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Ministry of Justice of Ukraine

January 12, 2015

No. 15/26460

DECISION OF THE NATIONAL COMMISSION ON SECURITIES AND STOCK MARKET OF UKRAINE

of December 16, 2014 No. 1706

About approval of Changes to Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, management of securities

According to the paragraph the second Articles 3, of Items 1 and 5 of part one, Item 27 parts two of Article 7, of Item 13 of article 8 of the Law of Ukraine "About state regulation of the security market in Ukraine", article 17 of the Law of Ukraine "About securities and the stock market" the National commission on securities and the stock market SOLVED:

1. Approve Changes in Rules (conditions) of implementation of activities for the securities trading: broker activities, dealer activities, underwriting, the managements of securities approved by the decision of State commission on securities and the stock market of December 12, 2006 No. 1449, registered in the Ministry of Justice of Ukraine on January 23, 2007 at No. 52/13319 (in edition of the decision of State commission on securities and the stock market of November 15, 2011 No. 1638) which are applied.

2. And stock exchanges (I. Ustenko) to provide to department of regulation of activities of dealers in securities:

submission of this decision on conducting examination on compliance of the Convention on human rights protection and fundamental freedoms in the Secretariat of the Government representative for cases of the European Court of Human Rights of the Ministry of Justice of Ukraine;

submission of this decision on state registration in the Ministry of Justice of Ukraine.

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