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Ministry of Justice

Republic of Kazakhstan

On November 2, 2012 No. 8051

RESOLUTION OF BOARD OF NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

of September 21, 2012 No. 298

About approval of Rules of implementation transfer - agency activities in the security market

(as amended on 08-02-2022)

For the purpose of enhancement of regulatory legal acts of the Republic of Kazakhstan the board of National Bank of the Republic of Kazakhstan DECIDES:

1. Approve the enclosed Rules of implementation transfer - agency activities in the security market.

2. Recognize invalid the following regulatory legal acts of the Republic of Kazakhstan:

1) the resolution of board of National Bank of the Republic of Kazakhstan of September 29, 2003 No. 349 "About approval of Rules of implementation transfer - agency activities in the security market" (registered in the Register of state registration of regulatory legal acts at No. 2550);

2) the resolution of board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of March 26, 2005 No. 107 "About modification and amendments in the resolution of board of National Bank of the Republic of Kazakhstan of September 29, 2003 No. 349 "About approval of Rules of implementation transfer - agency activities in the security market of the Republic of Kazakhstan" (registered in the Register of state registration of regulatory legal acts at No. 3592);

3) Item 2 of the List of changes and additions which are made to some regulatory legal acts of the Republic of Kazakhstan concerning the security market approved by the resolution of board of the Agency of the Republic of Kazakhstan on regulation and supervision of the financial market and the financial organizations of February 1, 2010 No. 9 "About modification and amendments in some regulatory legal acts of the Republic of Kazakhstan concerning the security market" (registered in the Register of state registration of regulatory legal acts at No. 6099).

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