DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of February 7, 2012 No. 235

About approval of Licensed conditions of implementation of professional activity in the security market of activities for management of mortgage covering

According to Civil and Economic codes of Ukraine, Chapter ІІІ the Labor code of Ukraine, Articles 15, of 21, 27 Laws of Ukraine "About mortgage bonds", Articles 4, of 8, 11 Laws of Ukraine "About state regulation of the security market in Ukraine", article 27 of the Law of Ukraine "About securities and the stock market", the Laws of Ukraine "About banks and banking activity", "About joint-stock companies", "About institutes of joint investment (share and corporate investment funds)", "About financial services and state regulation of the markets of financial services", "About economic societies", "About state registration of legal entities and physical persons - entrepreneurs" and other regulatory legal acts the National commission on securities and the stock market SOLVED:

1. Approve Licensed conditions of implementation of professional activity in the security market - activities for management of mortgage covering (are applied).

2. And stock exchanges of O. Naumenko to provide to the director of the department of regulation of activities of dealers in securities:

provision of this decision on state registration in the Ministry of Justice of Ukraine;

publication of this decision according to the legislation.

3. This decision becomes effective from the date of its official publication.

4. Control over the implementation of this decision to assign to the member of the commission O. Tarasenko.

Approved by the Decision of the National commission on securities and the stock market of Ukraine of February 7, 2012 No. 235

Licensed conditions of implementation of professional activity in the security market - activities for management of mortgage covering

I. General provisions

1. These Licensed conditions establish the requirements obligatory for accomplishment when implementing professional activity in the security market - activities for management of mortgage covering (further - activities for management of mortgage covering).

2. The requirements established by these Licensed conditions shall be carried out by officials of the licensee and licensees during all term of activities for management of mortgage covering.

3. No. 691 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 14.09.2017.

ІІ. Conditions of implementation of activities for management of mortgage covering

1. The licensee (except bank) for implementation of activities for management of mortgage covering shall have in property or in use the non-residential premise which is completely separated rooms of other legal entities, in the location specified in the Unified State Register of Legal Entities, physical persons entrepreneurs and public forming. For implementation of activities by separate division of the licensee or specialized structural division of the licensee which is integral part of its internal organizational structure and has other location, the licensee shall have in property or in use the non-residential premise on the location of such division which shall conform to the requirements established for this room.

The bank for implementation of activities for management of mortgage covering shall have the certain room which is completely separated other premises of bank and provides observance by bank of the requirements established by the National commission on securities and the stock market (further - the Commission) for this room.

Accomplishment of functions on maintaining the register of mortgage covering and ensuring maintaining the register of owners of the structured mortgage bonds shall be performed in the operational hall.

The room in which the licensee performs activities for management of mortgage covering shall have the protection level allowing to keep confidentiality of information on all releases of mortgage bonds and their mortgage covering which is obtained by the managing director in case of execution of the functions.

The operational hall in which the computer equipment is established and contains archive where these systems of registers of mortgage covering of the structured mortgage bonds and owners of the structured mortgage bonds both shall be stored in paper form, and in the form of entries in electronic databases, shall be reliably protected from unauthorized access for strangers, is equipped with the security and fire-proof alarm system. Access to the computer equipment where information of the register and archive contains, is allowed only to authorized workers determined by the relevant order according to the approved job descriptions of such workers and according to internal procedure for maintaining system of these registers.

The executive body of the licensee (except bank) shall be in the non-residential premise in the location specified in the Unified State Register of Legal Entities, physical persons entrepreneurs and public forming. The documents concerning implementation of activities for management of mortgage covering shall be stored in this room of the licensee.

On the location (the temporary location) of the licensee (its separate division) (except bank) there shall be sign with indication of the name and the place of its arrangement (the floor and numbers of rooms in the presence).

2. The licensee which according to the legislation has the right to combine activities for management of mortgage covering with other types of activity in the market of financial services (including in the security market) shall organize these activities as a part of separate structural division, the acting on the basis of the relevant provision about this division and performing functions only on management of mortgage covering.

3. The licensee (except bank) can perform activities for management of mortgage covering on condition of its inclusion in the corresponding state register of financial institutions.

4. The head and the certified specialists of the licensee, shall meet of its isolated or specialized structural divisions when implementing activities for management of mortgage covering the qualification requirements established in case of receipt of the license including to be certified in the procedure established by the Commission as asset management specialists.

The head of the licensee (except bank) who carries out activities for management of mortgage covering, shall have length of service on executive positions in financial institution at least three years.

The head of the licensee, its isolated or specialized structural divisions when implementing activities for management of mortgage covering cannot hold positions in other professional participants of the stock market at the same time.

Besides, in case of position assignment of the new head the licensee (except bank) shall check its faultless goodwill according to requirements of the legislation in the field of prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction.

Person who holds position of the chief accountant or person to who conducting financial accounting of the licensee is assigned (except bank), when implementing activities for management of mortgage covering shall conform to Professional requirements to the chief accountants of professional participants of the security market approved by the decision of the Commission of April 25, 2013 No. 769, registered in the Ministry of Justice of Ukraine on May 21, 2013 for No. 793/23325.

The licensee in case of dismissal of person who holds position of the chief accountant or persons to whom conducting financial accounting of the licensee, or termination/agreement cancelation with the legal entity to who conducting financial accounting of the licensee is assigned is assigned shall recover person to who the specified obligations will be assigned within three months.

Goodwill of the licensee, and also person (persons) who (which) performs (ют) powers of sole executive body (or persons designated by the chairman and members of collegiate organ), the head of service of internal audit (control) and the chief accountant of the licensee (except bank) shall conform to the requirements established by the regulatory legal act which regulates procedure and conditions of licensing.

5. The certified specialists of the licensee (its isolated and/or specialized structural divisions) who according to job responsibilities directly perform professional activity in the stock market cannot hold positions in other divisions of the licensee performing other types of professional activity, than management of mortgage covering and in other professional participants of the stock market at the same time.

The certified specialists of the licensee (including the leading officials), its separate divisions and/or specialized structural divisions when implementing activities for management of mortgage covering shall conform to the qualification requirements established in case of receipt of the license.

These requirements do not extend to heads of the licensee bank in the presence of the deputy manager of bank or members of executive body who according to distribution of obligations according to internal documents of bank are responsible for implementation by bank of activities for management of mortgage covering.

6. In case of origin at the licensee (including in the isolated or specialized structural divisions) when implementing activities for management of mortgage covering of the fact of reduction of the number of the certified specialists (including the leading officials) established in case of receipt of the license or creation of the isolated or specialized structural division, but up to one specialist at least, and in case of implementation up to two at least it needs to regain control of mortgage covering of the structured mortgage bonds within three months assigned amount and to notify on it the Commission in accordance with the established procedure.

In case of dismissal of the head of the licensee (except bank) the authorized body of the licensee shall designate person fulfilling its duties for term no more than two months. Such person shall have the certificate on any kinds of activities which are performed by the licensee, and can not have three-year length of service in the stock market.

For the period of absence of the head the authorized body of the licensee shall provide availability of person fulfilling its duties. Such person is designated from among the certified specialists of the licensee (except bank) on any kinds of activities which are performed by the licensee.

7. The licensee shall have technical supply (at least three computers with the device for uninterrupted power supply), means of communication (e-mail, phone, the fax) and software and hardware complex which will provide fulfillment of requirements, established by the Commission for these activities, including will provide submission to the Commission of administrative data and information in the form of electronic documents using the digital signature.

The licensee shall not later than till April 30 of the year following the accounting period to promulgate the annual financial reporting and annual consolidated financial statements certified by the applicant (except bank and societies in which the accounting period (year) from the date of creation did not pass), together with audit opinion on own web page or the website (in full) with publication (if it is provided by the law) in the periodic or non-periodic edition.

The audit opinion which is published by the licensee shall conform to Requirements to audit opinion which moves in the National commission on the securities and the stock market in case of receipt of the license for implementation of professional activity in the security market approved by the decision of the Commission of February 12, 2013 No. 160, registered in the Ministry of Justice of Ukraine on March 11, 2013 for No. 386/22918 (with changes).

The licensee attracts auditing firm which is included in the register of auditing firms which can carry out audit inspections of professional participants of the security market which is conducted by the Commission to carrying out audit.

The specified information shall be promulgated in the form of the PDF files in open entry in the round-the-clock mode on own web page or the website for each accounting period and to be on such web page or the website within five years from the date of its publication.

Within five working days after promulgation of the annual financial reporting and annual consolidated financial statements together with audit opinion the licensee in writing in any form notifies on it the Commission with indication of the web page or the website, the periodic or non-periodic edition (in the presence of such publication) where this information was promulgated.

8. The licensee for implementation of activities for management of mortgage covering shall:

develop regulations on implementation of activities for management of mortgage covering which meet the requirements established by the legislation for this type of activity;

develop regulations on separate division of the licensee and/or specialized structural division which has other location than the licensee, for implementation of activities for management of mortgage covering (in case of their creation);

Develop regulations on service of internal audit (control) (except bank);

Develop regulations on risk management system of professional activity on management of mortgage covering (except bank).

9. The regulations on implementation of activities for management of mortgage covering shall contain, in particular:

procedure for the conclusion of agreements;

operating procedure with clients;

procedure of activities for management of mortgage covering on which the managing director has the corresponding license;

procedure for accounting and submission of the reporting under transactions with mortgage covering;

procedure for accounting and submission of the reporting under means of clients (for the structured mortgage bonds);

the requirements directed to settlement and prevention of conflict of interest when implementing professional activity in the stock market;

procedure and terms of consideration of addresses of clients and professional participants of the stock market;

the procedure of prevention of unauthorized access to office information and its unauthorized use, including in case of combination of different types of professional activity;

the requirements directed to prevention of manipulation by stock market prices, established by managing mortgage covering.

10. The regulations on separate division of the licensee and/or specialized structural division, performing activities for management of mortgage covering, shall contain, in particular:

type of activity taking into account types of bonds, control of mortgage covering by which is exercised by the licensee, powers of this division, order of interaction with the licensee;

requirements to availability of the minimum number of the certified specialists (including the leading officials);

requirements to availability of the computer equipment and the conforming software, requirements to the room;

settlement terms of this division.

11. The regulations on risk management system of professional activity shall contain:

the basic principles of risk management of professional activity on management of mortgage covering;

methods of identification, accounting and description of risks separately by each type of risk;

evaluation methods of risks and procedure of internal control (monitoring) of level of risks;

measures for risk minimization and liquidation of negative effects of the revealed risks, including procedure and sources of financing of actions for compensation of the received losses;

procedure for monitoring of observance of prudential standard rates and measure in case of their variation from the established indicators (in case of establishment of such standard rates);

functions of division on risk management and/or persons responsible for risk management, and procedure for its interaction with other bodies of the licensee;

control of effective management of risks.

12. The bank under the organization of activities for management of mortgage covering shall approve domestic situation about the structural division of bank (its separate divisions) for implementation of activities for management of mortgage covering according to the procedure determined by internal documents of bank.

Such provision shall contain general requirements relatively:

the purpose and object of activity of the structural division performing activities for management of mortgage covering taking into account the set restrictions;

availability of the minimum number of the leading officials and specialists of division certified in the procedure established by the Commission, certain premises, technical and technological support of division;

restrictions for exchange of information with other divisions of bank which do not perform or perform professional activity in the stock market, in case of combination of separate types of these activities;

systems of restriction of access for employees of bank which directly do not perform activities for management of mortgage covering, to certain premises of structural division of bank, system of protection against unauthorized information access of structural division;

prohibitions of combination of work of the certified specialists (including the head) structural division of bank (its separate division) performing activities for management of mortgage covering with work in other divisions of bank performing other types of activity including professional activity in the stock market.

13. The manager, the issuer and the auditor (auditing firm) cannot be the connected persons. The manager cannot be the connected person with the servicing organization.

14. The licensee shall fulfill during all term of implementation of activities for management of mortgage covering requirements of the legislation in the field of prevention and counteraction of legalization (washing) of income gained in the criminal way, to financing of terrorism and financing of distribution of weapons of mass destruction.

15. The size of the registered authorized capital for activities for management of mortgage covering of the structured mortgage bonds shall be completely paid with money in the amount of at least 35 million hryvnias, and for activities for management of mortgage covering of regular mortgage bonds - it is at least, than 25 million hryvnias.

The paragraph third is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 14.05.2013 No. 820

16. The licensee shall adhere to requirements, in particular:

Civil and Economic codes of Ukraine concerning conditions and procedure for the conclusion of agreements when implementing activities for management of mortgage covering;

The laws of Ukraine "About mortgage bonds", "About securities and the stock market", "About financial services and state regulation of the markets of financial services" about conditions of implementation of activities for management of mortgage covering;

The law of Ukraine "About financial accounting and the financial reporting in Ukraine" concerning features of conducting financial accounting regarding application of international standards, representation and promulgation of the financial reporting;

The laws of Ukraine "About joint-stock companies" and "About economic societies" regarding requirements for forming of the reserve capital (fund) of society;

the procedure for acceptance and registration of citizens established by the legislation for work according to requirements of Chapter III of the Labor code of Ukraine (execution of an employment agreement with hired employee) (except bank);

the regulatory legal acts of the Commission regulating questions of implementation of professional activity in the stock market - activities for management of mortgage covering.

17. The manager's share together with the connected persons in the authorized capital of the Central depositary shall constitute no more than 5 percent.

18. For ensuring system operation of risk management the licensee (except bank) shall appoint the worker or create division on risk management.

In competence of this division (worker) of the licensee it is necessary to carry: development and deployment of technique of identification, assessment and control of level of risks of professional activity; analysis and forecasting of condition of risk management system, identification of critical (most risk) business processes, clients, partners, financial instruments and services; detection of concentration of risks and reasons of their emergence; implementation of actions, procedures, mechanisms and technologies of risk minimization and mitigation of consequences of the revealed risks; operational coordination of interaction of divisions and executive body of the licensee concerning risk management; participation in investigation of cases of realization of risks; development of training programs of workers of the licensee to methods and risk management tools; preparation and provision of the reporting under risk management to executive body of the licensee.

19. The licensee shall provide access to the room and availability of the services provided according to the license for implementation of professional activity in the stock market, to disabled people and handicapped categories of the population.

ІІІ. Data which the licensee shall submit to the Commission when implementing activities for management of mortgage covering

1. In case of decision making about creation of separate division of the licensee outside Ukraine to which powers will be conferred to carry out professional activity in the security market - activities for management of mortgage covering according to the obtained license, the licensee shall submit the application and documents according to Procedure for provision of approval for creation by the professional participant of the stock market of separate division outside Ukraine approved by the decision of the Commission of November 6, 2012 No. 1583, registered in the Ministry of Justice of Ukraine on November 28, 2012 for No. 1999/22311, in the procedure established by the Commission on receipt of approval of the Commission on creation of such separate division.

2. In case of the termination of the licensee by reorganization as a result of transformation he within twenty working days from registration date of new constituent documents shall submit to the Commission the plea of nullity of the license for implementation of professional activity in the stock market (security market) in connection with the termination of the licensee by reorganization as a result of transformation together with the original of the license and the statement for licensing for implementation of professional activity in the stock market (security market) (further - the statement for licensing) and attached to it, for receipt of the new license according to the regulatory legal act regulating procedure and conditions of licensing.

3. In case of the termination of the licensee by reorganization as a result of transformation of the licensee to joint-stock company he files the specified documents within twenty working days from registration date of the corresponding share issue.

The item 4 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 10.03.2016 No. 278, with respect thereto Items 5 - 12 to consider respectively items 4 - 11

4. In case of creation at the licensee in the course of professional activity of new separate division to which powers will be conferred to perform professional activity in the stock market - activities for management of mortgage covering according to the obtained license, the licensee shall file a month before the beginning of implementation of activities by such division to the Commission the documents provided by subitems 5, of 8, of the 10th Item 7 of these rules.

 Item 5 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 10.03.2016 No. 278, with respect thereto Items 6 - 11 to consider respectively Items 5 - 10

5. In case of creation by the licensee in the course of implementation of activities for management of mortgage covering of the specialized structural divisions having other location, than the licensee and to which powers are conferred to perform these activities, the licensee shall provide prior to implementation of activities by such structural division in the Commission:

about are separated from the reference and/or the specialized structural divisions of the applicant (licensee) which are engaged professional activity in the stock market by its separate types and have other location, than the applicant (licensee) who is enclosed to the application for licensing;

certified by the signature of the head of the licensee (except bank) copies of the documents confirming its property right to the non-residential premise in which professional activity on management of mortgage covering, or right to use by the non-residential premise (the lease agreement, subleases and so forth concluded by the licensee), with appendix of the act of priyemaperedacha of this room (in the presence) and the plan of the room will be performed (with indication of its size);

the head of the licensee certified by the signature (except bank) the copy of the document confirming providing this room with the round-the-clock protection with indication of methods of such protection (video control, establishment of the corresponding system of the alarm system, in particular buttons of the alarming alarm system, the round-the-clock presence of the security guard and so forth) in case of implementation by the licensee of management of mortgage covering of the structured mortgage bonds.

6. In case of change of the name of separate division and/or its location the licensee within fifteen working days from the date of entering of corresponding changes into regulations on branch or other separate division shall provide information on changes in documents, stipulated in Item 5 these Sections.

7. The licensee from the date of emergence of changes in process of implementation of professional activity in the stock market - activities for management of mortgage covering shall notify within twenty working days the Commission (with indication of structural division of the central office of the Commission performing consideration of documents for licensing), namely to provide information confirming the specified changes with such content and form:

1) the message in any form of introduction of amendments to the charter with indication of all changes which were made, and dates of state registration.

If the licensee is created and acts on the basis of the model charter, the notarized copy of the decision of authorized body of management on introduction of corresponding changes to this decision moves;

2) the copy of the relevant document (documents) of the bank confirming payment of increase in the authorized capital only at the expense of money (except case of increase in the authorized capital by profit, reinvestment of dividends).

Moves within twenty working days after complete payment of increase in the authorized capital;

3) the reference constituted by the licensee - non-bank financial institution (except the company on asset management) in any form, about its exception of the corresponding state register of financial institutions;

4) in case of change of person (persons), which (which) performs (ют) powers of sole executive body (or persons designated by the chairman and members of collegiate organ), the head of service of internal audit (control) (the head of the structural unit or the certain official) and the chief accountant of the licensee (except bank) - the questionnaire on goodwill of governing bodies of the legal entity, chief accountant and head of service of internal audit which is enclosed to the application for licensing.

The specified questionnaire moves in case of purpose of the new faces which are carrying out such obligations;

5) the reference on the leading officials and specialists of the applicant (licensee) and its separate division which directly perform professional activity in the stock market (security market) and are certified in accordance with the established procedure, enclosed to the application for licensing, with changes;

6) the copy of the approved organizational structure of the licensee with changes certified by the signature of the head of the licensee;

7) data on structural divisions of the applicant (licensee) which workers directly perform separate types of professional activity in the stock market (security market) which are enclosed to the application for licensing;

8) certified by the signature of the head of the licensee (except bank) copies of changes in the documents confirming its right to use by the non-residential premise (the lease agreement, subleases, etc. which is concluded by the applicant or the founder (during creation of the legal entity) for the benefit of this legal entity), in which it will be made (is made) professional activity in the stock market, with application of a copy of the delivery-acceptance certificate of this room (in the presence) and the plan of the room (with indication of its size) or the message in any form of the property right to the non-residential premise on the new location of the licensee in which it will be made professional activity, with addition of the plan of the room (is made) (with indication of its size).

The specified changes are provided in cases if concern requirements of these Licensed conditions to the room of the licensee (its isolated and/or specialized divisions);

9) the head of the licensee assured by the signature (except bank and the managing director of mortgage covering of regular mortgage bonds) the copy of changes in the document confirming providing the licensee with the round-the-clock protection of the room in which activities for management of mortgage covering of the structured mortgage bonds are performed;

The certificate of the isolated and/or specialized structural divisions of the applicant (licensee) which perform professional activity in the stock market (security market) by its separate types and other location, than the applicant (licensee), with changes which is enclosed to the application for licensing have 10).

In case of change of the location of such specialized structural division the licensee (except bank) shall apply to this reference of the copy of the documents provided by the subitem 5 of this Item;

11) information in any form of dismissal of person holding position of the chief accountant or person to who conducting financial accounting of the licensee is assigned (except bank) with indication of surname, name, middle names (for physical person), names, identification code (for the legal entity) and dates of such release (termination/termination of the relevant agreement), the head of the licensee assured by the signature;

12) in case of appointment of person holding position of the chief accountant (except bank), - the copy of the certificate of the qualification specialist in questions of financial accounting of professional participants of the stock market certified by the signature of the head of the licensee.

In case of lack of position of the chief accountant the licensee (except bank) the reference in any form concerning person to who conducting financial accounting is assigned (except the owner of the applicant and the applicant's head), with indication of surname, name, middle name and years of service of labor activity to positions of the accountant (for physical person) or names, identification code of the legal entity and surname, name, middle name of the head and person which is directly performing conducting financial accounting of the applicant (for the legal entity to who conducting financial accounting of the licensee is assigned), with application of a copy of the qualification certificate of the specialist in questions of financial accounting of professional participants of the stock market concerning such person, certified by the signature of the head and seal of the licensee (in the presence) moves.

If person holding position of the chief accountant, or person to who conducting financial accounting of the licensee is assigned at the time of employment or the conclusion of the service provision agreement has no qualification certificate of the specialist in questions of financial accounting of professional participants of the stock market, such person shall in three-months time from employment date or the conclusion of the relevant agreement to undergo advanced training, to receive such certificate and its tax in time, provided by this subitem;

13) the certificate of changes in staff of the supervisory board (in case of its creation), executive body and audit committee of the applicant (licensee) which is enclosed to the application for licensing;

14) the certificate of structure of property of the applicant (licensee) and owners with essential participation in it regarding the table 1 "Structure of Property of the Applicant (Licensee)" and the table 2 "The List of Owners with Essential Participation in Owners of the Applicant (Licensee)" concerning persons exercising the mediated control of the applicant which is enclosed to the application for licensing, with appendix of the schematic image of such structure;

15) the certificate of availability (absence) at the applicant (licensee) among members (shareholders) of physical person which has the outstanding or not removed in accordance with the established procedure criminal record for property offenses in the field of economic activity and/or in the field of office activities and has directly or indirectly the block of shares (share) in the amount of 10 and more percent of the authorized capital of the applicant (licensee), with corresponding changes which is enclosed to the application for licensing.

8. The licensee, except messages, stipulated in Item 7 these Sections, shall submit within fifteen working days to the Commission information relatively:

arrest of bank accounts of the licensee;

the list of issuers with whom agreements on management of mortgage covering, and details of agreements (date and agreement number) are signed;

applications by the National commission on regulation of the markets of financial services (for banks - the National Bank of Ukraine) to the licensee of corrective actions in the form of discharge of management from management of financial institution and appointment of temporary administration, and also other sanctions, including the temporary stop (restriction) of action or cancellation (response) of the license imposed by this body for violation of the law in the market of financial services;

the terminations of activities of the licensee by its reorganization (merge, accession, separation, allocation, transformation) or liquidations for any reasons, including according to the decision of the supreme body of society, with application of a copy of the relevant decision;

approaches or the terminations of force majeur circumstances with provision of written explanations concerning such circumstances and copies of the documents confirming approach or the expiration of the specified circumstances (in case of their availability);

the terminations of activities for management of mortgage covering in connection with the termination of effective period of the license (in the presence of the corresponding term on the form of the license) with application of a copy of the document of relevant organ of the licensee confirming decision making certified by the licensee;

web pages (website) of the licensee.

9. The licensee shall give annually till April 1 the Commissions condition for January 1 of the current year such documents which were enclosed to the application for licensing:

the certificate of associated persons of the physical person - the owner with essential participation at the applicant (licensee);

the reference on legal entities who have physical person - the owner with essential participation at the applicant (licensee) is the head and/or the controller;

the reference concerning structure of property of the applicant (licensee) and owners with essential participation in it with appendix of the schematic image of such structure.

10. All documents and information are represented to the Commission with the cover letter certified by the signature of the head of the licensee.

IV. State regulation, supervision and control in the field of activities of the manager mortgage covering

1. Functions of state regulation, supervision and control in the field of activities of the manager mortgage covering are performed by the Commission according to the Laws of Ukraine "About mortgage bonds", "About state regulation of the security market in Ukraine", these Licensed conditions and other regulatory legal acts of the Commission.

2. Other state bodies exercise control of the specified activities within the powers determined by the laws.

Appendix 1

to Licensed conditions of implementation of professional activity in the security market - activities for management of mortgage covering

Appendix 1 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 14.05.2013 No. 820

Appendix 2

to Licensed conditions of implementation of professional activity in the security market - activities for management of mortgage covering

 Appendix 2 is excluded according to the Decision of the National commission on securities and the stock market of Ukraine of 14.05.2013 No. 820

 

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