It is registered
Ministry of Justice of Ukraine
January 21, 2013
No. 150/22682
of December 25, 2012 No. 1851
About determinations of criteria by which the risk of the subject of primary financial monitoring is estimated - the professional participant of the security market to be income gained in the criminal way used for washing or terrorism financing
According to article 14 of the Law of Ukraine "About prevention and counteraction of legalization (washing) of income gained in the criminal way or to terrorism financing", considering Item 2 of the Section ІІ the Procedure for control of observance by professional participants of the stock market of requirements of the legislation in the field of prevention and counteraction of legalization (washing) of income gained in the criminal way, or to financing of the terrorism approved by the decision of the National commission on securities and the stock market of July 19, 2012 No. 997, registered in the Ministry of Justice of Ukraine on August 09, 2012 for No. 1353/21665, for the purpose of determination of criteria by which the risk of the subject of primary financial monitoring is estimated - the professional participant of the security market to be income gained in the criminal way used for washing or terrorism financing, the National commission on securities and the stock market SOLVED:
1. Determine such criteria for evaluation of risk of the subject of primary financial monitoring - the professional participant of the security market to be income gained in the criminal way used for washing or terrorism financing:
type of professional activity in the security market;
duration (term) of implementation by the subject of primary financial monitoring of professional activity in the security market;
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The document ceased to be valid since July 5, 2016 according to Item 6 of the Decision of the National commission on securities and the stock market of Ukraine of May 31, 2016 No. 617