RESOLUTION OF THE NATIONAL COMMISSION ON SECURITIES

of March 22, 2001 No. 8/4

About approval of rules and standards of National association of the organizations for investment management

In pursuance of provisions of Art. 8 of the Law on the National commission on securities and Art. 51 of the Law on the security market the National commission on securities DECIDES:

Approve the following rules and standards of "National Association of the Organizations for Investment Management" self-regulatory organization (are applied):

+ Rules and standards (temporary) National association of the organizations for investment management;

+ Arbitral code;

+ Procedural and disciplinary code.

National association of the organizations for investment management

Approved by the Resolution NKTsB of March 22, 2001, No. 8/4

The protocol No. 1 of November 30, 2000 is approved by Committee on meeting management

Arbitral code

Art. 1. The arbitral code, and also subsequent changes to it become effective after their approval by Committee on management of National association of the organizations for investment management (further - Association) and NKTsB.

Art. 2. This code provides consideration of the disputes, claims and disagreements which arose in the course of activities in the security market of members of Association including:

a) between members of Association;

b) between members of Association and their clients.

All disputes, claims and disagreements between members which arose in connection with their activities in the security market and which can be permitted in peace procedure by members can be submitted to arbitration according to this code.

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