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Ministry of Justice of Ukraine

November 20, 2014

No. 1478/26255

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of November 4, 2014 No. 1492

About approval of Changes in Regulations on functioning of stock exchanges

According to the paragraph the second Articles 3, part one Items 1 and 5, Items 1, 7 parts two of Article 7, Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", articles 23 and 25 of the Law of Ukraine "About securities and the stock market" the National commission on securities and the stock market SOLVED:

1. Approve Changes in the Regulations on functioning of stock exchanges approved by the decision of the National commission on securities and the stock market of November 22, 2012 No. 1688, registered in the Ministry of Justice of Ukraine on December 14, 2012 at No. 2082/22394 (with changes) (further - changes) which are applied.

2. This decision becomes effective from the date of its official publication.

3. To stock exchanges to bring the activities into accord with requirements of changes within three months from the effective date of this decision, except paragraphs of the third, fourth subitem 2, of the subitem 5 of Item 2 and the paragraph of the third subitem 1 of Item 7 of Changes to which to bring the activities within year from the effective date of this decision.

4. To department of regulation of activities of dealers in securities and stock exchanges (Ustenko I. I.) provide:

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