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The document ceased to be valid since January 1, 2019 according to Item 3 of the Resolution of Board of National Bank of the Republic of Kazakhstan of November 29, 2018 No. 300

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of February 13, 2012 No. 34

About approval of Rules of application of measures of early reaction and technique of determination of the factors influencing deterioration in financial position of the organizations performing broker and (or) dealer activities in the security market and (or) activities for management of investment portfolio

(as amended on 29-01-2019)

According to the Law of the Republic of Kazakhstan of December 28, 2011 "About modification and amendments in legal acts of the Republic of Kazakhstan concerning banking regulation and the financial organizations regarding risk minimization" the Board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of application of measures of early reaction and technique of determination of the factors influencing deterioration in financial position of the organizations performing broker and (or) dealer activities in the security market and (or) activities for management of investment portfolio.

2. This resolution becomes effective after ten calendar days after day of its first official publication.

Chairman of National Bank

G. Marchenko

Approved by the Resolution of Board of National Bank of the Republic of Kazakhstan of February 13, 2012 No. 34

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