INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FDERATION

of February 9, 2009 No. 2181-U

About the Procedure for submission by credit institutions of information and documents to authorized representatives of the Bank of Russia

This Instruction based on article 76 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)" (The Russian Federation Code, 2002, No. 28, Art. 2790; "The Russian newspaper" of December 31, 2008) and according to the solution of the Board of directors of the Bank of Russia (the minutes of the Board of directors of the Bank of Russia of February 9, 2009 No. 4) establish procedure for submission by credit institutions of information and documents to authorized representatives of the Bank of Russia.

1. During implementation of activities of the authorized representative of the Bank of Russia the head of credit institution (sole executive body or its deputies, members of collegiate executive body) shall represent to the authorized representative of the Bank of Russia (the head of group of authorized representatives of the Bank of Russia or the member of group determined by it) (further - the authorized representative of the Bank of Russia) appointed in credit institution according to the Instruction of the Bank of Russia of September 6, 2013 No. 3057-U "About procedure for appointment of authorized representatives of the Bank of Russia in case, stipulated in Item 7 parts one of article 76 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", implementation by them of activities and the termination of implementation of the activities by them" the registered Ministry of Justice of the Russian Federation on December 20, 2013 No. 30689 ("the Bulletin of the Bank of Russia" of December 25, 2013 No. 78), and the Instruction of the Bank of Russia of February 9, 2009 No. 2182-U "About procedure for appointment of authorized representatives of the Bank of Russia in the cases provided by Items 1 - 6 parts one of article 76 of the Federal law "About the Central Bank Russian Federation (Bank of Russia)", implementation by them of activities and the termination of implementation of the activities by them", the registered Ministry of Justice of the Russian Federation on February 18, 2009 No. 13381, on December 24, 2013 No. 30752 ("the Bulletin of the Bank of Russia" of February 20, 2009 No. 11, of December 30, 2013 No. 81), on its request information and documents on the planned to implementation and perfective aspects of transactions (transactions):

1.1. Connected with the conveyance of real property of credit institution in lease, pledge, with its introduction as deposits to the authorized capital of the third parties, with the order such property otherwise, and also connected with replacement of the real estate which is in pledge at credit institution by other subject of pledge or other type of providing;

1.2. Connected with the order other property of credit institution, including the assets which are providing the credits of the Bank of Russia including assets on which there are counter obligations of credit institution to the organization - the borrower, with obtaining and issuance of credits and loans (including the credits of the Bank of Russia), issue of guarantees and guarantees, concession of the rights of requirements, acceptance and forgiveness of debt, innovation, compensation, and also with organization of trust management;

1.3. The obligations connected with execution on the obtained credits (loans) (including to the credits of the Bank of Russia), to deposits, purchase and sale agreements with making is later than reversing transaction, and also according to other transactions;

1.4. Connected with money transfer in foreign banks;

1.5. With the persons interested or affiliated concerning credit institution determined according to the Federal Law or with persons concerning whom the credit institution according to the Federal Law is interested person, or with persons concerning whom the credit institution has opportunity directly or indirectly (through the third party) to have significant effect on the decisions made by their governing bodies or with persons who have opportunity directly or indirectly (through the third party) to have significant effect on the decisions made by governing bodies of credit institution;

1.6. Ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 25.11.2013 No. 3122-U

2. The head of credit institution shall represent to the authorized representative of the Bank of Russia on its request also information on amount of remuneration paid by credit institution to individual and joint executive bodies and also information and documents which concern activities of credit institution concerning crediting, including about the performed and planned amounts of crediting and its conditions, and concerning provision of guarantees, asset-liability management (requirements and obligations), namely:

balance with use of form of the reporting 0409101 "The turnover sheet on accounts of financial accounting of the credit institution" established by the Instruction of the Bank of Russia of November 12, 2009 No. 2332-U "About the list, forms and procedure for creation and representation of forms of the reporting of credit institutions in the Central bank of the Russian Federation" the registered Ministry of Justice of the Russian Federation on December 16, 2009 No. 15615, on June 18, 2010 No. 17590, on December 22, 2010 No. 19313, on June 20, 2011 No. 21060, on December 16, 2011 No. 22650, on July 10, 2012 No. 24863, on September 20, 2012 No. 25499, on December 20, 2012 No. 26203, on March 29, 2013 No. 27926, on June 14, 2013 No. 28809 ("the Bulletin of the Bank of Russia" of December 25, 2009 No. 75-76, of June 25, 2010 No. 35, of December 28, 2010 No. 72, of June 28, 2011 No. 34, of December 23, 2011 No. 73, of July 19, 2012 No. 41, of September 26, 2012 No. 58, of December 27, 2012 No. 76, of March 30, 2013 No. 20, of June 25, 2013 No. 34) (further - the Instruction of the Bank of Russia No. 2332-U);

the paragraph third ceased to be valid according to the Instruction of the Central bank of the Russian Federation of 25.11.2013 No. 3122-U

statements according to balance sheet accounts on accounting of transactions (transactions);

protocols of meetings of governing bodies of credit institution, and also the bodies of credit institution making decisions concerning crediting, management of its assets and liabilities;

accounting records of borrowers, issuers, principals, debtors or its separate Sections (indicators), other documents provided by specified persons for assessment of their financial position. The specified information, in case of the corresponding request of the authorized representative of the Bank of Russia, can be represented on appendix form 5 to this Instruction;

other information and documents.

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