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Ministry of Justice

Republic of Moldova

On July 17, 2014 No. 983

RESOLUTION OF THE NATIONAL COMMISSION ON THE FINANCIAL MARKET OF THE REPUBLIC OF MOLDOVA

of June 16, 2014 No. 32/2

About approval of the Regulations on Fonda of compensation to investors

(as amended on 18-10-2019)

Based on Art. 130 of the h. (2), Art. 131-1, of Art. 132 of the h. (1) and h. (5), Art. 146-1 of the h. (13) the Law No. 171 of 11.07.2012 "About the capital market" (The official monitor of the Republic of Moldova, 2012, No. 193-197, the Art. 665) the National commission on the DECIDES: financial market

1. Approve Regulations on Fonda of compensation to investors according to appendix.

2. This resolution becomes effective from 1.11.2014.

Chairman of the National commission on the financial market

Artur Hermann

Appendix

to the Resolution of the National commission on the financial market of the Republic of Moldova of June 16, 2014 No. 32/2

Regulations on Fonda of compensation to investors

This Provision partially realizes the Directive No. 97/9/EU of March 3, 1997 of the European Parliament and Council about schemes of compensation to investors, published in the Official magazine of the European Communities No. L 84 of March 26, 1997.

Chapter I. General provisions

1. This Provision provides operating conditions of Fund of compensation to investors, procedure for determination and payment of fees, and also payments of compensation according to provisions of the Law on the capital market (further – the Law on the capital market).

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