INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of August 21, 2014 No. 3367-U

About modification of the Instruction of the Bank of Russia of December 3, 2012 No. 2919-U "About quality evaluation of management of the credit institution performing functions of the central partner"

1. Bring in the Instruction of the Bank of Russia of December 3, 2012 No. 2919-U "About quality evaluation of management of the credit institution performing functions of the central partner", registered by the Ministry of Justice of the Russian Federation on December 21, 2012 No. 26273 ("the Bulletin of the Bank of Russia" of December 28, 2012 No. 77), the following changes.

1.1. To add preamble after the words "Art. 6728" with words "; 2012, No. 50, Art. 6954; No. 53, Art. 7591, Art. 7607; 2013, No. 11, Art. 1076; No. 14, Art. 1649; No. 19, Art. 2329; No. 27, Art. 3438, Art. 3476, Art. 3477; No. 30, Art. 4084; No. 49, Art. 6336; No. 51, Art. 6695, Art. 6699; No. 52, Art. 6975; 2014, No. 19, Art. 2311, Art. 2317; No. 27, Art. 3634; No. 30, of Art. 4219", after the words "Art. 4333" to add with words "; No. 50, Art. 6954; No. 53, Art. 7605, Art. 7607; 2013, No. 11, Art. 1076; No. 19, Art. 2317, Art. 2329; No. 26, Art. 3207; No. 27, Art. 3438, Art. 3477; No. 30, Art. 4084; No. 40, Art. 5036; No. 49, Art. 6336; No. 51, Art. 6683, Art. 6699; 2014, No. 6, Art. 563; No. 19, Art. 2311; No. 26, Art. 3379; No. 30, of Art. 4219" shall be replaced with words the words "Art. 7061)" "Art. 7061; 2012, No. 53, Art. 7607; 2013, No. 30, Art. 4084; 2014, No. 11, of the Art. 1098) (further - the Law on clearing)", words "the regulation about obligatory standard rates of banks, when calculating obligatory standard rates" shall be replaced with words "The instruction of the Bank of Russia of December 3, 2012 No. 139-I "About obligatory standard rates of banks", registered by the Ministry of Justice of the Russian Federation on December 13, 2012 No. 26104, on November 29, 2013 No. 30498, on June 18, 2014 No. 32735 ("the Bulletin of the Bank of Russia" of December 21, 2012 No. 74, of November 30, 2013 No. 69, of July 9, 2014 No. 63)".

1.2. In paragraph five of Item 8 of the word of "constituent documents" shall be replaced with words "the constituent document".

1.3. State Item 11 in the following edition:

"11. The Central Committee on which the Bank of Russia makes the decision on recognition of quality of management of the Central Committee satisfactory shall provide quality of management of the Central Committee at the level corresponding to assessment is "satisfactory", and for confirmation of conformity of quality of management of the Central Committee "well" to represent to assessment to the Bank of Russia:

results of the internal quality evaluation of management of the Central Committee performed based on the technique given in appendix 1 to this Instruction on annual basis - no later than three months before date, the corresponding date of originally made decision on recognition of quality of management of the Central Committee satisfactory;

data on the planned changes in activities of the Central Committee concerning quality of management of the Central Committee with the description of corresponding changes and their influences on indicators of quality of management of the Central Committee - no later than one month before their enforcement;

data on the made changes in the internal documents and agreements concerning quality of management of the Central Committee - no later than 15 working days from the date of introduction (approval and (or) registration) changes with appendix of the specified documents;

data on the planned changes in activities of the Central Committee concerning quality of management of the Central Committee the current calendar year - no later than February 1 of the current calendar year;

the report on the happened changes in activities of the Central Committee concerning quality of management of the Central Committee for the previous calendar year - no later than February 15 of the current calendar year;

data on calculation of coefficients of credit risk, market risk, liquidity risk according to the technique given in appendix 1 to this Instruction as of the first day of every month - no later than the 5th working day of the month following for reporting.

The Central Committee on which the Bank of Russia makes the decision on recognition of quality of management of the Central Committee satisfactory shall provide upon the demand of the Bank of Russia the information on calculation of coefficients of credit risk, market risk, liquidity risk and their values for intra monthly date (dates) in the time established by the Bank of Russia.".

1.4. State Item 13 in the following edition:

"13. During implementation of quality evaluation of management of the Central Committee for confirmation of conformity of quality of management of the Central Committee to assessment "well" the Bank of Russia:

considers the documents and data listed in Item 11 of this Instruction;

if necessary requests from the Central Committee additional documents and (or) data with indication of in request of terms of their representation and (or) will organize meetings with authorized representatives of the Central Committee.

In case of identification of the facts of discrepancy of quality of management of the Central Committee on which the Bank of Russia makes the decision on recognition of quality of management of the Central Committee satisfactory the Bank of Russia has the right to direct written information to the Central Committee with the recommendation to eliminate the facts of discrepancy of quality of management of the Central Committee with indication of terms of their elimination.".

1.5. "To assessment "well" to add Item 14 after words with the words "and recommendations of elimination of the facts of discrepancy of quality of management of the Central Committee to assessment are "well" not performed at the scheduled time".

1.6. In appendix 1:

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