INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of March 25, 2026 No. 7308-U

About modification of the Provision of the Bank of Russia of December 26, 2017 No. 622-P

Based on the subitem 7 of Item 1 of Article 4. 1, Item 13 of article 32.1 of the Law of the Russian Federation of November 27, 1992 No. 4015-I "About the organization of insurance case in the Russian Federation", Item 5 of article 4.1 of the Federal Law of May 7, 1998 No. 75-FZ "About non-state pension funds", Item 5 of article 38.1 of the Federal Law of November 29, 2001 No. 156-FZ "About investment funds", Item 2, paragraphs two - the seventh Item 15 of article 1 of the Federal Law of December 10, 2003 No. 172-FZ "About modification and amendments in the Law of the Russian Federation "About the organization of insurance case in the Russian Federation" and recognition voided some legal acts of the Russian Federation", Item 5 of part 1 of article 44 of the Federal Law of December 23, 2003 No. 177-FZ "About deposit insurance in banks of the Russian Federation", parts 5 of article 4.3 of the Federal Law of July 2, 2010 No. 151-FZ "About microfinancial activities and the microfinancial organizations", the paragraph of the fifth subitem "an" of Item 5 of article 1 of the Federal Law of July 23, 2013 No. 234-FZ "About introduction of amendments to the Law of the Russian Federation "About the organization of insurance case in the Russian Federation" and the subitem "o" of Item 3 of Article 2, Item 1 of Article 3, Item 3 of Article 5, item 4 of article 8 of the Federal Law of July 29, 2017 No. 281-FZ "About modification of separate legal acts of the Russian Federation regarding enhancement of mandatory requirements to founders (participants), governing bodies and officials of the financial organizations":

1. Bring in the Provision of the Bank of Russia of December 26, 2017 No. 622-P "About procedure for disclosure of information on persons, under control or considerable influence of which there are participating banks of system of compulsory deposit insurance of physical persons in banks of the Russian Federation, and also about procedure for disclosure and submission to the Bank of Russia of information on structure and shareholding structure (participants) of non-state pension funds, insurance companies, managing companies, microfinance companies, including about persons, under control or considerable influence of which they are" <1> following of change:

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<1> It is registered by the Ministry of Justice of the Russian Federation on March 20, 2018, registration No. 50423, with the changes made by the Instruction of the Bank of Russia of April 8, 2020 No. 5432-U (it is registered by the Ministry of Justice of the Russian Federation on May 21, 2020, registration No. 58426).

1.1. In Item 1:

1.1.1. In subitem 1.3:

paragraphs of the seventh - the ninth to recognize invalid;

add with the paragraph of the following content:

"Credit institutions (NFO) represent to the Bank of Russia provided by subitems 1.1 - 1.5, 1.8, 1.11 these Items documents (information) in the form of electronic documents according to the order of interaction established by the regulation of the Bank of Russia adopted based on Article 9. 2, parts one and fourth Article 73. 1, parts one, third, sixth and eighth Article 76. 9, parts one, third, sixth and eighth article 76.9-11 of the Federal Law of July 10, 2002 No. 86-FZ "About the Central bank the Russian Federation (Bank of Russia)" (further - the Federal Law "About the Central Bank Russian Federation (Bank of Russia)"), parts 1, 4, the 5 and 7 article 35.1 of the Federal Law of June 27, 2011 No. 161-FZ "About national payment system" (further - order of interaction).".

1.1.2. In subitem 1.4:

to state the paragraph of the seventh in the following edition:

"In the absence of the bases for refusal in placement on the official site of the Bank of Russia of information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO), the Bank of Russia no later than twenty working days from receipt date of information and (or) the supporting documents submitted according to subitems 1.1 in time - 1. 3, 1.5 this provision, send to credit institution (NFO) in electronic form according to order of interaction information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO), containing the data given in appendix 13 to this Provision.";

add with paragraphs of the following content:

"The credit institution (NFO) within ten working days from the date of receipt of information sent by the Bank of Russia according to the paragraph to the seventh this subitem directs consent with this information constituted in any form to the Bank of Russia or represents additional data and documents confirming these data (in case of need modification of information sent by the Bank of Russia according to the paragraph to the seventh this subitem).

In case of receipt of consent of credit institution (NFO) with information sent by the Bank of Russia according to the paragraph to the seventh this subitem, the Bank of Russia in time no later than five working days from receipt date of consent places this information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO) on the official site of the Bank of Russia.

In case of need modification of information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO), sent by the Bank of Russia according to the paragraph to the seventh this subitem, in connection with receipt from credit institution (NFO) of additional data and the documents confirming these data the Bank of Russia in time no later than ten working days from receipt date of the specified data and documents makes changes to information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO), sent according to the paragraph to the seventh this subitem, also posts this information on the official site of the Bank of Russia.

In case of the direction credit institution (NFO) of data, the specified in paragraph eight of this subitem, and non-presentation of the documents confirming the specified data, the Bank of Russia in time no later than ten working days from the date of their receipt sends to credit institution (NFO) in electronic form according to order of interaction the letter on lack of the bases for modification of information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO), sent by the Bank of Russia according to the paragraph to the seventh this subitem, and about placement of this information on the official site of the Bank of Russia. After five working days after date of the direction in credit institution (NFO) of the specified letter the Bank of Russia places information on persons, under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO) on the official site of the Bank of Russia.".

1.1.3. In subitem 1.5:

in paragraphs one and the second to exclude the words "the notification constituted in any form containing list of the made changes and";

paragraphs third - the eleventh to recognize invalid.

1.1.4. Recognize subitems 1.6 and 1.7 invalid.

1.2. Add with appendix 13 in edition of appendix to this Instruction.

2. This Instruction is subject to official publication and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of March 20, 2026 No. PSD-8) become effective since January 1, 2027.

Appendix

to the Instruction of the Bank of Russia of March 25, 2026 No. 7308-U "About modification of the Provision of the Bank of Russia of December 26, 2017 No. 622-P"

"Appendix 13

to the Provision of the Bank of Russia of December 26, 2017 No. 622-P "About procedure for disclosure of information on persons, under control or considerable influence of which there are participating banks of system of compulsory deposit insurance of physical persons in banks of the Russian Federation, and also about procedure for disclosure and submission to the Bank of Russia of information on structure and shareholding structure (participants) of non-state pension funds, insurance companies, managing companies, microfinance companies, including about persons, under control or considerable influence of which they are"

The data containing in information on persons under control or considerable influence of which there is credit institution (information on structure and shareholding structure (participants) of NFO, including on persons, under control or considerable influence of which there is NFO)

1. General information:

1.1. The number of persons under whose control there is credit institution (NFO).

1.2. The number of persons under whose considerable influence there is credit institution (NFO).

2. Data which can exert impact on activities of credit institution (NFO):

2.1. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons to whom the Bank of Russia sends the instructions provided by parts eleven - the thirteenth article 61 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", Item 3 of article 4.1 of the Federal law "About Non-state Pension Funds", Item 10.2 of article 32.1 of the Law of the Russian Federation "About the organization of insurance case in the Russian Federation", Item 3 of article 38.1 of the Federal law "About Investment Funds", part 3 of article 4.3 of the Federal law "About Microfinancial Activities and the Microfinancial Organizations", in connection with establishment of unsatisfactory financial position and (or) the facts of discrepancy to requirements to goodwill.

2.2. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons to whom the Bank of Russia sends the instructions provided by part one of article 11.3 of the Federal law "About Banks and Banking Activity" (to editions of the Federal Law of February 3, 1996 No. 17-FZ), by Article part thirteen 74, part ten of article 76.9-2 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", Item 31 of article 7 of the Federal law "About Non-state Pension Funds", Item 10 of article 32.10 of the Law of the Russian Federation "About the organization of insurance case in the Russian Federation", Item 10 of article 38.2 of the Federal law "About Investment Funds", part 10 of article 4.4 of the Federal law "About Microfinancial Activities and the Microfinancial Organizations", in connection with violation of requirements about receipt of prior consent or the subsequent approval of the Bank of Russia on transaction (transactions), directed (directed) on share acquisition (shares), establishment of control concerning shareholders (participants) of credit institution (NFO) and (or) procedure for disclosure of information on persons, under control or considerable influence of which there is credit institution, according to the Federal Law "About Deposit Insurance in Banks of the Russian Federation".

2.3. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons recognized as insolvent (bankrupts).

2.4. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons who are residents of foreign states and the territories, included in the list of the foreign states and the territories making concerning the Russian Federation, the Russian legal entities and physical persons unfriendly actions, No. 430-r approved by the order of the Government of the Russian Federation of March 5, 2022.

2.5. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons who are residents of the states or the territories, providing preferential tax regime of the taxation and (or) not providing disclosure and provisions of information when carrying out financial transactions (offshore zones) which list affirms the Ministry of Finance of the Russian Federation based on the subitem 1 of Item 3 of article 284 of the Tax Code of the Russian Federation.

2.6. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons at whom it was withdrawn the license for activities in the financial market or data about which were excluded from the register of the financial organizations of the corresponding type for violation of the Federal Laws, regulations of the Bank of Russia (is cancelled).

3. Data on availability of factors which influence the list of persons under control or considerable influence of which there is credit institution (NFO):

3.1. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons who did not perform the requirement about the direction of the obligatory offer on share acquisition or the issued securities converted into such shares, to shareholders and owners of such securities according to article 84.2 of the Federal Law of December 26, 1995 No. 208-FZ "About joint-stock companies".

3.2. Availability on balance of credit institution (NFO) and (or) persons, data on whom are included in the List, the List 1, the List 2 and the Scheme, the Scheme 1, the Scheme 2, of own shares (shares).

3.3. Obtaining by persons who hold preferred shares and data about which are included in the List, the List 1, the List 2 and the Scheme, the Scheme 1, the Scheme 2, of voting power in case of decision making by general shareholder meeting on all questions which are within its competence according to Item 5 of article 32 of the Federal Law of December 26, 1995 No. 208-FZ "About joint-stock companies".

3.4. Availability in the charter of credit institution (NFO) and (or) charters of persons, data on which are included in the List, the List 1, the List 2 and the Scheme, the Scheme 1, the Scheme 2, of regulations on procedure for determination of poll of members of non-public economic society in case of decision making by general meeting of the members of non-public economic society included in the charter according to the paragraph the second Item 1 of Article 66 of the Civil code of the Russian Federation (the paragraph the sixth Item 1 of article 32 of the Federal Law of February 8, 1998 No. 14-FZ "About limited liability companies").

3.5. Availability of corporate contracts between persons, data on whom are included in the List, the List 1, the List 2 and the Scheme, the Scheme 1, the Scheme 2, according to which they shall vote definitely at general meeting of shareholders (participants) or in coordination perform other actions for management of credit institution (NFO).

3.6. Availability in the List, the List 1, the List 2 and the Scheme, the Scheme 1, to the Scheme of 2 information about persons whose shareholder right (participants) in case of decision making by general meeting of shareholders (participants) of society according to the agreement of pledge of securities (share in the authorized capital of society) are performed by the pawnbroker.".

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