RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of April 10, 2026 No. 36

About approval of Rules of submission of the reporting by operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets in National Bank of the Republic of Kazakhstan

According to the subitem 5) of part two of Item 1 of article 4 of the Law of the Republic of Kazakhstan "About digital assets in the Republic of Kazakhstan", the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of submission of the reporting as operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets in National Bank of the Republic of Kazakhstan (further – Rules).

2. To provide to department of payment systems and digital financial technologies of National Bank of the Republic of Kazakhstan in the procedure established by the legislation of the Republic of Kazakhstan:

1) together with Legal department of National Bank of the Republic of Kazakhstan state registration of this resolution in the Ministry of Justice of the Republic of Kazakhstan;

2) placement of this resolution on official Internet resource of National Bank of the Republic of Kazakhstan after its official publication;

3) within ten working days after state registration of this resolution submission to Legal department of National Bank of the Republic of Kazakhstan of data on execution of the action provided by the subitem 2) of this Item.

3. To impose control of execution of this resolution on the supervising vice-chairman of National Bank of the Republic of Kazakhstan.

4. This resolution becomes effective since May 1, 2026 and is subject to official publication.

Suspend Item 3 of Rules till July 12, 2026, having determined that during suspension this Item is effective in the following edition:

"3. Operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets (further – Subjects) submit in National Bank reports by electronic method by means of use of information systems with observance of procedures of confirmation by the digital signature.".

Approved by the Resolution of the Chairman of National Bank of the Republic of Kazakhstan of April 10, 2026 No. 36

Rules of submission of the reporting by operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets in National Bank of the Republic of Kazakhstan

Chapter 1. General provisions

1. Rules of submission of the reporting by operators of exchange of unsecured digital assets, by operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets in National Bank of the Republic of Kazakhstan (further – Rules) parts two of Item 1 of article 4 of the Law of the Republic of Kazakhstan "About digital assets in the Republic of Kazakhstan" (further – the Law on digital assets), the subitem 2) of Item 3 of article 16 of the Law of the Republic of Kazakhstan "About the state statistics" are developed according to the subitem 5) and determine procedure for submission of the reporting, including forms, frequency and terms of its representation, operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets as which underlying asset money acts (стейблкоин) (further – issuers of digital financial assets), in National Bank of the Republic of Kazakhstan (further – National Bank).

2. The concepts and terms used in Rules are applied in the values specified in the Law on digital assets.

For the purposes of Rules also following concepts are used:

1) the smart contract – the agreement providing automatic exercise of the conditions which are in advance approved by the parties in case of approach of certain circumstances by means of use of digital technologies;

2) the address of the smart contract of digital asset – the unique identifier in the blokcheena which specifies the specific smart contract of digital asset.

3. Operators of exchange of unsecured digital assets, operators of platform of digital financial assets, operators of trade platform of digital assets, issuers of digital financial assets (further – Subjects) submit in National Bank reports by electronic method by means of use of digital systems with observance of procedures of confirmation by the digital signature.

4. The reporting certified by the digital signature of the head Subjekt or person to who function on signing of the report, and the contractor is assigned is stored in electronic format.

5. Completeness and accuracy of the data in the reporting are provided with the head Subjekta or person to who function on signing of the report is assigned.

Chapter 2. Procedure for submission of the reporting

6. The reporting is submitted in National Bank monthly to 10 (tenth) (inclusive) the month following the accounting period as of the end of month under report:

1) the operator of exchange of unsecured digital assets submits the operations statement, the unsecured digital assets which are carried out by operators of exchange, in form according to appendix 1 to Rules;

2) the operator of platform of digital financial assets submits reports on the following forms:

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