I. O.'S ORDER OF THE MINISTER OF NATIONAL ECONOMY OF THE REPUBLIC OF KAZAKHSTAN

of March 27, 2015 No. 273

About modification of the order of the Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies of July 19, 2013 No. 215-OD "About approval of Rules of approval of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies"

In compliance the subitem 5) of Item 1 of article 14-1 of the Law of the Republic of Kazakhstan of July 9, 1998 "About natural monopolies and the controlled markets" I ORDER:

1. Bring in the order of the Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies of July 19, 2013 No. 215-OD "About approval of Rules of approval of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies" (registered in the Register of state registration of regulatory legal acts for No. 8642, No. 14 published in the Kazakhstanskaya Pravda newspaper on January 22, 2014 (27635), the following change:

And tariff estimates on regulated services (goods, works) of subjects of natural monopolies approved by the specified order to be reworded as follows rules of approval of rates (the prices, rates of charges) according to appendix to this order.

2. To provide to committee on regulation of natural monopolies and protection of the competition of the Ministry of national economy of the Republic of Kazakhstan in the procedure established by the legislation of the Republic of Kazakhstan:

1) state registration of this order in the Ministry of Justice of the Republic of Kazakhstan;

2) within ten calendar days after state registration of this order the direction on official publication in periodic printing editions and in information system of law of Ad_let;

3) placement of this order on Internet resource of the Ministry of national economy of the Republic of Kazakhstan.

3. To impose control of execution of this order on the first Vice-Minister of national economy of the Republic of Kazakhstan.

4. This order becomes effective after ten calendar days after day of its first official publication.

Appendix

to the Order of the Acting Minister of national economy of the Republic of Kazakhstan of March 27, 2015 No. 273

Approved by the Order of the Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies of July 19, 2013 No. 215-OD

Rules of approval of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies

1. General provisions

1. Rules of approval of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies (further - Rules) determine approval procedure of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies.

2. In Rules the following concepts are used:

1) competent authority - the state body performing management of the corresponding industry (sphere) of public administration;

2) the regional electric grid company - the power transferring organization operating power networks of the regional level;

3) the request - the official appeal (statement) of the subject of natural monopoly to department of authorized body for approval of the rates (the prices, rates of charges) on regulated services (goods, works) including differentiated and investment rates (the prices, rates of charge);

5) authorized body - the state body performing management in spheres of natural monopolies and in the controlled markets;

6) department of authorized body - Committee on regulation and natural monopolies and protection of the competition of the Ministry of national economy of the Republic of Kazakhstan.

Other concepts and terms used in Rules are applied according to the legislation on natural monopolies and the controlled markets.

3. Approval of rates (the prices, rates of charges) is made by department of authorized body in the following cases:

1) at the initiative of the subject of natural monopoly;

2) at the initiative of department of authorized body.

4. In case of application and decision making about approval of rates (the prices, rates of charges), and also by consideration of the performance report of the tariff estimate on regulated services, authorized body and subjects of natural monopoly are guided by the Special procedure for forming of costs, applied in case of approval of rates (the prices, rates of charges) on regulated services (goods, works) of subjects of the natural monopolies approved by the order of the Chairman of the Agency of the Republic of Kazakhstan on regulation of natural monopolies of April 25, 2013 No. 130-OD it is registered in the Register of state registration of regulatory legal acts for No. 8480, (further - the Special procedure), other regulatory legal acts in spheres of natural monopolies and in the controlled markets, and also establishing accounting standards, the tax legislation.

2. Representation and adoption of the request for approval of proyektovtarif (prices, rates of charges)

5. During creation or reorganization of the subject of natural monopoly, and also after effective period of rates (the prices, rates of charges) approved with restriction of effective period, the subject of natural monopoly submits the request for approval of rates (the prices, rates of charges) to department of authorized body.

6. Department of authorized body initiates change of rate (the prices, rates of charges) on regulated services (goods, works) of subjects of natural monopolies and tariff estimates of subjects of natural monopolies based on the conclusion by results of verifications of information on rates and tariff estimates.

7. The subject of natural monopoly not later than ninety calendar days before introduction of rates (the prices, rates of charges) in action together with the request provides drafts of tariff estimates and rates (the prices, rates of charges) on the regulated services (goods, works) rendered to them, and also the investing program (project) approved according to Items 2 and 3 of article 15-3 of the Law of the Republic of Kazakhstan of July 9, 1998 "About natural monopolies and the controlled markets" (except for subjects of natural monopolies of low power and newly created subjects of natural monopolies), and in the presence of above-standard losses the actions plan on their liquidation.

In case of review of rates (the prices, rates of charges) at the initiative of authorized body, the subject of natural monopoly from the date of receipt of the relevant requirement by the subject of natural monopoly represents in a month economically reasonable calculations and other information in the same amount, as in case of application for approval of new rate (the price, rate of charge).

In case of review of rates (the prices, rates of charges) as the emergency regulating measure, including in case of value addition of strategic goods, the subject of natural monopoly together with the request provides the tariff estimate and projects of rates (the prices, rates of charges) on the regulated services (goods, works) rendered to them, at the same time the requirement of part one of this Item in this case does not extend.

8. Are applied to the request for approval of rates (the prices, rates of charges):

1) the explanatory note about need of approval of rates (the prices, rates of charges);

2) project of rate (price, rate of charge);

3) the balance sheet, in the form approved by the order of the Minister of Finance of the Republic of Kazakhstan of August 20, 2010 No. 422 (registered in the Register of state registration of regulatory legal acts for No. 6452) (further - the balance sheet);

4) the profit and loss statement, in the form approved by the order of the Minister of Finance of the Republic of Kazakhstan of August 20, 2010 No. 422 (registered in the Register of state registration of regulatory legal acts for No. 6452) (further - the profit and loss statement);

5) the cash flow statement, in the form approved by the order of the Minister of Finance of the Republic of Kazakhstan of August 20, 2010 No. 422 (registered in the Register of state registration of regulatory legal acts for No. 6452);

6) the statement of changes in equity, in the form approved by the order of the Minister of Finance of the Republic of Kazakhstan of August 20, 2010 No. 422 (registered in the Register of state registration of regulatory legal acts for No. 6452) (further - the statement of changes in equity);

7) the explanatory note to the financial reporting;

8) the report on work (form 1-t) in the form approved by the order of the Chairman of Committee according to the statistics of the Ministry of national economy of the Republic of Kazakhstan of December 8, 2014 No. 71 (registered in the Register of state registration of regulatory legal acts for No. 10125);

9) the report on the sizes of the salary of workers on separate positions and professions (2-T professional) in the form approved by the order of the Chairman of Committee according to the statistics of the Ministry of national economy of the Republic of Kazakhstan of December 8, 2014 No. 71 (registered in the Register of state registration of regulatory legal acts for No. 10125);

10) the report on financial and economic activities of the company (1-PF), for small business entities the activities report of small enterprise (2-megapixel), in the forms approved by the order of the Chairman of Committee according to the statistics of the Ministry of national economy of the Republic of Kazakhstan of November 14, 2014 No. 50 (registered in the Register of state registration of regulatory legal acts for No. 10074);

11) the status report of fixed assets in two prior calendar years in the form approved by the order of the Chairman of Committee according to the statistics of the Ministry of national economy of the Republic of Kazakhstan of November 14, 2014 No. 50 (registered in the Register of state registration of regulatory legal acts for No. 10074);

12) aggregated data for calculation of the project of rates (the prices, rates of charges) on regulated services (goods, works) of subjects of natural monopolies according to appendix 1 to these rules;

13) the performance report of the tariff estimate on regulated services, with appendix of the materials proving actual costs according to appendix 2 to these rules;

14) disaggregation of receivables and payables;

15) disaggregation of other and other expenses;

16) the approved investing program (project);

17) the data confirming availability approved with authorized body and acting for consideration of the request:

the staff list and limit of compensation of leading employees of administrative personnel (the subject of natural monopoly who is the legal entity with participation of the state in the authorized capital or affiliated with legal entities with participation of the state in the authorized capital);

the annual cost budget directed to the routine maintenance and overhaul repairs and other rescue and recovery operations which are not leading to growth of cost of fixed assets;

accounting policy;

18) decisions of the tender (tender) committees on purchase of goods, works and services;

19) data on results of the last revaluation of fixed assets;

20) calculation of the depreciation charges with indication of useful lives of fixed assets;

21) data on actually made expenses which according to the Special procedure are not considered when forming rates (the prices, rates of charges);

22) the documents confirming the planned amount of regulated services (goods, works) (the protocol of intentions, the agreement, calculations of production volumes of goods proceeding from obligation of high-quality general servicing and opportunities of the subject of natural monopoly, inadmissibility of decrease in amounts for the purpose of maintenance or growth of price level (the prices, rates of charges), materials of marketing researches of the consumer demand);

23) data on design capacity of the subject of natural monopoly and on its actual use;

24) the draft of the tariff estimate according to requirements of the Special procedure for the form specified in appendices 3-33 to these rules;

25) information on use of net income from regulated services (goods, works);

26) information on use of the depreciation charges;

27) actions plans on liquidation of above-standard losses in case of their availability, and also on decrease in normative technical losses at size and in the terms determined by authorized body and operating for consideration of the request which contain data and calculation of economic effect (it is represented subjects of the natural monopolies rendering regulated services in spheres of transfer and (or) distribution of electrical and (or) heat energy, water supply, oil transportation in bulk distribution lines on storage, transportation of commodity gas on connecting, trunk gas pipelines and (or) gas-distribution systems, and also transportation of sour gas through connecting gas pipelines);

28) conclusions of financial and technical examinations.

9. (The prices, rates of charge) are applied to the request for approval of investment rate:

1) the approved investing program (project);

2) calculation arrived to regulated base of the involved assets;

3) information on profit distribution;

4) the planned ranges of services confirmed with competent authority;

5) data on design capacity of the subject of natural monopoly;

6) information on distribution of cash flows;

7) project of investment rate (price, rate of charge);

8) the draft of the tariff estimate according to requirements of the Special procedure for the form specified in appendices 3-33 to these rules.

10. (The prices, rates of charge) and the tariff estimate as the emergency regulating measure are applied to the request for approval of rate:

1) the explanatory note, with indication of the reasons of approval of rate (the price, rate of charge) and the tariff estimate as the emergency regulating measure, for the purpose of protection of life, health of citizens, property of physical persons and legal entities, and also environmental protection;

2) the draft of the tariff estimate according to requirements of the Special procedure for the form specified in appendix 34 to these rules. At the same time in case of value addition of strategic goods in the tariff estimate only the cost items including use of strategic goods are adjusted;

3) the documents confirming need of approval of rate (the price, rate of charge) and the tariff estimate as the emergency regulating measure for the purpose of protection of life, health of citizens, property of physical persons and legal entities, and also environmental protection.

In case of value addition of strategic goods, as the documents confirming need of approval of rate (the price, rate of charge) and the tariff estimate as the emergency regulating measure (the price, rate of charge) decisions of the tender (tender) committees on purchase of goods, agreements, invoices, calculations of the cost level, information on availability the normative technical losses approved for the forthcoming period, consumption rates of strategic goods which change in value is the reason of submission of the request for approval of rate as the emergency regulating measure are attached to the request for approval of rate the tender documentation.

11. Are applied to the request for approval of the rates for regulated services in the field of water supply differentiated on amounts of consumption and customer groups:

1) the documents specified in Item 9 of these rules;

2) the project of reasonable size of amount of water consumption of regulated services by physical persons in the field of water supply;

3) calculation of reasonable size of amount of water consumption of regulated services by physical persons in the field of water supply;

4) information on water consumption amount by customer groups (including the population, state-financed organizations, the companies of the sphere of heat-and-power engineeering, other legal entities), in cubic meters (m 3) in four quarters preceding application or for the previous calendar year;

5) information on water consumption amount in cubic meters (the m 3) and to number of people registered in the book of registration of citizens on each subscriber - for the subscribers who do not have individual metering devices of water in four quarters preceding application or for the previous calendar year;

6) information on water consumption amount in cubic meters (the m 3) and to number of people registered in the book of registration of citizens on each subscriber - for the subscribers having individual metering devices of water in four quarters preceding application or for the previous calendar year.

12. In case of change of amounts of the rendered services in connection with reduction of number of consumers without metering devices the subject of natural monopoly submits the request for approval of the differential tariffs depending on availability or lack of metering devices for regulated services in supply with heat energy, including without change of the price levels approved according to Items 8-10 of these rules, with appendix of the proving materials:

1) the explanatory note about need of approval of the differential tariffs depending on availability or lack of metering devices, including without change of the price levels approved according to Items 8-10 of these rules;

2) calculation of the differential tariffs depending on availability or lack of metering devices;

3) information on the planned annual amount of consumption of heat energy by consumers, belonging to national group, including with breakdown on having and not having all-house metering devices of heat energy (except for consumers - physical persons, belonging to national group, living in shabby, emergency premises, houses of barrack-type type where there is no technical capability of installation of all-house metering devices of heat energy) with appendix of the proving materials;

4) information on the planned annual amount of consumption of heat energy by other consumers, including with breakdown on having and not having all-house metering devices of heat energy (except for the other consumers located in shabby, emergency rooms, houses of barrack-type type where there is no technical capability of installation of all-house metering devices of heat energy) with appendix of the proving materials;

5) information on the planned annual amount of consumption of heat energy by the consumers (including with breakdown on physical persons and other consumers) living or located in shabby, emergency premises, houses of barrack-type type where there is no technical capability of installation of all-house metering devices of heat energy;

6) the list of shabby, emergency rooms, houses of barrack-type type where there is no technical capability of installation of all-house metering devices of heat energy.

13. Department of authorized body considers the request for approval of the differential tariffs depending on availability or lack of metering devices on regulated services in supply with heat energy without change of level of rate within twenty calendar days. The term of consideration is estimated from the moment of application.

14. The calculations and the proving materials attached to the request are constituted according to the following requirements:

1) materials of the request are stitched, numbered and certified by seal and the signature of the head of the subject of natural monopoly. Financial records are signed by the head and the chief accountant of the subject of natural monopoly or persons replacing them and certified by seal of the subject of natural monopoly;

2) as the proving materials actual data about costs in four quarters preceding application and for the previous calendar year are represented;

the subject of natural monopoly within fifteen calendar days after adoption of the request to consideration upon the demand of department of authorized body represents to department of authorized body the specified actual data about costs in 4 quarters preceding application;

3) for the purpose of exception of influence of seasonal fluctuations of amounts on rates (the prices, rates of charges), including the differential tariffs in reasons are accepted data per year;

4) when calculating projects of rates (the prices, rates of charges), for base the actual amounts of regulated services (goods, works) are accepted in four quarters preceding application or for the previous calendar year;

5) in case of decrease in amounts of regulated services (goods, works) the materials proving and confirming decrease shall be provided;

6) are prepared separately on each type of activity, the natural monopoly performed by the subject.

15. The requirements provided by subitems 2) and 4) of Item 14 of these rules do not extend to cases of approval of rate (the price, rate of charge) and the tariff estimate as the emergency regulating measure.

16. Department of authorized body within five working days from the date of receipt of the request checks completeness of the provided materials and in writing notifies the subject of natural monopoly on adoption of the request to consideration or on refusal in adoption of the request to consideration with reduction of causes of failure, except as specified approvals of the differential tariffs depending on availability or lack of metering devices on regulated services in supply with heat energy without change of the price levels approved according to Items 8-10 of these rules.

Are causes of failure in adoption of the request of the subject of natural monopoly to consideration:

1) violation of terms of submission of the request;

2) non-presentation of the documents specified in Items 7, of 8 and 11 these rules;

3) absence at the subject of natural monopoly approved and (or) approved by authorized body and acting for consideration of the request:

normative technical losses;

normative number of personnel;

technical and technological consumption rates of raw materials, materials, fuel, energy;

the staff list and limit of compensation of leading employees of administrative personnel (the subject of natural monopoly who is the legal entity with participation of the state in the authorized capital or affiliirovanny with legal entities with participation of the state in the authorized capital);

the annual cost budget directed to the routine maintenance and overhaul repairs and other rescue and recovery operations which are not leading to growth of cost of fixed assets;

accounting policy;

4) discrepancy of the submitted documents to Item 14 of these rules;

5) violation of requirements about carrying out tender (tender), and also requirements about purchase of goods, the works and services as different ways established by the legislation on natural monopolies and the controlled markets, except as specified addresses of the subject of natural monopoly with the request for approval of investment rate;

6) provision of the documents containing unreliable information.

Causes of failure in acceptance to consideration of the request of the subject of natural monopoly for approval of rate (the price, rate of charge) and the tariff estimate as the emergency regulating measure are:

1) non-presentation of the documents specified in Item 10 of these rules;

2) absence at subject of natural monopoly of the approved normative technical losses, consumption rates of strategic goods which change in value is the reason of submission of the request.

Causes of failure in adoption of the request of the subject of natural monopoly for approval of investment rate (the price, rate of charge) to consideration are non-presentation of the documents specified in Item 9 of these rules and discrepancy to requirements of subitems 1), 4), 5) and 6) of Item 16 of these rules.

17. Information which is trade secret is submitted the applicant marked "trade secret" and can be directed in separate cover and joins in packet of information (documents) for consideration of the petition.

The trade secret as a part of information does not form the refusal basis in its provision to authorized body, at the same time interested persons by provision of information specify to authorized body the exhaustive list of the data which are trade secret or attach the copy of the act of the interested person of approval of the list of the data which are trade secret.

3. Procedure for consideration of the request and approval of rates (prices, rates of charges)

18. Projects of rates (the prices, rates of charges) on regulated services (goods, works) of subjects of natural monopolies are considered by department of authorized body within fifty five calendar days on condition of representation of economically reasonable calculations according to requirements of department of authorized body. The term of consideration of projects of rates (the prices, rates of charges), investment rates (the prices, rates of charges) including differentiated is estimated from the moment of application.

Projects of rates (the prices, rates of charges) on regulated services (goods, works) of subjects of natural monopolies for decision making as the emergency regulating measure are considered by department of authorized body within ten calendar days.

19. Department of authorized body carries out expertize of projects of rates (the prices, rates of charges) on the basis of the analysis of the proving documents and calculations, and also comparative analysis of indicators of activities of the subjects of natural monopoly who are engaged in similar type of activity submitted by the subject of natural monopoly with the request.

Department of authorized body submits the project of rates (the prices, rates of charges) offered by the subject of natural monopoly for discussion when carrying out public hearings.

20. Department of authorized body by results of the carried-out expertize makes the decision on approval or refusal in approval of new rates (the prices, rates of charges).

21. In case of decision making about approval of new rates (the prices, rates of charges) by department of authorized body the tariff estimate in the form specified in appendices 3-33 and 34 to these rules at the same time affirms.

22. The decision of department of authorized body on approval or refusal in approval of new rates (the prices, rates of charges) on regulated services (goods, works), investment rates of the subject of natural monopoly is drawn up by the order of department of authorized body and goes department authorized body to the subject of natural monopoly no later than thirty five calendar days until their introduction to action.

The decision of department of authorized body on approval of the differential tariffs depending on availability or lack of metering devices on regulated services in supply with heat energy without change of level of the rate approved according to Items 8-10 of these rules is drawn up by the order of the head of department of authorized body and goes department of authorized body to the Subject no later than ten calendar days before their introduction to action.

23. Enforcement of new rates (the prices, rates of charges) and tariff estimates is performed from the first day of the second month following after month of approval of rates (the prices, rates of charges).

24. Department of authorized body in the decision on approval of investment rate (the price, rate of charge) specifies the term of its action.

25. Enforcement of rates (the prices, rates of charges) and tariff estimates as the emergency regulating measure is performed from the date determined by department of authorized body. At the same time twelve monthly period of time for approval of new rate are determined from Date of Introduction in action of earlier approved rate (the price, rate of charge) in general procedure.

26. The subject of natural monopoly informs the consumer information on change of rates (the prices, rates of charges) not later than thirty calendar days before their introduction in action by placement of this information in the mass media extended to the territories of administrative and territorial unit in which the subject of natural monopoly performs the activities.

In case of change of rate (the prices, rates of charges) on regulated services (goods, works) of the subject of natural monopoly as the emergency regulating measure information on their change is brought by the subject of natural monopoly to the attention of the consumer not later than five calendar days before their introduction in action.

The subject of natural monopoly informs the consumer information on introduction of the differential tariffs depending on availability or lack of metering devices on regulated services in supply with heat energy without change of the price levels approved according to Items 8-10 of these rules not later than ten calendar days before their introduction in action by placement of this information in the mass media extended to the territories of administrative and territorial unit in which the subject of natural monopoly performs the activities.

27. The subject of natural monopoly within five working days provides information on the consumer notification fact in department of authorized body.

28. If the subject of natural monopoly does not notify consumers on introduction of new rates (the prices, rates of charges) in the terms provided by these rules, then the specified rates (the prices, rates of charges) are not entered from the date specified in the decision of department of authorized body. Introduction of the approved rates (the prices, rates of charges) is performed from the first day of the third month following after month of approval of rates (the prices, rates of charges).

29. In case of decision making by authorized body in the form of the emergency regulating measures of the requirement of Items 23, of 24, 28 these rules do not expatiate on approval of rates (the prices, rates of charges).

30. The decision of department of authorized body on acceptance or refusal in adoption of the request to consideration, about approval or refusal in approval of rates (the prices, rates of charges) on regulated services (goods, works) of the subject of natural monopoly also terms can be appealed by the subject of natural monopoly or the consumer of regulated services (goods, works) in established by the legislation procedure.

4. Approval of the tariff estimate taking into account adjustments

31. The subject of natural monopoly not later than sixty calendar days until the end of the current year can address to department of authorized body with the offer on adjustment of the tariff estimate.

In case of the address with the offer on adjustment of the tariff estimate the subject of natural monopoly represents to department of authorized body the draft of the tariff estimate taking into account adjustments and the materials proving entering of adjustments into the approved tariff estimate.

32. Department of authorized body considers documents on adjustment of the tariff estimate within thirty calendar days from the moment of representation.

5. Approval and enforcement of rate using method of comparative analysis

33. The rate using method of comparative analysis affirms according to method of calculation of rate using method of comparative analysis and becomes effective according to the procedure, the stipulated in Article 15-2 Laws.

34. For approval of rate using method of comparative analysis the regional electric grid company annually no later than August 31 provides:

1) in department of authorized body information on production and financial performance of the subjects of natural monopoly which are the regional electric grid companies with appendix of the proving materials (in form according to appendix 35 to these rules);

2) in department of authorized body or its territorial authorities in the place of inclusion in the State register of subjects of natural monopolies the following information and documents with appendix of the proving materials:

information on actual costs and amounts of the rendered services in transfer and distribution of electrical energy for prior calendar year;

information on the planned costs and amounts of the rendered services in transfer and distribution of electrical energy the forthcoming five and more years;

data on the approved investing program (project) the forthcoming five and more years;

the actions plan on liquidation of above-standard losses in case of their availability;

data on the approved normative technical losses the forthcoming five and more years.

35. The regional electric grid company informs the consumer information on change of rate not later than thirty calendar days before introduction it in action except for of the rate approved as the emergency regulating measure, information about which change is brought to the attention of the consumer not later than five calendar days before introduction it in action.

36. For the newly created regional electric grid company calculation of rates for services in transmission of electricity is made in the simplified procedure according to the Law.

In case of change of uncontrollable costs the regional electric grid company submits to department of authorized body the request for approval of rate for services in transfer of electrical energy as the emergency regulating measure according to these rules.

37. The regional electric grid company provide information on activities of subjects of the natural monopolies which are the regional electric grid companies following the results of quarter (year) in form according to appendix 36 to these rules no later than the last day of the month following reporting quarter (year).

38. The subject of natural monopoly except for of the regional electric grid company till May 1 of the current year submits in department of authorized body the performance report of the approved tariff estimate for the previous calendar year by each type of regulated services (goods, works).

39. The subject applies the following materials for the previous calendar year to the performance report of the tariff estimate:

1) the explanatory note about execution of the tariff estimate with explanation of the reasons of its non-execution with appendix of the table specified in appendix 2 to these rules;

2) balance sheet;

3) profit and loss statement;

4) disaggregation of receivables and payables;

5) statement of changes in equity;

6) data on realization of the cost budgets directed to the current, capital repairs and other rescue and recovery operations;

7) copies of decisions of the tender (tender) committees on purchases of goods (works, services);

8) information on the provided decreasing coefficients to rates (the prices, rates of charges);

9) other materials confirming actual costs within competence of authorized body.

40. The materials attached to the performance report of the tariff estimate are stitched, numbered and certified by seal and the signature of the head of the subject of natural monopoly. Financial records are signed by the head and the chief accountant of the subject of natural monopoly or persons replacing them and certified by seal of the subject of natural monopoly.

41. Department of authorized body according to statements, claims of consumers, materials of mass media, appeals of state bodies and on own initiative, having revealed violations of the law about natural monopolies and the controlled markets, regarding non-execution of the approved tariff estimate, and equally in non-presentation of the project and (or) the performance report of the tariff estimate considers the possibility of acceptance of one of the following actions:

1) initiation of changes of the existing tariff estimate;

2) application to the subject of natural monopoly of response measures according to the current legislation of the Republic of Kazakhstan;

3) establishment of the temporary compensating rate.

Appendix 1

to Rules of approval of rates (the prices, rates of charges) and tariff estimates on regulated services (goods, works) of subjects of natural monopolies

form

Name of the subject ______________________________________________________________

Aggregated data for calculation of the project of rates (the prices, rates of charges) on regulated services (goods, works) of subjects of natural monopolies

_____________________________________________________

name of type of regulated services (goods, works)

as of ____________ 20 ___ years

 

№ of payment order	Name of indicators *	Measurement unit.	It is accepted in the existing tariff estimate	The actual indicators for the prior finished year	The actual indicators for the prior 4 finished quarters	The indicators designed by the subject
1	2	3	4	5	6	7
I	Production costs of goods and provision of services, everything, including.	one thousand tenges
1	Material costs, everything, including.
1.1	Raw materials and materials	-//-
1.2	purchased products	-//-
1.3	FUEL AND LUBRICANTS
1.4	fuel
1.5	Energy
2	Expenses on compensation, everything, including.	-//-
2.1	Salary of production personnel
2.2	Social tax	-//-
3	Depreciation	-//-
4	Repair, everything, including.
4.1	The capital repairs which are not leading to value addition of fixed assets

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