of February 24, 2012 No. 68
About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning submission of the reporting by the accumulation pension funds, the organizations exercising investment control of pension assets and banks custodians of the accumulation pension funds regarding multiportfolio system of investment
For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the Board of National Bank of the Republic of Kazakhstan DECIDES:
1. Make changes and addition to some regulatory legal acts of the Republic of Kazakhstan concerning submission of the reporting by the accumulation pension funds, the organizations exercising investment control of pension assets and bankamikastodiana of the accumulation pension funds regarding multiportfolio system of investment according to appendix to this resolution.
2. This resolution becomes effective on July 1, 2012 and is subject to official publication.
Chairman of National Bank
G. Marchenko
|
It is approved Agency of the Republic of Kazakhstan according to the statistics March 17, 2012 |
Chairman Smailov A. A. |
Appendix
to the Resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 68
1. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on control and supervision of the financial market and the financial organizations of November 27, 2004 No. 330 "About approval of Rules of submission of the reporting by the legal entities performing activities for investment management of pension assets" (registered in the Register of state registration of regulatory legal acts at No. 3329) the following changes:
In the Rules of submission of the reporting by the legal entities performing activities for investment management of pension assets, approved by the specified resolution:
state Item 1 in the following edition:
"1. The reporting of the Organization includes:
1) the report on the cost of pension assets as of the end of each calendar day of the accounting period - by each accumulation pension fund whose pension assets are in investment management, and also by types of investment portfolios in form according to appendix 1 to these rules;
2) the report on structure of investment portfolio of pension assets as of the end of the last calendar day of the accounting period - by each accumulation pension fund whose pension assets are in investment management, and also by types of investment portfolios in form according to appendix 2 to these rules;
3) the report on the securities acquired at the expense of own assets as of the end of the last calendar day of the accounting period according to appendix 3 to these rules;
4) the operations statement "The Return Repo" and "repo", made at the expense of own assets, as of the end of the last calendar day of the accounting period according to appendix 4 to these rules;
5) the report on deposits in the banks of the second level placed at the expense of own assets as of the end of the last calendar day of the accounting period according to appendix 5 to these rules;
6) the report on structure of investments into the capital of other legal entities as of the end of the last calendar day of the accounting period according to appendix 6 to these rules;
7) the report on remaining balance of own money and cash equivalents as of the end of each calendar day of the accounting period according to appendix 7 to these rules;
8) the report on conditional requirements (obligations) at the expense of own assets as of the end of the last calendar day of the accounting period according to appendix 8 to these rules;
9) the report on the affined precious metals acquired at the expense of own assets as of the end of the last calendar day of the accounting period according to appendix 9 to these rules;
10) the report on observance by the organizations exercising investment control of pension assets, the prudential standard rate "Investment limits" - by each accumulation pension fund whose pension assets are in investment management, according to appendix 10 to these rules.
Reports according to subitems 3), 4), 5), 6), 7), 8) and 9) of Item 1 of these rules are not represented by the accumulation pension funds which are independently exercising investment control of pension assets.
Reports according to subitems of 1)-2) of Item 1 of these rules are submitted by each type of investment portfolio according to article 34-1 of the Law of the Republic of Kazakhstan of June 20, 1997 "About provision of pensions in the Republic of Kazakhstan";
state appendix 1 in edition according to appendix 1 to this resolution;
state appendix 2 in edition according to appendix 2 to this resolution;
state appendix 8 in edition according to appendix 3 to this resolution;
state appendix 9 in edition according to appendix 4 to this resolution;
state appendix 10 in edition according to appendix 5 to this resolution.
2. Ceased to be valid according to the Resolution of Board of National Bank of the Republic of Kazakhstan of 27.08.2013 No. 227
3. Bring in the resolution of Board of the Agency of the Republic of Kazakhstan on control and supervision of the financial market and the financial organizations of September 3, 2010 No. 127 "About approval of Rules of submission of the reporting by banks custodians of the accumulation pension funds" (registered in the Register of state registration of regulatory legal acts at No. 6557) the following changes:
in Rules of submission of the reporting by banks custodians of the accumulation pension funds approved by the specified resolution:
state Item 3 in the following edition:
"3. The bank custodian represents the reporting provided in appendices 1, of 2, of 3, 4 to these rules, monthly no later than 18:00 hours of time of the city of Astana of the fifth working day of the month following month under report.
The bank custodian represents the reporting by each separate accumulation pension fund whose pension assets are accepted on storage (accounting), by each type of investment portfolio according to article 34-1 of the Law of the Republic of Kazakhstan of June 20, 1997 "About provision of pensions in the Republic of Kazakhstan" on the electronic medium.";
state appendix 1 in edition according to appendix 8 to this resolution;
state appendix 2 in edition according to appendix 9 to this resolution.
to the Resolution of Board of National Bank of the Republic of Kazakhstan of February 24, 2012 No. 68
Appendix 1
to Rules of submission of the reporting by the legal entities performing activities for investment management of pension assets
Form
Report on the cost of pension assets
from __________________ on _________________
(name of the accumulation pension fund) and (name
the organization exercising investment control
pension assets) or (name of accumulative
the pension fund which is independently performing
investment management of pension assets)
type of investment portfolio _____________________
thousands of tenges
|
№ of payment order |
Indicator |
date, month, year |
… |
… |
date, month, year |
|
1. |
2. |
3. |
… |
… |
… |
|
1. |
Remaining balance on investment accounts for the beginning of day, including: |
|
|
|
|
|
1.1 |
in tenge |
|
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|
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1.2 |
in foreign currencies |
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|
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2. |
Arrived money for investment accounts for the end of day, including: |
|
|
|
|
|
2.1 |
in tenge |
|
|
|
|
|
2.2 |
in foreign currencies |
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3. |
Was disposed money from investment accounts for the end of day, including: |
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|
|
3.1 |
in tenge |
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|
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|
3.2 |
in foreign currencies |
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4. |
Remaining balance on investment accounts for the end of day ((1)+(2)-(3)), including: |
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|
|
4.1 |
in tenge |
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|
|
|
4.2 |
in foreign currencies |
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4-1 |
Transfer amount from one type of investment portfolio in another |
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5. |
The cost of other assets for the beginning of day, including: |
|
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|
|
|
5.1 |
in tenge |
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|
|
|
|
5.2 |
in foreign currencies |
|
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6. |
The cost of other assets for the end of day, including: |
|
|
|
|
|
6.1 |
in tenge |
|
|
|
|
|
6.2 |
in foreign currencies |
|
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|
|
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7. |
In total cost of financial investments for the beginning of day, including: |
|
|
|
|
|
7.1 |
the affined gold |
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|
|
|
7.2 |
derivative financial instruments |
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8. |
Arrived financial instruments for the end of day |
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9. |
Was disposed financial instruments for the end of day |
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10. |
In total cost of financial investments for the end of day ((7)+(8) - (9)+(11)-(11.3.1)), including: |
|
|
|
|
|
10.1 |
the affined gold |
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10.2 |
derivative financial instruments |
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|
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11. |
The added investment revenue (expense) for the end of day, including |
|
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|
|
11.1 |
Income (expenses) connected with receipt of remuneration on financial instruments |
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11.2 |
Income (expenses) from change in value of securities, available for sale |
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11.2-1 |
Income (expenses) from change in value of the securities estimated at fair value which changes are reflected in profit or loss |
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11.2-2 |
Income (expenses) from change in value of other assets |
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11.3 |
Income (expenses) from revaluation of foreign currency, including: |
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11.3.1 |
Income (expenses) from revaluation of money on the investment account and other assets |
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11.3.2 |
Income (expenses) from revaluation of financial investments |
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11.3.2-1 |
Income (expenses) connected with recovery (forming) of reserves (provisions) on covering of possible losses from impairment of securities |
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11.4 |
Other incomes (expenses) |
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12. |
Total current value of pension assets for the end of day ((4)+(4-1)+(6)+(10)) |
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13. |
Surplus (decrease) of current value of pension assets for the end of day |
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The document ceased to be valid since October 22, 2014 according to Item 1 of the Resolution of Board of National Bank of the Republic of Kazakhstan of October 22, 2014 No. 196