THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of March 31, 2026 No. 30

About approval of Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent

According to Item 3 of article 9-5 of the Law of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the enclosed Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent (further - Rules).

2. Recognize invalid the resolution of Board of National Bank of the Republic of Kazakhstan, and also structural elements of some resolutions of Board of National Bank of the Republic of Kazakhstan, Agency of the Republic of Kazakhstan on regulation and development of the financial market in the list according to appendix to this resolution.

3. To provide to department of bank regulation in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of the Agency of the Republic of Kazakhstan on regulation and development of the financial market after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of data on execution of the action provided by the subitem 2) of this Item.

4. To impose control of execution of this resolution on the supervising vice-chairman of the Agency of the Republic of Kazakhstan on regulation and development of the financial market.

5. This resolution becomes effective after sixty calendar days after day of its first official publication.

Suspend till July 12, 2026:

1) parts two of Item 1 of Rules, having determined what during suspension is effective in the following edition:

"Information on the made changes and (or) additions in Rules is placed on official Internet resource of authorized body, goes to the operator of information and communication infrastructure of "the electronic government" and Single contact center within 3 (three) working days from approval date or change of the corresponding regulatory legal act.";

2) Item 2 of Rules, having determined what during suspension is effective in the following edition:

"2. In Rules the concepts applied in the values specified in the Law on state regulation, the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" (further – the Law on banks), the Law of the Republic of Kazakhstan "About insurance activity" (further – the Law on insurance activity), the Law of the Republic of Kazakhstan "About the security market" (further – the Law on the security market), the Law on the state and socially responsible services, the Law on permissions and notifications, the Laws of the Republic of Kazakhstan "About the electronic document and the digital signature" and "About informatization are used".";

3) parts one of item 4 of Rules, having determined what during suspension is effective in the following edition:

"4. The statement for acquisition of the status of the large member of bank, the insurance (reinsurance) organization, the managing director of investment portfolio (for physical persons) in form according to appendix 2 to Rules with appendix of required documents and data is provided in authorized body in electronic form by means of the web portal of "the electronic government" www.egov.kz (further - the portal).";

4) parts one of Item 7 of Rules, having determined what during suspension is effective in the following edition:

"7. The authorized body receives from the information systems used for rendering the state services, or service of digital documents of the data, specified in documents:

proving the identity of the physical person - the resident of the Republic of Kazakhstan;

confirming absence at the physical person - the resident of the Republic of Kazakhstan of not removed or unspent conviction;

about state registration (re-registration) of the legal entity - the resident of the Republic of Kazakhstan.";

5) Item 13 of Rules, having determined what during suspension is effective in the following edition:

"13. Information on stage of rendering the state service is updated in the automatic mode in information system of monitoring of rendering the state services.";

6) Item 2 of appendix 1 to Rules, having determined what during suspension is effective in the following edition:

"

";

7) the paragraph of the fiftieth Item 8 of appendix 1 to Rules, having determined what during suspension is effective in the following edition:

"The information on documents of state registration (re-registration) of the legal entity is provided to the service provider from the corresponding state information systems through lock of "the electronic government".";

8) the paragraph of the seventh appendix 2 to Rules, having determined what during suspension is effective in the following edition:

"I provide the consent to collection and processing of the personal data and to use of the data which are the secret protected by the law, containing in information systems.";

9) the paragraph of the twentieth third appendix 3 to Rules, having determined what during suspension is effective in the following edition:

"I provide the consent to collection and processing of the personal data and to use of the data which are the secret protected by the law, containing in information systems.";

10) the paragraph of the third Item 18 of appendix 6 to Rules, having determined what during suspension is effective in the following edition:

"I provide the consent to collection and processing of the personal data and to use of the data which are the secret protected by the law, containing in information systems.".

Approved by the Resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market of March 31, 2026 No. 30

Rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent

Chapter 1. General provisions

1. These rules of issue, withdrawal of consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio and requirements to the documents submitted for receipt of the specified consent (further – Rules), articles 10, the subitem 1) of Article 11 and subitem 9-1) of article 12 of the Law of the Republic of Kazakhstan "About state regulation, control and supervision of the financial market and the financial organizations" (further – the Law on state regulation), the subitem 1) of article 10 of the Law of the Republic of Kazakhstan "About the state and socially responsible services" are drafted according to Item 3 of Article 9-5, the subitem 1) (further – the Law on the state and socially responsible services), Item 2 of article 12 of the Law of the Republic of Kazakhstan "About permissions and notifications" (further – the Law on permissions and notifications) also establish procedure for issue to physical persons and legal entities (further – the applicant, uslugopoluchatel), response authorized body on regulation, control and supervision of the financial market and the financial organizations (further – authorized body, the service provider) the consent to acquisition of the status of the large member of bank, bank holding, the large member of the insurance (reinsurance) organization, insurance holding, the large member of the managing director of investment portfolio (further – the large member of the financial organization, bank or insurance holding) and requirements to the documents submitted for receipt of the specified consent.

Information on the made changes and (or) additions in Rules is placed on official Internet resource of authorized body, goes to the operator of digital infrastructure of "the digital government" and Single contact center within 3 (three) working days from approval date or change of the corresponding regulatory legal act.

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