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RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of December 3, 2024 No. 56/5

About approval of the Regulations on procedure for application and execution of punishments concerning service providers of collective financing and/or their officials

Based on part (3) article 44 of the Law on services of collective financing No. 181/2023 (The official monitor of the Republic of Moldova, 2023, No. 272 - 273, the Art. 470) the National commission on the DECIDES: financial market

1. Approve Regulations on procedure for application and execution of punishments concerning service providers of collective financing and/or their officials it (is applied).

2. This resolution becomes effective from the date of publication in the Official monitor of the Republic of Moldova.

Chairman

To Dumitr Budiyanski

Approved by the Resolution of the National commission on the financial market of the Republic of Moldova of December 3, 2024 No. 56/5

Regulations on procedure for application and execution of punishments concerning service providers of collective financing and/or their officials

Chapter I. General provisions

1. The regulations on procedure for application and execution of punishments concerning service providers of collective financing and/or their officials (further - the Provision), are developed for the purpose of streamlining of supervision of activities of service providers of collective financing (further - the supplier), prevention of violation of legitimate rights and interests of investors, developers of projects and debtors consumers and ensuring compliance with the legislation by suppliers of requirements.

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