INSTRUCTION OF CENTRAL BANK OF THE RUSSIAN FEDERATION

of April 26, 2016 No. 4004-U

About procedure for maintaining the register of members of self-regulatory organization in the field of the financial market

This Instruction based on part 5 of article 12 of the Federal Law of July 13, 2015 No. 223-FZ "About self-regulatory organizations in the field of the financial market" (further - the Federal Law) establishes procedure for maintaining the register of members of self-regulatory organization in the field of the financial market (further - the Register).

1. The register is kept by self-regulatory organization in the field of the financial market (further - self-regulatory organization) in electronic form.

2. The register contains the data provided by appendix to this Instruction concerning each member accepted in self-regulatory organization.

3. The basis for entering into the Register of information about the legal entity and (or) the individual entrepreneur performing the types of activity provided by part 1 of article 3 of the Federal Law (further - the financial organization), is:

the made decision of permanent collegiate organ of management of self-regulatory organization on acceptance of the financial organization in members of self-regulatory organization;

obtaining by person accepted by self-regulatory organization in alternate members of self-regulatory organization (further - the candidate), licenses (permission) or entering of information about him into the state register of the financial organizations performing the corresponding type of activity.

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