ORDER OF THE FEDERAL SERVICE FOR FINANCIAL MARKETS OF THE RUSSIAN FEDERATION

of July 30, 2013 No. 13-62/pz-n

About procedure for the admission of securities to the organized biddings

According to Item 3 of Article 14, item 4 of article 42 of the Federal Law of 22.04.1996 No. 39-FZ "About the security market" (The Russian Federation Code, 1996, No. 17, Art. 1918; 1998, No. 48, Art. 5857; 1999, No. 28, Art. 3472; 2001, No. 33, Art. 3424; 2002, No. 52, Art. 5141; 2004, No. 27, Art. 2711; No. 31, Art. 3225; 2005, No. 11, Art. 900; No. 25, Art. 2426; 2006, No. 1, Art. 5; No. 2, Art. 172; No. 17, Art. 1780; No. 31, Art. 3437; No. 43, Art. 4412; 2007, No. 1, Art. 45; No. 18, Art. 2117; No. 22, Art. 2563; No. 41, Art. 4845; No. 50, Art. 6247, Art. 6249; 2008, No. 44, Art. 4982; No. 52, Art. 6221; 2009, No. 1, Art. 28; No. 7, Art. 777; No. 18, Art. 2154; No. 23, Art. 2770; No. 29, Art. 3618, Art. 3642; No. 48, Art. 5731; No. 52, Art. 6428; 2010, No. 17, Art. 1988; No. 31, Art. 4193; No. 41, Art. 5193; 2011, No. 7, Art. 905; No. 23, Art. 3262; No. 27, Art. 3880; No. 29, Art. 4291; No. 48, Art. 6728; No. 49 (part I), Art. 7040; No. 50, Art. 7357; 2012, No. 25, Art. 3269; No. 31, Art. 4334; 2013, No. 26, Art. 3207; official Internet portal of legal information http://www.pravo.gov.ru, 24.07. 2013, No. 0001201307240007), parts 5 of article 26 of the Federal Law of 21.11.2011 No. 325-FZ "About the organized biddings" (The Russian Federation Code, 2011, No. 48, Art. 6726; 2012, No. 53, the Art. 7607) and Item 5.3.19 of the Regulations on the Federal Service for Financial Markets approved by the order of the Government of the Russian Federation of 29.08.2011 No. 717 (The Russian Federation Code, 2011, No. 36, Art. 5148; 2012, No. 20, Art. 2562; 2013, to No. 20, of the Art. 2488), I order:

1. Approve the enclosed Procedure for the admission of securities to the organized biddings (further - the Procedure).

2. Determine that organizers of trade shall within one year from the effective date of this Order lead rules of the admission of securities to the organized biddings (further - rules of listing) in compliance with Procedure and to create the list of the securities admitted to organized trading (further - the List), on the date of entry into force of the new rules of listing of the organizer of trade corresponding to the Procedure.

3. The date of entry into force of new rules of listing of the organizer of trade is determined by such organizer of trade and there cannot be earlier following term from the date of disclosure of information on the official site of the organizer of trade on the information and telecommunication Internet (further - the website on the Internet):

a) for trade system - before 5 days;

b) for the exchange - before two months.

On the website on the Internet the organizer of trade information on the date of entry into force of new rules of listing and on the forming of the List according to the procedure established by Items 5 - 7 these Orders reveals.

4. In the date of entry into force of new rules of listing the organizer of trade opens the List on the website on the Internet. The specified List is created according to the rules established by Items 5 - 7 these Orders. The list reveals prior to carrying out the organized biddings in the specified date.

5. The trade system creates the List of all securities which for the date preceding the date of entry into force of new rules of listing were admitted by it to trading.

6. The exchange, except as specified, of stipulated in Item 7 these Orders, creates the List according to the following rules:

1) the quoted list of the first (highest) level is created of securities which for the date preceding the date of entry into force of new rules of listing are included in quoted lists "A" (the first and second levels);

2) the quoted list of the second level is created of securities which for the date preceding the date of entry into force of new rules of listing are included in quoted lists "B", "B" and "I";

3) not quoted part of the List (part of the List except for of quoted lists) is created of the securities admitted to trading for the date preceding the date of entry into force of new rules of listing.

7. If before entry into force of new rules of listing by the exchange the application of the issuer or person who issued securities (person obliged on security) for refusal in inclusion of securities in quoted lists according to Item 6 of this Order is received, the specified securities join in not quoted part of the List if such statement does not contain specifying about inclusion of securities in the quoted list of the second level.

8. Determine that for forming of the List according to Items 5 - 7 these Orders, observance of the requirements established by Procedure and new rules of listing is not required.

9. After entry into force of new rules of listing the exchange has the right to include in the quoted list securities which issuer does not conform to qualifying standards to corporate management, necessary for inclusion of such securities in the corresponding quoted list provided that:

1) the issuer and his securities conform to requirements of the Procedure and rules of listing, except for requirements to corporate management;

2) the actions plan on elimination by the issuer of discrepancy to requirements to corporate management with indication of the term of its realization which cannot be more than two years from the effective date of new rules of listing of the exchange is provided to the exchange. At the same time the specified plan shall be approved with the shareholder (participant) of the issuer owning more than 50% of voting shares (authorized capital) and the board of directors of the issuer.

10. Delisting of the securities included in the List according to the procedure, established by this Order, is performed by the organizer of trade in case of discrepancy of securities (the represented securities) and (or) their issuer, person which issued securities (person obliged on securities), to the requirements established in Chapters II and III of the Procedure and in rules of listing. Delisting is performed according to the procedure and in the terms established by Procedure and rules of listing.

11. If after two years from the effective date of new rules of listing of the share, investment shares, hypothecation certificates of participation or depositary receipts which were included in quoted lists according to this Order and (or) their issuers or persons which issued the specified securities (person obliged on securities) do not conform to requirements of the Procedure and rules of listing, the exchange accepts one of the following decisions:

1) in case of compliance of securities and the issuer, managing company or the managing director of mortgage covering to the requirements established for inclusion of securities in the quoted list of the second level excludes securities from the quoted list of the first (highest) level with simultaneous inclusion them in the quoted list of the second level (transfers securities from one quoted list to another);

2) in case of compliance of securities and the issuer, managing company or the managing director of mortgage covering to the requirements established for inclusion of securities in the List excludes securities from the quoted list, having left them in not quoted part of the List.

12. The exception of the quoted list of the bonds and the Russian depositary receipts included in the quoted list according to this Order is performed based on the statement of the issuer for exception of securities of the quoted list, and also on the bases provided by this Order and new rules of listing established for such securities. If the exchange receives the application of the issuer or person who issued securities (person obliged on securities) for application to such issuer (such person) and its securities of the requirements established by Procedure and new rules of listing, securities are excluded from the quoted list on the bases, established procedure and new rules of listing.

13. The bonds and the Russian depositary receipts included in the quoted list according to Items 6 - 7 these Orders, are excluded by the exchange from the quoted list in case of decrease in the average monthly amount of transactions calculated following the results of the last 6 months below the minimum amount which shall make for the Russian depositary receipts on the share which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the first level, - 50 million rubles, for bonds and the Russian depositary receipts on the bond which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the first level, - 25 million rubles, for the Russian depositary receipts on the share which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the second level, - 5 million rubles, for bonds and the Russian depositary receipts on the bond which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the second level, - 2, 5 million rubles, for the Russian depositary receipts on the share which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "B" - 3 million rubles, for bonds, the Russian depositary receipts on the bond which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "B", "B" - 1 million rubles. At the same time the Russian depositary receipts on the share can be excluded from the quoted list of the first (highest) level with simultaneous inclusion in the quoted list of the second level (are transferred from one quoted list to another) if the average monthly amount of transactions with such securities calculated following the results of the last 6 months exceeds 3 million rubles, and bonds and the Russian depositary receipts on the bond can be excluded from the quoted list of the first (highest) level with simultaneous inclusion in the quoted list of the second level (are transferred from one quoted list to another) if the average monthly amount of transactions with such securities calculated following the results of the last 6 months exceeds 1 million rubles.

14. In case of decrease in average monthly amount of transactions with bonds, except for bonds of international financial institutions, calculated following the results of the last 6 months, below the minimum amount, stipulated in Item 13 these Orders, exception of bonds of the quoted list are not performed if within the specified 6 months at least two thirds of each trading day the market maker(s) submitted counter requests on these securities and the maximum size of spread expressed as a percentage to nominal value of the bond according to these requests did not exceed the following size:

0,25 + M / TO,

where:

M - the number of the whole months which remained before bond redemption;

To - indicator which is accepted to equal following values:

100 - on bonds which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the first level;

75 - on bonds which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "A" of the second level;

50 - on bonds which for the date preceding the date of entry into force of new rules of listing were included in the quoted list "B".

15. The bonds and the Russian depositary receipts included in the quoted list according to this Order are excluded from the quoted list within 1 month from the date of identification of the bases for exception specified in Items 13 and 14 of this Order.

16. The bonds and the Russian depositary receipts excluded from the quoted list on the bases established by this Order join in the quoted list in case of observance of the conditions established by Procedure and rules of listing.

17. Determine that requirements, stipulated in Item 10.9 About, are applied to information and data included in the List in amount, stipulated in Item 1.5 Procedures, from the date of its forming according to this Order.

18. Determine that the organizer of trade begins to open information established by the subitem "b" of Item 10.6 of the Procedure no later than one year from the effective date of this Order.

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