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Ministry of Justice of Ukraine

August 28, 2013

No. 1481/24013

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of August 6, 2013 No. 1407

About approval of the Regulations on procedure for creation and submission of information on activities of self-regulatory organizations and associations of professional participants of the stock market of the National commission on securities and the stock market

(as amended on 11-09-2020)

According to Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine" and Item 2 of Chapter 1 of the Section IV of Provisions on consolidation of professional participants of the stock market approved by the decision of the National commission on securities and the stock market of December 27, 2012 No. 1925, registered in the Ministry of Justice of Ukraine on January 25, 2013 for No. 182/22714, the National commission on securities and the stock market SOLVED:

1. Approve Regulations on procedure for creation and submission of information on activities of self-regulatory organizations and associations of professional participants of the stock market of the National commission on securities and the stock market (further - the Provision) which is applied.

2. Item 2 of the Section I of the Regulations on submission of administrative data and information in the form of electronic documents of the National commission on securities and the stock market approved by the decision of the National commission on securities and the stock market of May 13, 2011 No. 492, registered in the Ministry of Justice of Ukraine on June 25, 2011 for No. 789/19527, after words "self-regulatory organizations" to add with words", associations of professional participants".

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