection of administrative data on a grant basis: banks of the second level, Development Bank of Kazakhstan joint-stock company, Kazpochta joint-stock company

The term of representation of the form intended for collection of administrative data on a grant basis: monthly to 10 (tenth) (inclusive) the month following the accounting period

BIN: _______________________

Collection method: in electronic form

in tenge

№	Name of indicator	Code of line	In total	residents		nonresidents
				including on transactions: with		including on transactions: with
				residents	nonresidents	residents	nonresidents
And	B	In	1	2	3	4	5
Section 1. Receipt of foreign currency for benefit of clients
1	In total	10000
2	including:
3	payments and money transfers of counterpartners on bank accounts:	11000
4	physical persons	11100
5	legal entities	11200
6	including on transactions:
7	sales of goods and intangible assets	11210
8	provision of services	11220
9	receipt of the main amount of debt and the income on the issued loans	11230
10	attraction of loans	11240
11	transactions with securities, bills and the fees providing equity participation:	11250

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