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THE RESOLUTION OF BOARD OF THE AGENCY OF THE REPUBLIC OF KAZAKHSTAN ON REGULATION AND DEVELOPMENT OF THE FINANCIAL MARKET

of April 17, 2026 No. 70

About approval of Rules of acquisition and the list of financial instruments with which banks with the universal banking license, banks with the basic banking license, Islamic banks, branches of nonresident banks of the Republic of Kazakhstan, branches of Islamic nonresident banks of the Republic of Kazakhstan perform dealer activities and broker activities in the security market

According to part three of Item 5 and Item 6 of article 22 of the Law of the Republic of Kazakhstan "About banks and banking activity in the Republic of Kazakhstan" Board of the Agency of the Republic of Kazakhstan on regulation and development of the DECIDES: financial market

1. Approve the enclosed Rules of acquisition and the list of financial instruments with which banks with the universal banking license, banks with the basic banking license, Islamic banks, branches of nonresident banks of the Republic of Kazakhstan, branches of Islamic nonresident banks of the Republic of Kazakhstan perform dealer activities and broker activities in the security market.

2. Recognize invalid some resolutions of Board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations, the resolution of Board of National Bank of the Republic of Kazakhstan and the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market, and also structural elements of some resolutions of Board of National Bank of the Republic of Kazakhstan and the resolution of Board of the Agency of the Republic of Kazakhstan on regulation and development of the financial market in the list according to appendix to this resolution.

3. To provide to department of methodology and prudential regulation of the financial organizations in the procedure established by the legislation of the Republic of Kazakhstan:

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